2D-AAS Codebook Configuration for 3D MIMO Beamforming

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Solution Overview

Problem

Current wireless communication systems face challenges in configuring a codebook for 2D-AAS based 3D MIMO systems, particularly in efficiently transmitting and receiving signals, which affects beamforming gain and data transfer rates.

Innovation Solution

A method is proposed for configuring a codebook using a discrete Fourier transform (DFT) matrix, where precoding matrices are generated based on the Kronecker product of matrices for horizontal and vertical antenna ports, with specific index pairs and oversampling factors to optimize channel state information feedback and beamforming.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Power

If a codebook is configured for 2D-AAS based 3D MIMO systems, then beamforming gain is improved, but device complexity increases due to the need to manage precoding matrix sets and index pairs

Engineering Contradiction:
Improvebeamforming gainVSAvoidcodebook configuration complexity
Core Design Contradiction:
PowerVSDevice complexity

Solution Approach 1:

The codebook is segmented into multiple precoding matrix sets, where each set corresponds to specific index pairs (x,y), (x+2,y), (x,y+1), and (x+1,y+1). This segmentation allows the system to manage complexity by organizing precoding matrices into structured groups while maintaining beamforming performance through selective matrix selection from appropriate sets.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent extends the codebook structure by introducing two-dimensional index pairs (first dimension index and second dimension index) to identify precoding matrices. This dimensional extension enables more precise beamforming control in 3D MIMO systems with 2D-AAS, allowing the system to address both horizontal and vertical antenna dimensions independently while managing complexity through structured index management.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

2Productivity

If precoding matrices are generated using Kronecker product of horizontal and vertical antenna matrices, then signal transmission efficiency is improved, but manufacturing precision requirements increase for antenna port configurations

Engineering Contradiction:
Improvesignal transmission efficiencyVSAvoidantenna port configuration precision
Core Design Contradiction:
ProductivityVSManufacturing precision

Solution Approach 1:

The precoding matrix generation process is segmented into two independent components: a first matrix corresponding to horizontal antenna ports and a second matrix corresponding to vertical antenna ports. The Kronecker product of these segmented matrices generates the complete precoding matrix, allowing independent optimization and configuration of each dimension while maintaining overall transmission efficiency.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent employs parameter changes by using different oversampling factors for the first and second matrices in the Kronecker product. This allows flexible adjustment of the codebook resolution and precoding accuracy independently for each antenna dimension, optimizing transmission efficiency while adapting to different hardware precision capabilities.

Inventive Principle:
Principle #35Parameter changes

3Productivity

If channel state information feedback is optimized using specific index pairs, then data transfer rate is improved, but loss of information increases due to limited feedback bits

Engineering Contradiction:
Improvedata transfer rateVSAvoidchannel state information feedback accuracy
Core Design Contradiction:
ProductivityVSLoss of information

Solution Approach 1:

The feedback mechanism uses two-dimensional index pairs (first dimension index and second dimension index) to identify precoding matrices in the codebook. This dimensional approach allows more precise channel state information representation within limited feedback bits by independently encoding horizontal and vertical dimension information, thereby reducing information loss while improving data transfer rates.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

Solution Approach 2:

The channel state information feedback is segmented into separate index components for different antenna dimensions. The first PMI (Precoding Matrix Indicator) selects from the first dimension while the second PMI selects from the second dimension, allowing efficient packing of feedback information and reducing overall feedback overhead while maintaining accuracy.

Inventive Principle:
Principle #1Segmentation

Data Source

PatentUS10819412B2Codebook-based signal transmission/reception method in multi-antenna wireless communication system, and device for same
Publication Date: 2020.10.27 LG ELECTRONICS INC
  • US10819412B2 patent drawing
  • US10819412B2 patent drawing
  • US10819412B2 patent drawing

AI summary

A method for transmitting and receiving a signal based on a codebook in a multi-antenna wireless communication and a device therefor are disclosed. Specifically, a method for transmitting and receiving a signal by a UE on the basis of a codebook in a 2-dimensional multi-antenna wireless communication system includes: receiving a channel state information-reference signal (CSI-RS) from an eNB through multiple antenna ports; and reporting channel state information to the eNB, wherein the channel state information includes a precoding matrix indicator (PMI), the PMI includes a first PMI for selecting a precoding matrix set from the codebook and a second PMI for selecting a precoding matrix from the precoding matrix set, pairs of indexes of a first dimension and indexes of a second dimension of precoding matrices belonging to the precoding matrix set are (x,y), (x+2,y), (x,y+1) and (x+1,y+1), and x and y are integers which are not negative numbers.