Chromatic Dispersion Estimation in Coherent Receivers

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Solution Overview

Problem

Current coherent optical communication systems face challenges in accurately and efficiently estimating chromatic dispersion, especially in the presence of large chromatic dispersion and polarization mode dispersion (PMD), which leads to poor system performance and increased complexity due to the need for iterative scanning methods.

Innovation Solution

A method utilizing a Fourier transform circuit to determine frequency domain data, calculating parameters indicative of chromatic dispersion, and processing the signal with a frequency response to compensate for chromatic dispersion, while being insensitive to PMD effects, allowing for direct estimation without iterative scanning and prior clock recovery loop locking.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Measurement precision

If iterative scanning methods are used to estimate chromatic dispersion, then estimation accuracy can be improved, but processing time and system complexity increase significantly

Engineering Contradiction:
Improvechromatic dispersion estimation accuracyVSAvoidprocessing time
Core Design Contradiction:
Measurement precisionVSLoss of time

Solution Approach 1:

The patent performs preliminary actions by estimating chromatic dispersion directly from the received signal without requiring iterative scanning. The method calculates chromatic dispersion parameters using frequency domain analysis of the received signal, enabling direct estimation before clock recovery loop locking is achieved, thus eliminating time-consuming iterative processes

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The patent extracts chromatic dispersion information directly from the received signal by analyzing frequency domain characteristics. By separating chromatic dispersion estimation from other signal processing functions and performing it independently through frequency domain analysis, the method achieves accurate estimation without requiring iterative scanning or prior knowledge of dispersion values

Inventive Principle:
Principle #2Taking out (Extraction)

2Measurement precision

If iterative scanning methods are used to estimate chromatic dispersion, then estimation accuracy can be improved, but device complexity increases due to multiple processing steps

Engineering Contradiction:
Improvechromatic dispersion estimation accuracyVSAvoidreceiver complexity
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

The patent extracts chromatic dispersion information directly from the received signal by analyzing frequency domain characteristics. By separating chromatic dispersion estimation from other signal processing functions and performing it independently through frequency domain analysis, the method achieves accurate estimation without requiring iterative scanning or prior knowledge of dispersion values

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

The patent replaces complex iterative mechanical scanning processes with a direct mathematical computation approach. By using frequency domain analysis and calculating chromatic dispersion parameters through direct mathematical operations on the received signal, the method eliminates the need for iterative scanning mechanisms and associated control logic

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

3Reliability

If conventional dispersion compensation components (DCFs) are used, then chromatic dispersion can be compensated, but system size and cost increase

Engineering Contradiction:
Improvechromatic dispersion compensationVSAvoidsystem size
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent replaces physical optical dispersion compensation components (DCFs) with digital signal processing methods. By performing chromatic dispersion compensation through digital filtering and mathematical operations in the receiver, the system eliminates the need for additional optical components, reducing system size, cost, and complexity while maintaining compensation effectiveness

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Solution Approach 2:

The patent changes the approach from physical parameter manipulation (using DCFs with specific dispersion characteristics) to digital parameter processing. By adjusting digital filter coefficients and applying mathematical transformations to the received signal, the system achieves dispersion compensation through parameter changes in the digital domain rather than physical domain

Inventive Principle:
Principle #35Parameter changes

4Measurement precision

If chromatic dispersion is compensated first before PMD estimation, then PMD estimation accuracy improves, but overall processing time increases

Engineering Contradiction:
ImprovePMD estimation accuracyVSAvoidtotal processing time
Core Design Contradiction:
Measurement precisionVSLoss of time

Solution Approach 1:

The patent performs preliminary chromatic dispersion estimation directly from the received signal before clock recovery loop locking, enabling subsequent PMD estimation to proceed without waiting for iterative CD compensation. This preliminary action allows parallel processing of CD and PMD parameters, reducing total processing time while maintaining estimation accuracy

Inventive Principle:
Principle #10Preliminary action

Data Source

PatentUS8705986B2PMD-insensitive method of chromatic dispersion estimation for a coherent receiver
Publication Date: 2014.04.22 INFINERA CORP
  • US8705986B2 patent drawing
  • US8705986B2 patent drawing
  • US8705986B2 patent drawing

AI summary

Consistent with the present disclosure, a method and system for estimating chromatic dispersion of an optical signal in a coherent receiver is provided that is insensitive to polarization mode dispersion (PMD) and other polarization effects in the optical communication system. The effects of chromatic dispersion in the optical system are estimated by first calculating a phase shift between a pair of related frequency domain data outputs of a Fourier transform circuit. The calculated phase shift includes a linear phase component that is proportional to the chromatic dispersion, a DC constant phase component, and a data spectrum component. The calculated phase shift is then averaged over a number of clock cycles to remove the data spectrum components. The time averaged result is used to normalize any effects of PMD from the received signal. A slope of the linear phase component as a function of frequency is then calculated and used to estimate the value for chromatic dispersion. The chromatic dispersion estimate is then used to determine a number of coefficients of an inverse frequency response of the chromatic dispersion in the system, and is used to compensate for the chromatic dispersion.