Adaptive Equalization in Coherent Receivers Using Stokes Space Update

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Solution Overview

Problem

Coherent optical receivers face challenges in effectively compensating for chromatic dispersion and polarization mode dispersion, leading to inter-symbol interference and reduced signal quality in high spectral efficiency transmission over long-haul optical links.

Innovation Solution

An adaptive butterfly filter is employed in the coherent receiver, utilizing Stokes parameters to update tap weights and recover equalized signals, which are independent of phase noise and frequency offset, thereby improving signal quality.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If conventional adaptive equalization is used in coherent receivers, then polarization mode dispersion can be compensated, but chromatic dispersion compensation is insufficient leading to inter-symbol interference

Engineering Contradiction:
Improvesignal qualityVSAvoidequalization complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The equalization process is divided into two independent stages: a butterfly equalizer for polarization mode dispersion compensation and a separate equalizer for chromatic dispersion compensation. This segmentation allows each equalizer to be optimized for its specific function, improving overall signal quality while managing complexity through modular design.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent employs dynamic equalization where tap weights are continuously updated based on real-time signal characteristics and Stokes parameters. This dynamic adaptation enables the system to compensate for time-varying polarization effects and chromatic dispersion, maintaining optimal performance across changing transmission conditions.

Inventive Principle:
Principle #15Dynamics

2Productivity

If higher-order modulation formats are used, then spectral efficiency is improved, but susceptibility to phase noise and frequency offset increases

Engineering Contradiction:
Improvespectral efficiencyVSAvoidphase noise susceptibility
Core Design Contradiction:
ProductivityVSObject-affected harmful factors

Solution Approach 1:

The patent implements feedback mechanisms where Stokes parameters are calculated from equalized signals and used to update equalizer tap weights. This feedback loop continuously adapts the equalization parameters to compensate for phase noise and frequency offset, enabling higher-order modulation formats to maintain performance despite increased susceptibility to these harmful factors.

Inventive Principle:
Principle #23Feedback

Solution Approach 2:

The system dynamically changes equalization parameters (tap weights) based on real-time signal conditions and Stokes parameter measurements. This parameter adaptation allows the receiver to compensate for phase noise and frequency offset effects, thereby enabling the use of higher-order modulation formats that would otherwise be too vulnerable to these disturbances.

Inventive Principle:
Principle #35Parameter changes

3Reliability

If adaptive butterfly equalizer is used for polarization de-multiplexing, then polarization effects are compensated, but computational complexity increases

Engineering Contradiction:
Improvepolarization compensation accuracyVSAvoidcomputational complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The polarization compensation function is segmented into four independent equalizer channels arranged in a butterfly configuration. Each channel processes a specific polarization component independently, which simplifies the computational complexity compared to a monolithic approach while maintaining accurate polarization de-multiplexing and compensation.

Inventive Principle:
Principle #1Segmentation

Data Source

PatentUS9515745B2Adaptive equalization in coherent receivers using a Stokes space update algorithm
Publication Date: 2016.12.06 CISCO TECHNOLOGY INC
  • US9515745B2 patent drawing
  • US9515745B2 patent drawing
  • US9515745B2 patent drawing

AI summary

A coherent optical receiver including an optical transducer, an adaptive filter, and a processor updates the adaptive filter according to a metric derived in Stokes space. The optical transducer receives an optical signal corresponding to a modulated signal of symbols. The optical transducer also determines a first signal corresponding to a first polarization of the optical signal and a second signal corresponding to a second polarization of the optical signal. The adaptive filter recovers a first equalized signal and a second equalized signal from the first signal and the second signal. The first equalized signal and the second equalized signal form an equalized modulated signal of symbols. The processor calculates a set of Stokes parameters from the equalized modulated signal and updates the adaptive filter based on a metric derived from the set of Stokes parameters.