Coherent Optical Transceiver Using Pilot Tone Phase Tracking

Resolve Bottlenecks,
Find Innovative Solutions
Generate Solutions

Solution Overview

Problem

Current high-capacity optical transceivers for short reach applications face challenges with high power consumption, complex Digital Signal Processing (DSP) requirements, and high production costs due to the need for deep nm CMOS processes and narrow linewidth lasers, which limit their efficiency and scalability.

Innovation Solution

A high-capacity coherent optical transceiver design that utilizes a Dual-Drive Mach-Zehnder Modulator (DD-MZM) with a partitioned analog front-end and digital back-end, incorporating pilot tones and Finite Impulse Response (FIR) filters for chromatic dispersion compensation, and a heterodyne receiver with a simple 2×2 coupler to reduce optical complexity and power consumption, while enabling efficient signal recovery and phase/frequency alignment.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If fully coherent implementations with nested I/Q modulator and coherent receiver are used, then noise tolerance and chromatic dispersion compensation are improved, but power consumption and production cost increase significantly

Engineering Contradiction:
Improvenoise toleranceVSAvoidpower consumption
Core Design Contradiction:
ReliabilityVSUse of energy by moving object

Solution Approach 1:

The patent extracts and removes the 90-degree optical hybrid from the coherent receiver architecture, keeping only the essential coherent detection components. This simplification reduces power consumption and production cost while maintaining adequate noise tolerance for short reach applications, directly resolving the contradiction between reliability and energy use.

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

The patent applies local quality by optimizing the receiver design specifically for short reach applications rather than using a universal high-performance coherent receiver. The simplified architecture without 90-degree optical hybrid is tailored to the specific requirements of short reach transmission, achieving adequate performance with reduced power consumption.

Inventive Principle:
Principle #3Local quality

2Manufacturing precision

If deep nm CMOS process is used for ADC+DSP implementation, then signal recovery and chromatic dispersion compensation performance are improved, but production cost increases

Engineering Contradiction:
Improvesignal recovery performanceVSAvoidproduction cost
Core Design Contradiction:
Manufacturing precisionVSEase of manufacture

Solution Approach 1:

The patent changes the manufacturing parameter by moving from deep nm CMOS process to 28 nm CMOS process for ADC+DSP implementation. This parameter change significantly reduces production cost while the system maintains adequate signal recovery and chromatic dispersion compensation performance through the simplified receiver architecture and pilot tone-based equalization, resolving the contradiction between manufacturing precision and ease of manufacture.

Inventive Principle:
Principle #35Parameter changes

3Stability of the object's composition

If narrow linewidth laser is used, then phase and frequency stability are improved, but production cost and complexity increase

Engineering Contradiction:
Improvephase stabilityVSAvoidlaser complexity
Core Design Contradiction:
Stability of the object's compositionVSDevice complexity

Solution Approach 1:

The patent introduces feedback through pilot tones that are transmitted along with the data signal and used at the receiver to track and compensate for phase and frequency variations. This feedback mechanism allows the system to use a simpler, less expensive laser while maintaining phase and frequency stability through active compensation, resolving the contradiction between stability and device complexity.

Inventive Principle:
Principle #23Feedback

4Measurement precision

If complex DSP algorithms are used for signal recovery, then signal quality is improved, but power consumption increases

Engineering Contradiction:
Improvesignal qualityVSAvoidpower consumption
Core Design Contradiction:
Measurement precisionVSUse of energy by moving object

Solution Approach 1:

The patent applies preliminary action by using pilot tones to pre-establish reference signals for phase and frequency tracking before the actual data is processed. This preliminary setup enables simpler DSP algorithms to achieve adequate signal quality, reducing the computational complexity and power consumption of the main signal recovery process while maintaining acceptable performance.

Inventive Principle:
Principle #10Preliminary action

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The solution achieves efficient chromatic dispersion compensation over long distances with reduced power consumption and production costs, enabling scalable and cost-effective high-capacity optical transmission up to 100 km, while maintaining performance and noise tolerance.

Implementation Method 1

a modulator configured to modulate a laser based thereon

Methodology Applied
Scientific EffectElectro-optic modulation: Electro-Optic Effects

Implementation Method 2

optical couplers configured to coherently combine received signals with a Local Oscillator (LO) formed by the laser

Methodology Applied
Scientific EffectCoherent optical combination: Coherent Light

Implementation Method 3

provide the combined signals to photodetectors for balanced detection

Methodology Applied
Scientific EffectPhotoelectric detection: Photoelectric Effect

Data Source

PatentUS10313014B2High capacity coherent optical transceiver for short reach applications
Publication Date: 2019.06.04 CIENA CORP
  • US10313014B2 patent drawing
  • US10313014B2 patent drawing
  • US10313014B2 patent drawing

AI summary

An optical transceiver includes a transmitter including transmitter signal processing circuitry configured to receive a transmit signal and provide two drive voltage signals V1, V2 to a modulator configured to modulate a laser based thereon; and a receiver including i) optical couplers configured to coherently combine received signals with a Local Oscillator (LO) formed by the laser and provide the combined signals to photodetectors for balanced detection, and ii) receiver signal processing circuitry configured to demodulate outputs from the balanced detection, wherein the receiver signal processing circuitry comprises an analog front-end and digital back-end.