Receiver AGC Architecture for IQ Gain Balance in Asymmetrical Constellations

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Solution Overview

Problem

Current receiver automatic gain control (AGC) systems for asymmetrical or unbalanced constellations are inadequate as they re-normalize the I and Q power imbalance, destroying the integrity of signals like BPSK and 4ASK, and are not suitable for high-integration pluggable coherent modems due to complexity and noise introduced by external digital AGC loops.

Innovation Solution

Implementing a common AGC loop for both I and Q tributaries, with an integrated analog AGC loop in the transimpedance amplifier (TIA) that locks the total RF power to a constant value, and includes an IQ Gain Balancing function to set both tributaries to equal gain using a single control signal, allowing for tracking of fast optical power transients while preserving signal asymmetry.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If independent AGC loops are used per tributary, then RF power can be controlled to maintain constant power at ADC input for symmetrical constellations, but the integrity of asymmetrical signals is destroyed due to re-normalization of I and Q power imbalance

Engineering Contradiction:
Improvesignal integrityVSAvoidconstellation compatibility
Core Design Contradiction:
ReliabilityVSAdaptability or versatility

Solution Approach 1:

The patent implements a dynamic switching mechanism that allows the AGC system to operate in two modes: independent AGC loops for symmetrical constellations (QPSK, 16QAM) and a common AGC loop for asymmetrical constellations (BPSK, 4ASK). This dynamic reconfiguration enables the system to adapt its control strategy based on the detected constellation type, thereby maintaining signal integrity across different modulation schemes without compromising either reliability or versatility

Inventive Principle:
Principle #15Dynamics

Solution Approach 2:

The system changes the AGC control parameters based on constellation detection. For asymmetrical constellations, it switches from independent per-tributary control to a common shared control loop, effectively changing the control architecture parameter. This parameter change allows the system to preserve the engineered I-Q power imbalance for BPSK and 4ASK while maintaining constant total power, thus resolving the contradiction between signal integrity and constellation compatibility

Inventive Principle:
Principle #35Parameter changes

2Adaptability or versatility

If external digital AGC loops are used, then gain control functionality can be provided, but noise and complexity are introduced that limit integration in pluggable coherent modems

Engineering Contradiction:
ImproveAGC functionalityVSAvoidintegration complexity
Core Design Contradiction:
Adaptability or versatilityVSDevice complexity

Solution Approach 1:

The patent merges the AGC control functionality directly into the TIA (transimpedance amplifier) chip, combining the TIA and AGC loop into a single integrated device. This eliminates the need for external digital AGC loops and their associated interconnects, thereby reducing noise, simplifying the overall system architecture, and enabling high-integration pluggable coherent modems while retaining full AGC functionality for both symmetrical and asymmetrical constellations

Inventive Principle:
Principle #5Merging (Combining)

3Speed

If AGC bandwidth is set to track IF frequency, then fast optical power transients can be tracked, but the AGC loop re-normalizes asymmetrical constellations destroying signal integrity

Engineering Contradiction:
Improvetracking speedVSAvoidsignal integrity
Core Design Contradiction:
SpeedVSReliability

Solution Approach 1:

The patent implements a dynamic control architecture where the AGC loop structure changes based on constellation type. For asymmetrical constellations, a common AGC loop with appropriate bandwidth settings is used that tracks optical power transients without attempting to equalize I-Q powers. For symmetrical constellations, independent loops with higher bandwidth can be used. This dynamic adaptation allows fast tracking while preserving signal integrity by matching the control strategy to the signal characteristics

Inventive Principle:
Principle #15Dynamics

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This solution maintains the integrity of asymmetrical signals and enhances integration and flexibility in coherent modems by reducing noise and complexity, enabling effective tracking of optical power transients without re-designing existing AGC loops.

Implementation Method 1

the loop filter 52 is the integrator loop (VGC I =K LF ∫ error dt)

Methodology Applied
Scientific EffectIntegration:

Data Source

PatentEP3750240B1Receiver automatic gain control systems and methods
Publication Date: 2022.09.21 CIENA CORP
  • EP3750240B1 patent drawingFigure 1
  • EP3750240B1 patent drawingFigure 2
  • EP3750240B1 patent drawingFigure 3

AI summary

An automatic gain control system for a receiver, including: an automatic gain control loop (40) adapted to be coupled to both a first transimpedance amplifier (12) coupled to a first analog-to-digital converter (14) forming a first tributary and a second transimpedance amplifier (12) coupled to a second analog-to-digital converter (14) forming a second tributary; and an offset gain control voltage to gain balance a transimpedance amplifier gain of the first tributary and a transimpedance amplifier gain of the second tributary. The automatic gain control loop can be analog. Also, the automatic gain control loop can be implemented in hardware or firmware.