Compact Optical Mux Demux Using 3D Stacked Micro Lenses

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Solution Overview

Problem

Existing optical multiplexers and demultiplexers (Mux/DeMux) are too large to fit in small form-factor optical modules like QSFP, and they face challenges in achieving a broad operating wavelength range, enhanced optical performance, and cost-effectiveness while maintaining a compact size.

Innovation Solution

The design incorporates an array of micro lenses, filters, and a glass block bonded onto a substrate, with compensatory optical plates to correct errors, allowing for a compact, efficient, and cost-effective Mux/DeMux module that can fit within QSFP modules, utilizing a collimator, mirror, and micro lenses to manage light beams and wavelengths effectively.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Volume of moving object

If conventional optical multiplexers and demultiplexers are used, then optical performance and wavelength range are achieved, but the device size becomes too large to fit in QSFP modules

Engineering Contradiction:
Improvedevice sizeVSAvoidoptical performance
Core Design Contradiction:
Volume of moving objectVSReliability

Solution Approach 1:

The patent transitions from planar optical component arrangements to a three-dimensional stacked configuration. Multiple optical components (collimators, filters, lenses) are arranged in vertical layers along the optical path, enabling compact integration while maintaining optical performance. This dimensional transition allows the device to fit within QSFP form factor constraints.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

Solution Approach 2:

The patent implements nested integration by placing multiple optical components within each other's spatial envelopes. The collimator, filter array, and lens array are positioned such that their optical paths overlap or interpenetrate in three-dimensional space, maximizing space utilization and reducing overall device volume while preserving functional independence of each component.

Inventive Principle:
Principle #7Nested doll (Nesting)

2Volume of moving object

If device size is reduced to fit QSFP modules, then compactness is achieved, but manufacturing precision and error compensation become more challenging

Engineering Contradiction:
Improvedevice sizeVSAvoidalignment precision
Core Design Contradiction:
Volume of moving objectVSManufacturing precision

Solution Approach 1:

The patent introduces compensatory optical elements (such as adjustable lenses or prisms) as intermediaries between the fixed optical components. These intermediaries can be tuned to correct alignment errors and focal deviations, compensating for manufacturing tolerances and assembly variations without requiring ultra-precise manufacturing of all components.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The patent employs adjustable optical parameters (such as lens focal length, filter position, or component spacing) that can be modified after assembly to optimize performance. This allows the system to compensate for manufacturing variations by tuning parameters rather than relying solely on precise fabrication tolerances.

Inventive Principle:
Principle #35Parameter changes

3Area of stationary object

If compact design is implemented, then footprint is reduced, but device complexity and component integration difficulty increase

Engineering Contradiction:
Improvesubstrate footprintVSAvoidcomponent integration
Core Design Contradiction:
Area of stationary objectVSDevice complexity

Solution Approach 1:

The patent divides the optical system into discrete functional modules (collimator section, filter section, lens section, detector section) that can be independently designed, manufactured, and tested. This segmentation allows complex functionality to be achieved through modular assembly, reducing integration difficulty despite the compact overall form factor.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent designs optical components that serve multiple functions within the compact architecture. For example, certain optical elements simultaneously perform collimation and focusing, or filters serve both wavelength selection and spatial positioning functions, thereby reducing the total number of components needed and simplifying integration.

Inventive Principle:
Principle #6Universality (Multi-functionality)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This design achieves an 85% reduction in substrate footprint, enabling the module to fit within QSFP, while enhancing optical performance and reducing manufacturing costs, and allows for simultaneous multiplexing and demultiplexing functions with improved error compensation.

Implementation Method 1

an optical device to generate a collimated light beam

Methodology Applied
Scientific EffectCollimation: Lens

Implementation Method 2

an array of filters disposed between the mirror and the micro lenses

Methodology Applied
Scientific EffectWavelength filtering: Filter (optical)

Implementation Method 3

an array of micro lenses

Methodology Applied
Scientific EffectLight focusing: Lens

Implementation Method 4

a mirror

Methodology Applied
Scientific EffectLight reflection: Reflection

Data Source

PatentUS8537468B1Ultra compact optical multiplexer or demultiplexer
Publication Date: 2013.09.17 ALLIAN FIBER OPTIC PROD INC
  • US8537468B1 patent drawing
  • US8537468B1 patent drawing
  • US8537468B1 patent drawing

AI summary

Designs of optical devices providing multiplexing or demultiplexing functions are disclosed. According to one embodiment, an optical device or an assembly employs an array of micro lenses, an array of filters and a mirror or an array of mirrors all bonded onto a substrate to provide multiplexing or demultiplexing functions. To compensate for possible errors caused by some or all of these components, one or more compensatory optical plates are provided to respectively correct these errors. Depending on implementation, the compensatory optical plates may be designed differently to correct various errors.