Multi-Dimensional Constellation Shaping for Nonlinear Optical Links

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Solution Overview

Problem

Existing modulation formats with constant symbol energy, such as BPSK and polarization-balanced 8-dimensional formats, offer improved nonlinear performance but are limited to a single data rate, whereas probabilistic constellation shaping techniques like PCS provide variable spectral efficiency, which is beneficial but challenging to integrate effectively for nonlinear interference mitigation in optical communication systems.

Innovation Solution

The development of novel constellations and bit-to-symbol mapping techniques using shaped and unshaped bits allows for adaptive spectral efficiency while preserving power-balancing and polarization-balancing properties, enabling improved tolerance to nonlinear effects in optical transmission systems. This is achieved through systematic FEC encoding and selective mapping of bits to QPSK and 8PSK constellations, optimizing symbol probabilities and amplitudes for enhanced performance.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Productivity

If probabilistic constellation shaping is applied to achieve variable spectral efficiency, then spectral efficiency is improved, but nonlinear interference increases

Engineering Contradiction:
Improvespectral efficiencyVSAvoidnonlinear interference
Core Design Contradiction:
ProductivityVSObject-generated harmful factors

Solution Approach 1:

The constellation is segmented into multiple subsets with different energies, where each subset is assigned a specific probability of selection. This segmentation allows the system to achieve variable spectral efficiency by adjusting the probability distribution across subsets while controlling the overall nonlinear interference through selective use of high-energy symbols.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

Different regions of the constellation diagram are assigned different properties - specifically, different energy levels and selection probabilities. The inner constellation points (lower energy) have higher selection probabilities while outer points (higher energy) have lower probabilities, creating a local quality variation that optimizes the balance between spectral efficiency and nonlinear interference.

Inventive Principle:
Principle #3Local quality

2Reliability

If constant symbol energy modulation formats are used, then nonlinear performance is improved, but data rate flexibility is limited

Engineering Contradiction:
Improvenonlinear performanceVSAvoiddata rate flexibility
Core Design Contradiction:
ReliabilityVSAdaptability or versatility

Solution Approach 1:

The system dynamically adjusts the probability distribution of constellation symbol selection based on channel conditions and required data rates. By varying the shaping parameter μ, the system can adapt between different spectral efficiency targets while maintaining the constant envelope property that provides nonlinear tolerance, thus achieving both reliability and adaptability.

Inventive Principle:
Principle #15Dynamics

Solution Approach 2:

The invention changes the probability distribution parameter μ to control spectral efficiency while maintaining constant symbol energy for selected symbols. This parameter adjustment allows flexible data rate adaptation without compromising the nonlinear performance benefits of constant envelope modulation.

Inventive Principle:
Principle #35Parameter changes

3Productivity

If high-cardinality QAM formats are used to increase spectral efficiency, then bits per symbol increases, but nonlinear interference increases

Engineering Contradiction:
Improvebits per symbolVSAvoidnonlinear interference
Core Design Contradiction:
ProductivityVSObject-generated harmful factors

Solution Approach 1:

The high-cardinality QAM constellation is segmented into multiple subsets, each with its own energy level and selection probability. This segmentation allows the system to achieve high spectral efficiency through the use of high-order modulation while controlling nonlinear interference by probabilistically selecting from lower-energy subsets, thereby reducing the average peak power.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The invention introduces asymmetry in the probability distribution across constellation points - inner points are selected more frequently than outer points. This asymmetric selection pattern allows the system to exploit the full capacity of high-cardinality QAM for spectral efficiency while the probabilistic weighting compensates for the nonlinear distortion affecting high-energy symbols.

Inventive Principle:
Principle #4Asymmetry

Data Source

PatentEP4221116B1Probabilistic constellation shaping of multi-dimensional symbols for improved tolerance to nonlinear impairments
Publication Date: 2024.05.29 CIENA CORP
  • EP4221116B1 patent drawingFigure 1
  • EP4221116B1 patent drawingFigure 2~3
  • EP4221116B1 patent drawingFigure 4~5

AI summary

An optical transmitter device (14) includes a digital signal processor, DSP, (20) having digital hardware (30). The DSP is operative to generate (102,202,302) shaped bits from a first set of information bits, and to apply (104,204,304) a systematic forward error correction, FEC, scheme to encode the shaped bits and a second set of information bits, where the first set of information bits and the second set of information bits are disjoint sets. Unshaped bits and the shaped bits are mapped to selected symbols or are used to select symbols from one or more constellations. The selected symbols are mapped to physical dimensions. Each unshaped bit is either one of the second set of information bits or one of multiple parity bits resulting from the FEC encoding. In this manner, a target spectral efficiency is achieved.