Contactless Biometric Authentication Using 3D Depth Mapping

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Solution Overview

Problem

Conventional password authentication methods are vulnerable, and traditional biometric authentication techniques, such as contact-based methods, are ineffective when users wear personal protective equipment like face masks, especially in environments like medical settings or high-traffic public spaces during pandemics.

Innovation Solution

A system that uses contactless physiological biometric authentication processes, behavioral authentication, and passive data authentication to verify users while they wear face masks, by generating biometric data from images captured by sensors on both the face covering and a user device, without requiring users to remove their masks.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Ease of operation

If conventional facial recognition techniques are used, then authentication can be performed quickly and contactlessly, but authentication becomes ineffective when users wear face masks

Engineering Contradiction:
Improvecontactless authenticationVSAvoidauthentication effectiveness
Core Design Contradiction:
Ease of operationVSReliability

Solution Approach 1:

The system transitions from two-dimensional facial feature recognition to three-dimensional depth mapping using time-of-flight sensors and structured light. This dimensional change allows the system to capture facial geometry that remains identifiable even when the upper face is obscured by a mask, resolving the contradiction between contactless operation and authentication reliability.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

Solution Approach 2:

The authentication system segments the facial recognition process into multiple independent components: depth mapping of the lower face, thermal pattern analysis, and behavioral biometrics. This segmentation allows the system to rely on unobscured facial regions and alternative biometric signals when the upper face is covered, maintaining reliability while preserving contactless operation.

Inventive Principle:
Principle #1Segmentation

2Reliability

If contact-based biometric authentication is used, then authentication accuracy can be maintained, but public health concerns arise in medical environments or during pandemics

Engineering Contradiction:
Improveauthentication accuracyVSAvoidpublic health risk
Core Design Contradiction:
ReliabilityVSObject-affected harmful factors

Solution Approach 1:

The system replaces mechanical contact-based biometric sensors (fingerprint scanners, touch-based facial recognition) with optical and thermal sensing technologies. Time-of-flight depth sensors, infrared thermal cameras, and behavioral sensors capture biometric data without physical contact, eliminating transmission of pathogens while maintaining authentication accuracy through alternative measurement modalities.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

3Reliability

If multiple authentication methods are implemented to work around face masks, then authentication reliability improves, but system complexity increases

Engineering Contradiction:
Improveauthentication reliabilityVSAvoidsystem complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The system merges multiple biometric sensing modalities (depth mapping, thermal imaging, behavioral analysis) into a unified authentication framework. Rather than implementing separate authentication systems, the patent integrates these sensors and methods into a single coordinated system that processes multiple biometric signals simultaneously, improving reliability while managing complexity through unified architecture.

Inventive Principle:
Principle #5Merging (Combining)

Solution Approach 2:

The authentication system is designed with multi-functionality to handle various authentication scenarios: full-face recognition when masks are removed, lower-face depth mapping when masks are worn, thermal pattern recognition, and behavioral biometrics. This universal design allows a single system to perform multiple authentication functions across different conditions, improving reliability without requiring separate specialized systems for each scenario.

Inventive Principle:
Principle #6Universality (Multi-functionality)

Data Source

PatentUS11829460B2Systems and methods for biometric authentication via face covering
Publication Date: 2023.11.28 CAPITAL ONE SERVICES LLC
  • US11829460B2 patent drawing
  • US11829460B2 patent drawing
  • US11829460B2 patent drawing

AI summary

Methods and systems are described for improvements to authentication processes. For example, conventional systems may rely on password authentication or contact-based alternative authentication techniques that are impractical or infeasible in sensitive medical environments, during pandemics, or fail meet the health and safety needs of an increasingly health-conscious public. In contrast, the described solutions provide an improvement over conventional authentication systems and methods by enabling user authentication via contactless physiological biometric authentication processes, behavioral authentication processes, and passive data authentication processes, that do not require a user to remove personal protective equipment.