Actively Cooled Optical Substrates for High Power Lasers

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Solution Overview

Problem

High repetition rate laser systems face challenges with thermal degradation due to high average power handling, leading to surface deformation and coating failure in traditional optic devices, particularly in broadband metal or hybrid metal-dielectric mirrors and gratings used for visible light applications, where no effective heat management solutions exist.

Innovation Solution

An actively cooled optic device with a substrate featuring recessed chambers and coolant passages that maintain the front surface flatness by facilitating coolant flow, using materials with low thermal expansion coefficients and high thermal conductivity, such as cordierite or silicon carbide, to manage thermal stress and deformation.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Adaptability or versatility

If metal or hybrid metal-dielectric coatings are used to accommodate broadband laser spectrum, then bandwidth support is improved, but optical absorption increases to percent to few percent range

Engineering Contradiction:
Improvebandwidth supportVSAvoidoptical absorption
Core Design Contradiction:
Adaptability or versatilityVSLoss of energy

Solution Approach 1:

The patent changes the material parameters by selecting substrates with high thermal conductivity (silicon carbide, cordierite) and low thermal expansion coefficients to enable active cooling. This allows the system to tolerate higher absorption losses by actively managing the thermal consequences, thus resolving the contradiction between using high-absorption broadband coatings and maintaining system performance.

Inventive Principle:
Principle #35Parameter changes

2Productivity

If high repetition rate laser operation is implemented to achieve high average power, then productivity is improved, but thermal degradation and surface deformation increase

Engineering Contradiction:
Improverepetition rateVSAvoidthermal degradation resistance
Core Design Contradiction:
ProductivityVSReliability

Solution Approach 1:

The patent introduces hydraulic cooling systems with channels and flow cells that circulate coolant through the substrate. This active thermal management removes heat generated during high repetition rate operation, preventing thermal degradation and surface deformation, thus enabling high productivity operation while maintaining reliability.

Inventive Principle:
Principle #29Pneumatics and hydraulics

Solution Approach 2:

The patent selects materials with low thermal expansion coefficients (silicon carbide, cordierite) to minimize surface deformation when thermal gradients exist. This material selection directly addresses the thermal expansion issue caused by high repetition rate operation, maintaining optical surface quality under high productivity conditions.

Inventive Principle:
Principle #37Thermal expansion

3Temperature

If water-cooled copper block is used to remove heat from back surface, then heat removal capability is improved, but temperature gradient between front and back surfaces causes surface bowing

Engineering Contradiction:
Improveheat removal capabilityVSAvoidsurface flatness
Core Design Contradiction:
TemperatureVSShape

Solution Approach 1:

The patent segments the cooling approach by distributing multiple cooling channels and flow cells across the substrate, creating numerous localized cooling zones. This segmentation reduces the temperature gradient across the substrate thickness, minimizing thermal bowing while maintaining effective heat removal capability.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent applies cooling locally at multiple positions throughout the substrate rather than concentrating it at the back surface. This distributed local cooling approach creates a more uniform temperature distribution, reducing the temperature gradient that causes surface bowing while maintaining overall heat removal effectiveness.

Inventive Principle:
Principle #3Local quality

4Adaptability or versatility

If standard gratings with gold coating are used to support broadband spectrum, then bandwidth adaptability is improved, but absorption of 5% leads to excessive thermal power deposition at high average power

Engineering Contradiction:
Improvebandwidth supportVSAvoidthermal power handling
Core Design Contradiction:
Adaptability or versatilityVSPower

Solution Approach 1:

The patent changes the substrate material parameters to high thermal conductivity materials (silicon carbide, cordierite) and implements active cooling systems. This allows the system to use standard gold-coated gratings for broadband support while managing the thermal power deposition through active cooling, thus resolving the contradiction between bandwidth adaptability and power handling.

Inventive Principle:
Principle #35Parameter changes

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The solution effectively reduces thermal deformation to less than 1/10th of the wavelength, enabling the optic device to handle absorbed power densities greater than 100 mW/cm² without significant surface deformation, thereby enhancing the average power handling capability by up to 400-fold compared to uncooled substrates.

Implementation Method 1

passages that connect said back to said chambers and are configured for coolant flow between said back and said chambers

Methodology Applied
Scientific EffectConvection: Convection

Implementation Method 2

thermal conductivity of real materials cannot be infinite. For finite conductivity, a temperature gradient exists between the front and back surfaces

Methodology Applied
Scientific EffectThermal conduction: Conduction (thermal)

Implementation Method 3

Thermal expansion can lead to surface deformation, altering, for example, the power of a lens or reflected wavefront of a mirror

Methodology Applied
Scientific EffectThermal expansion: Thermal Expansion

Implementation Method 4

using materials with low thermal expansion coefficients and high thermal conductivity, such as cordierite or silicon carbide, to manage thermal stress and deformation

Methodology Applied
Scientific EffectThermal conduction: Conduction (thermal)

Data Source

PatentUS11906812B2Actively cooled optical substrates for high average power reflective or diffractive optic
Publication Date: 2024.02.20 UNIVERSITY OF ROCHESTER
  • US11906812B2 patent drawing
  • US11906812B2 patent drawing
  • US11906812B2 patent drawing

AI summary

Integrated active cooling of high-power reflective or diffractive optics uses substrates manufactured from low-expansion ceramics to flow coolant between the back surface of the substrate and chambers behind but adjacent a reflective front surface, in a direction transverse to the front surface, to thereby achieve much greater average power handling than known cooling techniques.