Cross-Attention Textual Knowledge Transfer for Speech Understanding

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Solution Overview

Problem

Existing spoken language understanding systems face challenges in integrating dialogue history effectively, leading to large model sizes and performance degradation due to the use of both automatic speech recognition and natural language understanding components, and there is a lack of efficient knowledge transfer from text-based models like BERT to speech-based models for improved semantic understanding.

Innovation Solution

A system that integrates fine-grained textual knowledge transfer by aligning Large Language Model (LLM) embeddings with speech-based embeddings using a cross-attention mechanism, combining alignment and ASR losses, and utilizing a self-attention layer for Spoken Language Understanding (SLU) tasks, enabling compact models to leverage BERT knowledge during pretraining.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Measurement precision

If both automatic speech recognition and natural language understanding components are used, then speech recognition accuracy is improved, but model size increases and performance degrades

Engineering Contradiction:
Improvespeech recognition accuracyVSAvoidmodel size
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

The patent combines ASR and SLU components into a single integrated model architecture, merging previously separate processing stages into one unified system that shares parameters and representations, thereby reducing overall model size while maintaining accuracy

Inventive Principle:
Principle #5Merging (Combining)

Solution Approach 2:

The integrated model performs multiple functions (speech recognition and language understanding) within a single architecture, allowing the same components to serve dual purposes and reducing the need for separate specialized modules

Inventive Principle:
Principle #6Universality (Multi-functionality)

2Measurement precision

If text-based models like BERT are integrated with speech-based models, then semantic understanding is improved, but knowledge transfer efficiency is insufficient

Engineering Contradiction:
Improvesemantic understandingVSAvoidknowledge transfer efficiency
Core Design Contradiction:
Measurement precisionVSProductivity

Solution Approach 1:

The patent applies preliminary action by pre-training the speech encoder using text-based BERT embeddings as supervision signals before fine-tuning on speech data. This preliminary pre-training step efficiently transfers linguistic knowledge from BERT to the speech model, improving semantic understanding without requiring direct integration of the large BERT model during inference

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The patent uses speech embeddings as an intermediary representation that bridges the gap between text-based BERT knowledge and speech-based processing. The BERT embeddings serve as a mediator to transfer knowledge indirectly through the speech encoder, avoiding direct coupling while enabling efficient knowledge transfer

Inventive Principle:
Principle #24Intermediary (Mediator)

3Measurement precision

If dialogue history is integrated into spoken language understanding, then understanding accuracy is improved, but system complexity increases

Engineering Contradiction:
Improveunderstanding accuracyVSAvoidsystem complexity
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

The patent merges dialogue history integration directly into the SLU model architecture by incorporating historical utterance representations into the same neural network layers that process current utterances, eliminating the need for separate dialogue management modules and reducing system complexity

Inventive Principle:
Principle #5Merging (Combining)

Data Source

PatentUS12444405B2Textual knowledge transfer for improved speech recognition and understanding
Publication Date: 2025.10.14 INTERNATIONAL BUSINESS MACHINE CORPORATION
  • US12444405B2 patent drawing
  • US12444405B2 patent drawing
  • US12444405B2 patent drawing

AI summary

Systems, computer-implemented methods, and computer program products to facilitate fine-grained textual knowledge transfer to improve speech recognition and understanding are provided. According to an embodiment, a system can comprise a processor that executes components stored in memory. The computer executable components comprise deriving component that can derive one or more speech-based embeddings from an utterance via a speech encoder. The computer executable components can comprise a cross-attention component that can align, at a token level, one or more large language model (LLM) based sentence embeddings with the one or more speech-based embeddings. The computer executable components can comprise a loss component that can combine an alignment loss and an automatic speech recognition (ASR) loss.