Cubic GaN Growth on Patterned Silicon Substrates

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Solution Overview

Problem

The manufacturing of GaN-based laser diodes is hindered by material defects, intrinsic polarization fields, and non-ideal cavity mirror formation due to lattice mismatch and the non-centrosymmetric nature of GaN, making it costly and inefficient, particularly when using non-polar substrates.

Innovation Solution

A method is developed to change the material phase from hexagonal to cubic GaN through selective area growth on patterned silicon substrates, using U-shaped grooves and controlled deposition to eliminate polarization effects and achieve cost-effective, high-quality GaN devices.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If hexagonal phase GaN is grown on silicon substrates, then material defects occur due to lattice mismatch, but the manufacturing cost is reduced compared to using non-polar substrates

Engineering Contradiction:
Improvematerial defect densityVSAvoidmanufacturing cost
Core Design Contradiction:
ReliabilityVSEase of manufacture

Solution Approach 1:

The patent applies phase transition by transforming the GaN crystal structure from hexagonal phase to cubic phase through controlled growth conditions. The cubic phase GaN is grown on patterned silicon substrates, eliminating the need for expensive non-polar substrates while reducing material defects. The phase transition is achieved by optimizing deposition parameters and using selective area growth techniques.

Inventive Principle:
Principle #36Phase transitions

Solution Approach 2:

The patent changes critical growth parameters including temperature, pressure, and composition ratios during GaN deposition. By adjusting these parameters, the crystal phase is controlled to form cubic GaN on silicon substrates, resolving the contradiction between defect reduction and manufacturing cost.

Inventive Principle:
Principle #35Parameter changes

2Reliability

If non-polar GaN substrates are used, then polarization effects are eliminated improving recombination efficiency, but the cost increases significantly and substrate area is limited

Engineering Contradiction:
Improverecombination efficiencyVSAvoidsubstrate cost and area
Core Design Contradiction:
ReliabilityVSEase of manufacture

Solution Approach 1:

The patent uses phase transition from hexagonal to cubic GaN to eliminate polarization effects. Cubic phase GaN grown on silicon substrates provides the desired non-polar characteristics without requiring expensive non-polar substrates, thereby improving recombination efficiency while maintaining cost-effectiveness and enabling larger substrate areas.

Inventive Principle:
Principle #36Phase transitions

Solution Approach 2:

The patent replaces expensive non-polar GaN substrates with inexpensive silicon substrates. The silicon substrates serve as a cost-effective platform for growing cubic phase GaN, eliminating the need for costly non-polar substrates while achieving the same functional benefits.

Inventive Principle:
Principle #27Cheap short-living objects (Disposable)

3Object-affected harmful factors

If GaN is grown on highly lattice-mismatched substrates like sapphire or SiC, then material defects increase due to twist and asymmetry, but the polarization issue is avoided

Engineering Contradiction:
Improvepolarization effectsVSAvoidmaterial defect density
Core Design Contradiction:
Object-affected harmful factorsVSReliability

Solution Approach 1:

The patent employs phase transition to cubic GaN as a solution that simultaneously addresses both polarization effects and material defects. By growing cubic phase GaN on patterned silicon substrates, the patent eliminates polarization effects while avoiding the lattice mismatch problems associated with sapphire and SiC substrates.

Inventive Principle:
Principle #36Phase transitions

Solution Approach 2:

The patent introduces patterned silicon substrates as an intermediary platform. The silicon substrates with specific patterns serve as a mediator that enables growth of high-quality cubic GaN, avoiding the direct lattice mismatch issues between GaN and traditional substrates like sapphire or SiC.

Inventive Principle:
Principle #24Intermediary (Mediator)

4Ease of manufacture

If processing employs dry etching or polishing to form mirrors, then cavity mirror formation is achieved, but material defects increase and processing complexity increases

Engineering Contradiction:
Improvecavity mirror formationVSAvoidmaterial defect density
Core Design Contradiction:
Ease of manufactureVSReliability

Solution Approach 1:

The patent uses phase transition to cubic GaN to enable formation of cavity mirrors without requiring aggressive dry etching or polishing. The cubic phase GaN grown on patterned silicon substrates provides suitable crystal planes that facilitate mirror formation through less damaging processes, thereby reducing material defects while maintaining manufacturing capability.

Inventive Principle:
Principle #36Phase transitions

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach results in polarization-free, low-defectivity Group III-nitride devices with improved recombination efficiency and integration capabilities with Si CMOS materials, enabling mass production of efficient GaN-based devices like LEDs and laser diodes without the need for expensive non-polar substrates.

Implementation Method 1

GaN epitaxy is grown on highly lattice-mismatched substrates such as sapphire, silicon, or silicon carbide (SiC)

Methodology Applied
Scientific EffectEpitaxy: Epitaxy

Data Source

PatentUS10027086B2Maximizing cubic phase group III-nitride on patterned silicon
Publication Date: 2018.07.17 THE BOARD OF TRUSTEES OF THE UNIV OF ILLINOIS
  • US10027086B2 patent drawing
  • US10027086B2 patent drawing
  • US10027086B2 patent drawing

AI summary

A device including a non-polarization material includes a number of layers. A first layer of silicon (100) defines a U-shaped groove having a bottom portion (100) and silicon sidewalls (111) at an angle to the bottom portion (100). A second layer of a patterned dielectric on top of the silicon (100) defines vertical sidewalls of the U-shaped groove. A third layer of a buffer covers the first layer and the second layer. A fourth layer of gallium nitride is deposited on the buffer within the U-shaped groove, the fourth layer including cubic gallium nitride (c-GaN) formed at merged growth fronts of hexagonal gallium nitride (h-GaN) that extend from the silicon sidewalls (111), wherein a deposition thickness (h) of the gallium nitride above the first layer of silicon (100) is such that the c-GaN completely covers the h-GaN between the vertical sidewalls.