CV-QKD Excess Noise Reduction via Probabilistic Constellation Shaping

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Solution Overview

Problem

Continuous Variable Quantum Key Distribution (CV-QKD) systems face challenges in reducing excess noise, which affects the secret communication rate and reliability, especially due to unmonitored noise attributed to eavesdropping, and existing solutions struggle to maintain noise below a threshold for efficient key distribution over longer distances.

Innovation Solution

The implementation of a CV-QKD apparatus that includes a laser source, quantum random number generator, signal processing circuitry for up-converting and down-converting signals, and an electro-optical modulator using probabilistic constellation shaping QAM modulation, along with a frequency shift to minimize excess noise, and calibration techniques to estimate and reduce noise variance.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If Gaussian modulation is used to achieve best performance according to security proofs, then security and efficiency are improved, but implementation complexity increases due to infinite constellation points requiring perfect Gaussian modulation which is not implementable in digital hardware

Engineering Contradiction:
ImprovesecurityVSAvoidmodulation implementation complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent changes the modulation parameter from perfect Gaussian modulation (theoretical) to probabilistic constellation shaping QAM (practical). By adjusting the probability distribution of constellation points to approximate Gaussian statistics while using finite discrete points, the system achieves near-Gaussian performance with implementable digital modulation, resolving the contradiction between theoretical optimality and practical feasibility

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent uses standard off-the-shelf telecom equipment components rather than specialized single-photon devices required by DVQKD. This approach accepts components with inherent limitations (noise, imperfections) but compensates through sophisticated signal processing and modulation schemes, making the system more practical and cost-effective while maintaining security

Inventive Principle:
Principle #27Cheap short-living objects (Disposable)

2Ease of manufacture

If ordinary lasers and homodyne detections are used as in GG02 protocol, then ease of manufacture and operation are improved, but excess noise increases which worsens secret communication rate

Engineering Contradiction:
Improveease of manufactureVSAvoidexcess noise
Core Design Contradiction:
Ease of manufactureVSObject-generated harmful factors

Solution Approach 1:

The patent implements active feedback control through calibration procedures that measure excess noise and adjust system parameters accordingly. The calibration techniques monitor the actual noise performance and enable dynamic compensation, allowing the system to maintain low excess noise levels while using ordinary lasers and homodyne detection, thus resolving the contradiction between ease of manufacture and noise control

Inventive Principle:
Principle #23Feedback

Solution Approach 2:

The patent optimizes multiple system parameters including laser power, detection efficiency, and modulation depth to minimize excess noise. By carefully tuning these parameters and using probabilistic constellation shaping, the system achieves low excess noise performance with standard components, resolving the contradiction between ease of manufacture and noise generation

Inventive Principle:
Principle #35Parameter changes

3Ease of operation

If discrete modulations such as QPSK are used instead of Gaussian modulation, then ease of operation is improved, but noise performance deteriorates affecting secret communication rate

Engineering Contradiction:
Improveease of operationVSAvoidnoise
Core Design Contradiction:
Ease of operationVSObject-generated harmful factors

Solution Approach 1:

The patent transforms the modulation parameter distribution by using probabilistic constellation shaping on QAM constellations. This creates a non-uniform probability distribution that approximates Gaussian statistics, thereby improving noise performance while maintaining the simplicity of discrete digital modulation formats like QPSK, thus resolving the contradiction between ease of operation and noise performance

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent combines multiple modulation techniques (QAM with probabilistic shaping) to create a composite modulation scheme that achieves both simplicity and performance. By layering probability shaping on top of standard QAM, the system gains Gaussian-like noise performance while retaining digital implementation simplicity, resolving the contradiction between ease of operation and noise

Inventive Principle:
Principle #40Composite materials

4Object-generated harmful factors

If frequency upshift is applied to minimize excess noise, then noise reduction is achieved, but device complexity increases due to additional signal processing circuitry

Engineering Contradiction:
Improveexcess noiseVSAvoidsignal processing circuitry
Core Design Contradiction:
Object-generated harmful factorsVSDevice complexity

Solution Approach 1:

The patent introduces frequency upshift as an intermediary processing step that transforms the baseband signal to a higher frequency before transmission. This frequency translation acts as a mediator that separates the signal from low-frequency noise sources while using standard telecom signal processing components, resolving the contradiction between noise reduction and device complexity by using成熟 technologies

Inventive Principle:
Principle #24Intermediary (Mediator)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach effectively reduces excess noise below a threshold, enabling secure key distribution over longer distances, such as up to 40 km, with a secure key rate of 25 Mbps, by minimizing low-frequency noise components and optimizing signal processing to maintain noise within acceptable limits.

Implementation Method 1

a laser source configured to generate a source signal

Methodology Applied
Scientific EffectStimulated emission: Laser

Implementation Method 2

an electro-optical modulator configured to modulate the source signal to generate a coherent optical signal modulated by the amplified analog signals

Methodology Applied
Scientific EffectElectro-optic effect: Electro-Optic Effects

Data Source

PatentEP4037248A1Excess noise reduction for continuous variable quantum key distribution
Publication Date: 2022.08.03 NOKIA SOLUTIONS & NETWORKS OY
  • EP4037248A1 patent drawingFigure 1
  • EP4037248A1 patent drawingFigure 2
  • EP4037248A1 patent drawingFigure 3

AI summary

A transmitter (100A) comprises at least one signal processing circuitry (104) configured to convert random bits into baseband digital signals encoding complex constellation points corresponding to the random bits and to apply a frequency upshift to the baseband digital signals to generate up-converted passband digital signals; at least two digital-to-analog converters (106) configured to convert the up-converted passband digital signals into up-converted passband analog signals; at least two linear driver amplifiers (109) configured to amplify the up-converted passband analog signals to generate amplified analog signals; an electro-optical modulator (107) configured to modulate a laser source signal to generate a coherent optical signal modulated by the amplified analog signals. A receiver (100B), comprises a coherent receiver circuit (112) configured to extract input symbols encoding random bits of a random key from a modulated optical signal and to generate an electrical signal; an analog-to-digital converter, ADC, (113) for generating a digital signal from the electrical signal; at least one digital signal processing circuitry (115) configured to apply a frequency downshift to the digital signal to generate a down-converted digital signal and to extract random bits from the down-converted digital signal.