Data Diode with Secure Reverse Channel for Network Isolation

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Solution Overview

Problem

Conventional security systems, including firewalls and software, are inadequate for providing reliable one-way data transfer in high-security environments, as they can be misconfigured or compromised, allowing reverse data leakage and intrusions, especially in critical infrastructure like industrial facilities and IoT devices.

Innovation Solution

A compact data diode system with a main channel for hardware-enforced one-way communication and a secure reverse channel for carefully limited reverse communication, using processing elements and optocouplers to ensure physical isolation and enforce one-way data transfer, allowing commands to be sent securely while preventing unauthorized data flow.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If conventional firewalls and software systems are used for one-way data transfer, then data transfer restriction is implemented, but security reliability deteriorates due to misconfiguration and compromise risks

Engineering Contradiction:
Improvesecurity reliabilityVSAvoidsystem complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent replaces software-based security mechanisms (firewalls, security systems) with a hardware-based data diode that provides intrinsic one-way data transfer capability. This hardware enforcement eliminates the configuration errors and security vulnerabilities inherent in software systems, achieving higher reliability through physical layer security controls.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Solution Approach 2:

The patent introduces an opto-isolator as an intermediary component between the protected network and external networks. This opto-isolator acts as a physical mediator that allows data to pass in one direction while blocking reverse communication, providing reliable security isolation without requiring complex software configuration.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Reliability

If hardware-enforced one-way communication is implemented using opto-isolators, then security is improved, but device complexity increases due to additional components required

Engineering Contradiction:
Improvesecurity enforcementVSAvoiddevice complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent combines multiple functions into a single integrated data diode device: the opto-isolator for one-way communication, the processor for protocol handling and command validation, and the memory for storing allowed commands. This integration reduces overall system complexity compared to having separate components for each function.

Inventive Principle:
Principle #5Merging (Combining)

Solution Approach 2:

The data diode device is designed with multi-functionality to handle various communication protocols (TCP/IP, serial, etc.) and provide both data transfer and command execution capabilities through a single device. This universal design reduces the need for multiple specialized components, thereby reducing device complexity.

Inventive Principle:
Principle #6Universality (Multi-functionality)

3Reliability

If traditional data diodes are used for critical infrastructure protection, then one-way data transfer is achieved, but cost and implementation complexity increase due to customization requirements

Engineering Contradiction:
Improvedata transfer securityVSAvoidimplementation ease
Core Design Contradiction:
ReliabilityVSEase of manufacture

Solution Approach 1:

The patent implements dynamic command validation where the processor checks received commands against a stored set of allowed commands before execution. This dynamic validation mechanism allows the system to adapt to different operational requirements while maintaining security, eliminating the need for custom hardware design for each application.

Inventive Principle:
Principle #15Dynamics

Solution Approach 2:

The data diode device performs self-validation of commands through its processor, which automatically checks incoming commands against the stored allowed command set. This self-service capability eliminates the need for external customization or manual configuration, making the device easy to deploy in various critical infrastructure applications.

Inventive Principle:
Principle #25Self-service

4Adaptability or versatility

If a secure reverse channel is added for command execution, then operational flexibility is improved, but security risk increases due to potential reverse data flow

Engineering Contradiction:
Improvecommand execution capabilityVSAvoidreverse intrusion risk
Core Design Contradiction:
Adaptability or versatilityVSObject-affected harmful factors

Solution Approach 1:

The patent implements local quality by creating a specialized secure reverse channel with distinct security characteristics. The processor validates each command against a specific allowed command set before allowing reverse communication, providing localized security control for command execution while maintaining one-way protection for general data flow.

Inventive Principle:
Principle #3Local quality

Solution Approach 2:

The system performs preliminary validation of reverse-channel commands by checking them against a pre-stored set of allowed commands before execution. This preliminary anti-action prevents potentially harmful reverse data flow by blocking any command not explicitly authorized, thereby mitigating intrusion risk before it can affect the protected network.

Inventive Principle:
Principle #9Preliminary anti-action

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The data diode system effectively isolates protected networks from intrusions by ensuring one-way data transfer, enhancing security in critical infrastructure by preventing reverse data flow and allowing secure command execution, thereby reducing the risk of cyberattacks and data breaches.

Implementation Method 1

an optocoupler having a first circuit and a second circuit, the optocoupler transferring, from the first circuit to the second circuit, electrical signals corresponding to data using light

Methodology Applied
Scientific EffectOptical isolation: Light Emitting Diode

Implementation Method 2

the optocoupler transferring, from the first circuit to the second circuit, electrical signals corresponding to data using light

Methodology Applied
Scientific EffectPhotodetection: Photoelectric Effect

Implementation Method 3

the processor converting the commands into a predetermined format and transmitting the formatted commands to the second processor through the optocoupler

Methodology Applied
Scientific EffectSignal conditioning:

Data Source

PatentUS11627161B2One-way transfer device with secure reverse channel
Publication Date: 2023.04.11 OPSWAT INC
  • US11627161B2 patent drawing
  • US11627161B2 patent drawing
  • US11627161B2 patent drawing

AI summary

A data diode provides a flexible device for collecting data from a data source and transmitting the data to a data destination using one-way data transmission across a main channel. On-board processing elements allow the data diode to identify automatically the type of connectivity provided to the data diode and configure the data diode to handle the identified type of connectivity. Either or both of the inbound and outbound side of the data diode may comprise one or both of wired and wireless communication interfaces. A secure reverse channel, separate from the main channel, allows carefully predetermined communications from the data destination to the data source.