Deep-Shallow Waveguide Optical Coupler for Low-Loss TM Filtering

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Solution Overview

Problem

Current optical waveguide systems, particularly directional couplers and ring resonators, face challenges with high leakage losses for TM polarization modes and sensitivity to dimensional characteristics, limiting their efficiency and versatility in filtering and splitting applications.

Innovation Solution

The implementation of deep-shallow waveguide structures, comprising a waveguide core with an unetched portion, shallow etched portions, and deep etched portions, allows for efficient coupling and filtering of radiation with reduced losses for both TE and TM modes, enabling versatile applications such as wavelength filtering, polarization splitting, and intensity splitting.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Ease of manufacture

If shallow etched waveguides are used, then manufacturing is easier, but TM polarization experiences high leakage loss

Engineering Contradiction:
Improvewaveguide fabrication easeVSAvoidTM mode leakage loss
Core Design Contradiction:
Ease of manufactureVSLoss of energy

Solution Approach 1:

The waveguide structure is segmented into three distinct regions along the propagation direction: an unetched portion, a shallow etched portion, and a deep etched portion. This segmentation allows each region to serve a specific function - the unetched portion provides ease of manufacture, the shallow etched portion enables mode coupling, and the deep etched portion reduces TM mode leakage loss, thereby resolving the contradiction between manufacturing ease and energy loss.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

Different portions of the waveguide are given different local qualities through selective etching depths. The unetched portion maintains full core height for low loss, the shallow etched portion creates evanescent fields for coupling, and the deep etched portion provides confinement for TM modes. This local differentiation allows the waveguide to simultaneously achieve ease of manufacture and low TM mode leakage.

Inventive Principle:
Principle #3Local quality

2Loss of energy

If deep etched waveguides are used, then TM polarization loss is reduced, but sensitivity to dimensional characteristics increases

Engineering Contradiction:
ImproveTM mode leakage lossVSAvoiddimensional tolerance sensitivity
Core Design Contradiction:
Loss of energyVSManufacturing precision

Solution Approach 1:

The waveguide is divided into segments with different etching depths, where only the deep etched portion (not the entire waveguide) is responsible for TM mode confinement. This segmentation means that dimensional variations in the unetched and shallow etched portions do not critically affect TM mode performance, thereby reducing overall sensitivity to manufacturing precision while maintaining low TM mode loss.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The solution moves from a uniform cross-sectional waveguide to a waveguide with varying cross-sectional depth along the propagation direction. By introducing the longitudinal dimension (variation in etching depth along the waveguide length), the design achieves TM mode confinement without requiring precise control of transverse dimensions throughout the entire waveguide structure.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

3Adaptability or versatility

If directional couplers are designed for wavelength filtering, then wavelength selectivity is improved, but device complexity increases

Engineering Contradiction:
Improvewavelength filtering capabilityVSAvoidcoupler structure complexity
Core Design Contradiction:
Adaptability or versatilityVSDevice complexity

Solution Approach 1:

The deep-shallow waveguide structure serves multiple functions simultaneously: it provides wavelength filtering through its evanescent coupling characteristics, reduces TM mode leakage loss through deep etching, and maintains ease of manufacture through partial etching. This multi-functionality eliminates the need for separate components, thereby achieving wavelength selectivity without proportionally increasing device complexity.

Inventive Principle:
Principle #6Universality (Multi-functionality)

Solution Approach 2:

The waveguide structure implements local quality variations (different etching depths at different positions) to achieve wavelength filtering. By concentrating the filtering function in specific shallow etched portions rather than requiring complex multi-component structures, the design achieves wavelength selectivity with minimal increase in overall device complexity.

Inventive Principle:
Principle #3Local quality

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The deep-shallow waveguide structures provide low loss and reduced sensitivity to dimensional characteristics, enabling effective filtering and splitting of radiation with improved performance and tolerance, suitable for various photonic integrated circuits and fiber-to-the-home applications.

Implementation Method 1

two waveguides with the same width placed sufficiently close to each other so that optical power can be interchanged between the waveguides

Methodology Applied
Scientific EffectEvanescent coupling: Total Internal Reflection

Implementation Method 2

When radiation of an appropriate wavelength is coupled from the input waveguide into the loop, it builds up in intensity due to constructive interference over multiple circuits around the ring resonator

Methodology Applied
Scientific EffectConstructive interference: Interference

Implementation Method 3

ring resonators are wavelength selective devices that may be used for various filter and modulation applications

Methodology Applied
Scientific EffectDestructive interference: Interference

Data Source

PatentUS8948553B2Deep-shallow optical radiation filters
Publication Date: 2015.02.03 HUAWEI TECH CO LTD
  • US8948553B2 patent drawing
  • US8948553B2 patent drawing
  • US8948553B2 patent drawing

AI summary

An optical coupler for processing radiation is described. The optical coupler comprises a first deep-shallow waveguide and a second deep-shallow waveguide for guiding radiation in a propagation direction. Each of the deep-shallow waveguides is a waveguide comprising a shallow etched portion and an unetched portion having a width substantially constant along the propagation direction. The width of the shallow etched portion is substantially larger than the width of the unetched portion. The shallow etched portion of the first deep-shallow waveguide and the shallow etched portion of the second deep-shallow waveguide are arranged sufficiently close for coupling radiation from the first deep-shallow waveguide to the second deep-shallow waveguide.