Denticulated AlN Layer Reduces Dislocation Density in AlGaN Epitaxy

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Solution Overview

Problem

Conventional growth techniques for AlxGa1-xN-based devices result in high threading dislocation densities and cracking issues, especially when growing structures beyond 1 micrometer in thickness on sapphire substrates, limiting the effectiveness of UV-emitting photonic devices.

Innovation Solution

A denticulated Group III nitride layer is grown at moderate temperatures as a transitional layer between a nucleation layer and a high-temperature Group III nitride layer, reducing threading dislocation density and increasing the thickness that can be achieved without cracking, using specific growth conditions such as pressures, temperatures, and V/III ratios.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Manufacturing precision

If conventional high-temperature growth techniques are used for AlN or AlGaN layers, then growth rate can be achieved, but threading dislocation density becomes very high (greater than 1×10^10/cm²) and cracking occurs in layers thicker than 1 micrometer

Engineering Contradiction:
Improvethreading dislocation densityVSAvoidlayer cracking
Core Design Contradiction:
Manufacturing precisionVSReliability

Solution Approach 1:

The growth process is divided into multiple stages with different temperatures: initial growth at 900-1000°C to form a foundation layer with lower dislocation density, followed by high-temperature growth at 1050-1200°C for the remaining thickness. This segmentation allows each stage to optimize for its specific purpose, reducing overall dislocation density while preventing cracking in thick layers

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

A low-temperature growth stage (900-1000°C) is performed first to establish a foundation layer before proceeding to high-temperature growth. This preliminary action creates a more stable substrate that can support subsequent thick layer growth without cracking and with reduced dislocation density

Inventive Principle:
Principle #10Preliminary action

2Length of stationary object

If high-temperature growth (in excess of 1050°C) is used to increase layer thickness, then thicker layers can be grown, but threading dislocation density increases and cracking becomes problematic

Engineering Contradiction:
Improveepitaxial layer thicknessVSAvoidthreading dislocation density
Core Design Contradiction:
Length of stationary objectVSManufacturing precision

Solution Approach 1:

The total layer thickness is achieved through segmented growth at different temperatures. The first stage (900-1000°C) grows an initial portion that establishes a low-dislocation foundation, while the second stage (1050-1200°C) grows the remaining thickness to achieve the desired total thickness with controlled dislocation density

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The growth temperature parameter is changed between stages: starting at 900-1000°C for initial growth, then increasing to 1050-1200°C for subsequent growth. This parameter change allows optimization of both dislocation density control and thickness achievement

Inventive Principle:
Principle #35Parameter changes

3Manufacturing precision

If low-temperature growth (900-1000°C) is used initially, then threading dislocation density is reduced, but the thickness that can be grown without cracking is limited

Engineering Contradiction:
Improvethreading dislocation densityVSAvoidcrack-free layer thickness
Core Design Contradiction:
Manufacturing precisionVSLength of stationary object

Solution Approach 1:

The growth process is segmented into two temperature stages: initial low-temperature growth (900-1000°C) to establish a foundation with low dislocation density, followed by high-temperature growth (1050-1200°C) to increase the crack-free thickness to the desired level

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

Low-temperature growth is performed as a preliminary action to create a stable foundation layer with reduced dislocation density before proceeding to high-temperature growth that increases the overall crack-free thickness

Inventive Principle:
Principle #10Preliminary action

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The denticulated layer significantly reduces threading dislocation density and increases the thickness of high-temperature Group III nitride layers that can be grown without cracking, enhancing the performance and reliability of UV-emitting photonic devices by providing a smoother surface and lower in-plane strain.

Implementation Method 1

A denticulated Group III nitride layer is grown at moderate temperatures as a transitional layer between a nucleation layer and a high-temperature Group III nitride layer

Methodology Applied
Scientific EffectChemical Vapour Deposition: Chemical Vapour Deposition

Implementation Method 2

The denticulated layer significantly reduces threading dislocation density and increases the thickness of high-temperature Group III nitride layers that can be grown without cracking

Methodology Applied
Scientific EffectStress Relaxation: Stress Relaxation

Data Source

PatentUS8349633B1Aluminum nitride transitional layer for reducing dislocation density and cracking of AlGaN epitaxial films
Publication Date: 2013.01.08 NATIONAL TECHNOLOGY & ENGINEERING SOLUTIONS OF SANDIA LLC
  • US8349633B1 patent drawing
  • US8349633B1 patent drawing
  • US8349633B1 patent drawing

AI summary

A denticulated Group III nitride structure that is useful for growing AlxGa1-xN to greater thicknesses without cracking and with a greatly reduced threading dislocation (TD) density.