Automated Device Compliance Monitoring via SCAP Scanning

Solution Overview

Problem

Current methods for ensuring device compliance in network environments are manual, burdensome, and fail to maintain compliance due to user configuration changes, making it difficult to manage access and detect vulnerabilities in a dynamic network.

Innovation Solution

Implementing automated compliance monitoring using standard-based protocols like SCAP, which scans devices for compliance and performs remediation actions based on predefined policies, allowing for continuous and real-time monitoring without user intervention.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Extent of automation

If manual compliance checking methods are used, then administrative control over device compliance is maintained, but the process becomes burdensome and compliance cannot be maintained due to user configuration changes

Engineering Contradiction:
Core Design Contradiction:
Extent of automationVSDevice complexity

Solution Approach 1:

The system performs preliminary compliance checks by scanning devices for compliance with policies before allowing network access. Compliance rules are pre-defined and applied automatically, eliminating the need for manual configuration checks and maintaining compliance proactively rather than reactively.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The system continuously monitors device compliance status and provides feedback by comparing actual device configurations against defined policies. When non-compliance is detected, the system automatically triggers remediation actions and updates access permissions, creating a closed-loop feedback mechanism that maintains compliance without manual intervention.

Inventive Principle:
Principle #23Feedback

2Reliability

If continuous compliance monitoring is implemented, then network security is enhanced, but the scanning and monitoring process requires significant administrative resources

Engineering Contradiction:
Core Design Contradiction:
ReliabilityVSProductivity

Solution Approach 1:

The system enables self-service compliance monitoring where devices are automatically scanned and evaluated against compliance policies without requiring administrative intervention. The compliance monitoring system independently performs scans, evaluates results, and enforces policies, freeing administrative resources while maintaining continuous security monitoring.

Inventive Principle:
Principle #25Self-service

Solution Approach 2:

The system performs compliance scans periodically at scheduled intervals rather than continuously, reducing the resource burden while maintaining effective security monitoring. Devices are scanned at defined frequencies, and compliance status is maintained between scans through policy enforcement mechanisms.

Inventive Principle:
Principle #19Periodic action

3Extent of automation

If automated remediation actions are performed, then compliance maintenance is improved, but the system complexity increases

Engineering Contradiction:
Core Design Contradiction:
Extent of automationVSDevice complexity

Solution Approach 1:

The system performs preliminary remediation actions automatically when non-compliance is detected. Pre-defined remediation policies are applied immediately to correct compliance violations, such as isolating non-compliant devices or updating configurations, eliminating the need for manual remediation processes.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The system introduces an intermediary compliance management layer that sits between device configurations and network access. This intermediary automatically mediates compliance enforcement by scanning devices, evaluating policies, and executing remediation actions, simplifying the overall system architecture while enabling automated compliance maintenance.

Inventive Principle:
Principle #24Intermediary (Mediator)

Data Source

PatentUS20230114394A1Compliance monitoring
Publication Date: 2023.04.13
  • US20230114394A1 patent drawing
  • US20230114394A1 patent drawing
  • US20230114394A1 patent drawing

AI summary

Systems, methods, and related technologies for device compliance monitoring are described. In certain aspects, one or more compliance rules associated with a device classification are used to determine a compliance level of a device. The one or more compliance rules may be based on a standard. An action can be initiated based on the compliance level.