DFT-Spread OFDM Waveform Design for Low PAPR and Spectral Efficiency

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Solution Overview

Problem

Current OFDM techniques have high peak-to-average-power ratio (PAPR) and out-of-band emissions, which are limitations for 5G wireless standards requiring low PAPR and efficient spectrum utilization for diverse IoT applications.

Innovation Solution

The method involves applying constellation-specific phase rotation and introducing inter-symbol interference (ISI) using a frequency domain pulse shaping filter, followed by suppression of ISI in the receiver to design a waveform with low PAPR and bit error rate, employing vector/matrix-valued filters for efficient multi-user equalization.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Productivity

If OFDM technique is used for wide area cellular applications, then data rate is improved, but peak-to-average-power ratio (PAPR) becomes very high

Engineering Contradiction:
Improvedata rateVSAvoidpeak-to-average-power ratio
Core Design Contradiction:
ProductivityVSObject-generated harmful factors

Solution Approach 1:

The patent applies parameter changes by transforming the modulation scheme from conventional OFDM to a modified DFT-spread OFDM with pulse shaping. Specifically, it changes the frequency domain signal processing parameters by applying a pulse shaping filter in the frequency domain that introduces controlled inter-symbol interference, which when combined with DFT spreading and phase rotation, significantly reduces the PAPR while maintaining data rate throughput.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent creates a composite modulation technique by combining multiple processing steps: DFT spreading, frequency domain pulse shaping, time domain windowing, and phase rotation. This composite approach integrates different signal processing functions into a unified waveform generation method that achieves both high data rate and low PAPR characteristics.

Inventive Principle:
Principle #40Composite materials

2Area of stationary object

If OFDM technique is used, then wide area coverage is achieved, but out-of-band emissions are high

Engineering Contradiction:
Improvecoverage areaVSAvoidout-of-band emissions
Core Design Contradiction:
Area of stationary objectVSObject-generated harmful factors

Solution Approach 1:

The patent changes the spectral characteristics by applying a pulse shaping filter in the frequency domain with specific excess bandwidth parameters. The filter design controls the roll-off factor and spectral containment, reducing out-of-band emissions while preserving the wide area coverage capability through maintained signal power and coverage area.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent converts the typically harmful inter-symbol interference into a beneficial effect by deliberately introducing controlled ISI through the frequency domain pulse shaping filter. This controlled ISI, when combined with DFT spreading and appropriate filtering at the receiver, reduces out-of-band emissions and improves spectral efficiency.

Inventive Principle:
Principle #22Blessing in disguise (Convert harm into benefit)

3Object-generated harmful factors

If DFT-pre-coded-OFDM with SQRC frequency domain pulse shaping filter is used to reduce PAPR, then peak-to-average-power ratio is reduced, but excess bandwidth increases

Engineering Contradiction:
Improvepeak-to-average-power ratioVSAvoidexcess bandwidth
Core Design Contradiction:
Object-generated harmful factorsVSArea of moving object

Solution Approach 1:

The patent applies partial action by using DFT spreading that replicates the signal across multiple subcarriers, combined with frequency domain pulse shaping that applies partial filtering. This partial processing approach reduces PAPR through signal averaging while controlling the excess bandwidth by not applying full bandwidth expansion, achieving a balance between PAPR reduction and spectral efficiency.

Inventive Principle:
Principle #16Partial or excessive action

4Productivity

If inter symbol interference is introduced by frequency domain pulse shaping filter, then waveform is developed for transmission, but detection complexity increases

Engineering Contradiction:
Improvedata communication efficiencyVSAvoiddetection complexity
Core Design Contradiction:
ProductivityVSDevice complexity

Solution Approach 1:

The patent applies preliminary action by pre-compensating for the inter-symbol interference at the transmitter through the frequency domain pulse shaping filter design. The filter is specifically designed to introduce controlled ISI that can be easily equalized at the receiver using simple filtering operations, rather than requiring complex detection algorithms. The cyclic prefix and time domain windowing further prepare the signal for simplified reception.

Inventive Principle:
Principle #10Preliminary action

Data Source

PatentEP3289739B1Method and system for designing a waveform for data communication
Publication Date: 2020.08.19 INDIAN INST OF TECH HYDERABAD
  • EP3289739B1 patent drawingFigure 1
  • EP3289739B1 patent drawingFigure 2
  • EP3289739B1 patent drawingFigure 3a

AI summary

Embodiments herein disclose a method and system for designing a waveform for data communication. The method includes applying, by a phase rotation applying unit, a constellation specific phase rotation between consecutive data symbols in a data stream to obtain a constellation rotated data stream. Further, the method includes introducing, by a frequency domain pulse shaping filter, an inter symbol interference (ISI) between modulated data symbols of the constellation rotated data stream, such that the ISI develops the waveform of the constellated rotated data stream to be transmitted.