Differential Phase Encoding in Direct Detection Optical Transceivers

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Solution Overview

Problem

Direct detection schemes in optical communication systems are limited by their inability to exploit the absolute phase of the optical signal for information encoding, leading to reduced transmission capacity and sensitivity, particularly in cost-sensitive applications like 5G transport and fronthaul networks, where complex coherent systems are impractical due to high costs and increased complexity.

Innovation Solution

A method that encodes information in both the amplitude and differential phase of consecutive optical pulses using pulse amplitude modulation and phase modulation, allowing for additional bits to be transmitted without increasing the complexity or cost of the system, by oversampling the received signal to distinguish amplitude and phase information.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Device complexity

If direct detection schemes are used to maintain simplicity and cost-effectiveness, then device complexity and cost are reduced, but transmission capacity and spectral efficiency deteriorate due to inability to exploit phase information

Engineering Contradiction:
Improvereceiver complexityVSAvoidtransmission capacity
Core Design Contradiction:
Device complexityVSProductivity

Solution Approach 1:

The patent transitions from detecting only amplitude (1D) to detecting both amplitude and phase difference (2D) by utilizing the previously discarded phase dimension. This is achieved through differential encoding where phase information is modulated relative to the previous symbol, allowing direct detection receivers to extract both amplitude and phase information without coherent detection complexity.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

Solution Approach 2:

The patent changes the detection parameter from absolute phase (requiring coherent detection) to differential phase (detectable by direct detection). By encoding information in the phase difference between consecutive symbols rather than absolute phase, the system enables direct detection receivers to access phase information, thereby increasing transmission capacity while maintaining simplicity.

Inventive Principle:
Principle #35Parameter changes

2Ease of operation

If simple amplitude modulation formats like OOK and PAM are used in direct detection, then ease of operation is maintained, but transmission capacity is limited by discarding phase information

Engineering Contradiction:
Improvemodulation simplicityVSAvoidphase information
Core Design Contradiction:
Ease of operationVSLoss of information

Solution Approach 1:

The patent recovers the lost phase information dimension by using differential encoding. Instead of discarding phase as in conventional direct detection, the system modulates phase relative to the previous symbol, allowing both amplitude and phase information to be transmitted and detected using simple direct detection hardware.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

Solution Approach 2:

The patent introduces differential encoding as an intermediary mechanism that translates absolute phase information into differential phase information. This intermediary encoding scheme allows the phase information to be conveyed through amplitude variations of consecutive symbols, making it detectable by simple direct detection receivers without requiring coherent detection.

Inventive Principle:
Principle #24Intermediary (Mediator)

3Productivity

If coherent detection systems are used to achieve high transmission capacity, then spectral efficiency is improved, but device complexity and cost increase significantly

Engineering Contradiction:
Improvespectral efficiencyVSAvoidreceiver complexity
Core Design Contradiction:
ProductivityVSDevice complexity

Solution Approach 1:

The patent enables direct detection receivers to access the phase dimension by using differential encoding. This allows the system to achieve coherent-like spectral efficiency without requiring coherent detection hardware, as the phase information is encoded in a manner that can be extracted by simple amplitude detection of consecutive symbols.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

Solution Approach 2:

The patent replaces expensive coherent detection hardware with simple direct detection hardware. By using differential encoding, the system achieves high spectral efficiency using inexpensive direct detection receivers, effectively substituting complex permanent infrastructure with simpler alternatives that achieve comparable performance.

Inventive Principle:
Principle #27Cheap short-living objects (Disposable)

4Ease of manufacture

If direct detection schemes are used to reduce cost, then ease of manufacture is improved, but transmission capacity is reduced by a factor of two compared to coherent systems

Engineering Contradiction:
Improvesystem costVSAvoidtransmission capacity
Core Design Contradiction:
Ease of manufactureVSProductivity

Solution Approach 1:

The patent doubles the transmission capacity of direct detection systems by utilizing both amplitude and phase dimensions. Through differential encoding, the system transmits information in both the amplitude of each symbol and the phase difference between consecutive symbols, effectively doubling the information density compared to conventional amplitude-only modulation.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

Solution Approach 2:

The patent creates a composite modulation scheme combining amplitude modulation and differential phase modulation. This composite approach integrates two modulation dimensions (amplitude and phase) into a single direct detection system, allowing the system to achieve higher capacity without requiring separate systems for each modulation type.

Inventive Principle:
Principle #40Composite materials

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach significantly increases the transmission capacity and spectral efficiency of direct detection systems while maintaining simplicity and cost-effectiveness, with improved tolerance to chromatic dispersion and sensitivity penalties compared to existing PAM4 and OOK formats.

Implementation Method 1

Direct detection, DD, techniques, as opposed to coherent detection techniques, embody the easiest form of optical detection scheme

Methodology Applied
Scientific EffectPhotoelectric Effect: Photoelectric Effect

Data Source

PatentEP3954068B1Encoding and decoding communications traffic in a pulse amplitude modulation format and optical apparatus for same
Publication Date: 2024.11.13 TELEFONAKTIEBOLAGET LM ERICSSON (PUBL)
  • EP3954068B1 patent drawingFigure 1~2
  • EP3954068B1 patent drawingFigure 3
  • EP3954068B1 patent drawingFigure 4

AI summary

A method (100) of encoding communications traffic bits onto an optical carrier signal in a pulse amplitude modulation, PAM, format. The method comprises: receiving (102) bits to be transmitted; receiving (104) an optical carrier signal comprising optical pulses having an amplitude and respective phases; performing (106) PAM of the optical pulses to encode at least one respective bit in one of a pre-set plurality of amplitudes of a said optical pulse; and performing (108) phase modulation of the optical pulses to encode at least one further respective bit in a phase difference between a said optical pulse and a consecutive optical pulse.