2-Oxo-1,3-Dioxolane-4-Carboxylic Acid Esters for Polyurethane Binders

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Solution Overview

Problem

Existing 2-oxo-1,3-dioxolane systems are not highly reactive with amines, are not readily accessible, and lack suitable reactive functional groups for forming high molecular weight multifunctional binders, which are necessary for polyurethane formation, and their industrial accessibility is limited.

Innovation Solution

Development of 2-oxo-1,3-dioxolane-4-carboxylic acid and its derivatives, which are highly reactive with amines and carry additional reactive functional groups, allowing for the preparation of high molecular weight multifunctional binders through carboxylation of epoxides and transesterification processes using specific catalysts like Novozym® 435 and Amberlite® 200.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If simple cyclic carbonates such as 4-methyl-2-oxo-1,3-dioxolane or 4-(hydroxymethyl)-2-oxo-1,3-dioxolane are used, then they are toxicologically acceptable, but they are not particularly reactive with amines and cannot form high molecular weight multifunctional binders

Engineering Contradiction:
Improvetoxicological acceptabilityVSAvoidreactivity with amines
Core Design Contradiction:
ReliabilityVSProductivity

Solution Approach 1:

The patent introduces electron-withdrawing groups (such as fluorinated aryl groups) at the 4-position of the 2-oxo-1,3-dioxolane ring to modify the electronic parameters of the molecule. This increases the electrophilicity of the carbonyl carbon, thereby enhancing reactivity with nucleophilic amines while maintaining toxicological acceptability through the use of biocompatible aromatic substituents

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent creates composite molecular structures by combining the 2-oxo-1,3-dioxolane core with electron-withdrawing aryl groups and hydroxyl functionalities. This composite structure achieves both high reactivity with amines (through the electron-deficient carbonyl) and desirable properties for binder formation (through multiple hydroxyl groups for polyurethane crosslinking)

Inventive Principle:
Principle #40Composite materials

2Productivity

If fluorinated 2-oxo-1,3-dioxolane compounds are used to increase reactivity with amines, then reactivity increases, but they become expensive and potentially toxic

Engineering Contradiction:
Improvereactivity with aminesVSAvoidtoxicity and cost
Core Design Contradiction:
ProductivityVSObject-affected harmful factors

Solution Approach 1:

The patent replaces expensive fluorinated compounds with alternative electron-withdrawing groups based on aromatic rings (such as phenyl, naphthyl, or substituted aryl groups) that are less costly, more readily available through standard organic synthesis, and maintain the desired reactivity enhancement without the toxicological concerns associated with fluorinated compounds

Inventive Principle:
Principle #27Cheap short-living objects (Disposable)

Solution Approach 2:

The patent uses aromatic rings as intermediary structures that mediate between the need for electron-withdrawing capability (to increase reactivity) and the need for low toxicity. The aromatic system provides the necessary electronic effect while being inherently more biocompatible than fluorinated alkyl chains

Inventive Principle:
Principle #24Intermediary (Mediator)

3Productivity

If 2-oxo-1,3-dioxolanes with electron-withdrawing groups are used, then reactivity with amines increases, but industrial accessibility becomes limited

Engineering Contradiction:
Improvereactivity with aminesVSAvoidindustrial accessibility
Core Design Contradiction:
ProductivityVSEase of manufacture

Solution Approach 1:

The patent designs the synthesis route to begin with readily available aromatic carboxylic acids and epoxides as starting materials. The electron-withdrawing aryl group is pre-installed on the dioxolane ring through a straightforward carboxylation reaction, eliminating the need for complex post-synthesis modifications and enabling direct industrial production

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The patent segments the synthesis into two independent, well-established steps: (1) carboxylation of epoxides to form 2-oxo-1,3-dioxolane-4-carboxylic acids, and (2) esterification with polyols to form the final binder. Each step uses commercially available reagents and standard reaction conditions, greatly improving industrial accessibility

Inventive Principle:
Principle #1Segmentation

4Ease of manufacture

If low molecular weight monomeric 2-oxo-1,3-dioxolanes are used, then they are readily available, but they are not suitable as binders for polyurethane formation

Engineering Contradiction:
Improvereadily availableVSAvoidsuitability as binders
Core Design Contradiction:
Ease of manufactureVSAdaptability or versatility

Solution Approach 1:

The patent merges the 2-oxo-1,3-dioxolane-4-carboxylic acid moiety with polyol chains through esterification reactions, creating multifunctional binder molecules that combine the reactive carbonyl group (for amine crosslinking) with multiple hydroxyl groups (for polyurethane formation). This produces high molecular weight compounds suitable as binders while retaining the core structural advantages of the dioxolane system

Inventive Principle:
Principle #5Merging (Combining)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The resulting 2-oxo-1,3-dioxolane-4-carboxylic acid esters are highly reactive with amines, suitable as binders for polyurethane formation, and provide higher thermal stability and hydrophilicity, reducing toxicity and bubble formation in coatings.

Implementation Method 1

a process for their preparation by means of carboxylation of the corresponding epoxides

Methodology Applied
Scientific EffectCatalysis: Catalysis

Implementation Method 2

a process for their transesterification using specific catalysts like Novozym® 435

Methodology Applied
Scientific EffectEnzyme catalysis: Enzyme

Data Source

PatentUS8742137B22-oxo-1, 3-dioxolane-4-carboxylic acid and derivatives thereof, their preparation and use
Publication Date: 2014.06.03 SIKA TECH AG
  • US8742137B2 patent drawing
  • US8742137B2 patent drawing
  • US8742137B2 patent drawing

AI summary

Proposed are 2-oxo-1,3-dioxolane-4-carboxylic acid and derivatives thereof, according to the following formula,in which R1 represents a negative charge, hydrogen or can be preferably Me or Et or a radical having a valency of 2 to 5, which is substituted with an amount of further 2-oxo-1,3-dioxolane-4-carboxyl groups equal to the radical valency minus 1, as well as a process for their preparation by means of carboxylation of the corresponding epoxides, a process for their transesterification and their use for the preparation of hydroxyurethanes and as end groups for the blocking of amines.