Directional Coupler Phase Shift via Mechanical Displacement

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Solution Overview

Problem

Existing methods for changing the phase or time delay in optical paths, such as altering the refractive index or using mechanical movement, face limitations in achieving large changes without substantial stretching of waveguide materials, which is difficult to integrate with waveguide paths.

Innovation Solution

The approach involves a directional coupler configuration where waveguides are bent rather than stretched, allowing for large changes in optical path length by displacing the interaction region longitudinally, thereby reducing or increasing the optical path length without stretching the waveguides, using mechanical displacement techniques like flexures and electrostatic comb drives.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Manufacturing precision

If refractive index of material is changed to alter phase or time delay, then phase modulation is achieved, but only small changes in refractive index can be made limiting the phase change range

Engineering Contradiction:
Improvephase control precisionVSAvoidphase change range
Core Design Contradiction:
Manufacturing precisionVSAdaptability or versatility

Solution Approach 1:

The patent replaces refractive index modulation (optical/electrical method) with mechanical displacement of the retroreflector along the optical path. By physically moving the retroreflector position, large optical path length changes are achieved without relying on limited refractive index variations, thus expanding the phase change range while maintaining precise phase control.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Solution Approach 2:

The system transitions from static phase control (fixed refractive index) to dynamic phase control (movable retroreflector). The retroreflector can be positioned at different locations along the optical path, enabling continuous adjustment of optical path length and providing versatile phase modulation capabilities.

Inventive Principle:
Principle #15Dynamics

2Manufacturing precision

If materials with large refractive index changes are used, then larger phase changes can be achieved, but optical absorption increases restricting usefulness

Engineering Contradiction:
Improvephase control precisionVSAvoidoptical absorption
Core Design Contradiction:
Manufacturing precisionVSLoss of energy

Solution Approach 1:

The patent eliminates the need for high-refractive-index materials by using mechanical displacement of the retroreflector. This substitution avoids optical absorption losses entirely, as the phase control is achieved through geometric path length adjustment rather than material property modification.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

3Length of moving object

If waveguide material is stretched to change optical path length, then large path length changes can be made, but stretching waveguides substantially is difficult to integrate

Engineering Contradiction:
Improveoptical path lengthVSAvoidwaveguide integration
Core Design Contradiction:
Length of moving objectVSEase of manufacture

Solution Approach 1:

Instead of stretching the waveguide to change optical path length, the patent inverts the approach by keeping the waveguide fixed and moving the retroreflector along the optical path. This allows large optical path length changes without deforming or reconfiguring the waveguide structure, maintaining ease of integration.

Inventive Principle:
Principle #13The other way round (Inversion)

Solution Approach 2:

The patent replaces waveguide stretching (deformation of optical component) with retroreflector displacement (movement of mechanical component). This substitution preserves waveguide integrity and simplifies integration while achieving the desired optical path length modulation.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

4Length of moving object

If retroreflector is moved to change optical path length, then large phase changes can be achieved, but integration with waveguide paths becomes difficult

Engineering Contradiction:
Improveoptical path lengthVSAvoidwaveguide integration
Core Design Contradiction:
Length of moving objectVSAdaptability or versatility

Solution Approach 1:

The patent inverts the conventional approach by keeping the waveguide fixed and moving the retroreflector along the optical path instead. This allows the retroreflector to be integrated with waveguide paths through precise positioning mechanisms, achieving both large optical path length changes and waveguide compatibility.

Inventive Principle:
Principle #13The other way round (Inversion)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This method enables significant changes in optical path length and phase delay in waveguide structures without stretching, facilitating their integration in technologies like silicon photonics, while maintaining minimal power loss and optical coupling efficiency.

Implementation Method 1

electrostatic comb drives

Methodology Applied
Scientific EffectElectrostatic force: Electrostatics

Implementation Method 2

directional coupler configuration where waveguides are bent

Methodology Applied
Scientific EffectEvanescent field coupling: Waveguide (optics)

Data Source

PatentUS10338319B2Phase shifting by mechanical movement
Publication Date: 2019.07.02 THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIV
  • US10338319B2 patent drawing
  • US10338319B2 patent drawing
  • US10338319B2 patent drawing

AI summary

A modified directional coupler structure is used to provide a controllable time delay or phase shift for radiation propagating through the structure. A longitudinal displacement of the interaction region of the directional coupler relative to one or both of the waveguides of the directional coupler provides this effect. Double flexure arrangements can be used to provide longitudinal displacement with substantially no corresponding lateral displacement (or vice versa). In some embodiments, lateral and longitudinal displacement of the waveguides of the directional coupler are independently adjustable to provide full control of the power splitting and phase shift/time delay of the directional coupler.