Directional LBT for 5G NR-U Channel Access

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Solution Overview

Problem

Current channel access methods in 5G NR-U wireless communication systems face issues with over-protection due to Omni-directional LBT, leading to decreased spatial multiplexing efficiency, and lack of information about whether uplink or downlink transmission beams are within the spatial region of the channel occupancy, resulting in potential transmission failures.

Innovation Solution

Implementing directional LBT with energy detection via narrow beams and introducing new fields in control information to indicate the correct uplink or downlink transmission beams within the channel occupancy region, allowing for efficient switching between LBT Cat4 and Cat2 and ensuring beams are restricted within the spatial region of the channel occupancy.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If Omni-directional LBT is used for channel access, then fair coexistence with other wireless systems is achieved, but spatial multiplexing efficiency decreases due to over-protection

Engineering Contradiction:
Improvefair coexistenceVSAvoidspatial multiplexing efficiency
Core Design Contradiction:
ReliabilityVSProductivity

Solution Approach 1:

The patent segments the channel access process by introducing directional LBT procedures that divide the omnidirectional sensing into multiple directional beams. This allows different spatial regions to be accessed independently, enabling simultaneous transmissions in different directions while maintaining fair coexistence through controlled channel occupancy.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent transitions from omnidirectional (360-degree) channel sensing to directional sensing by introducing spatial dimensionality through beamforming. This allows the system to exploit spatial separation to enable concurrent transmissions that would otherwise be blocked by omnidirectional protection, thereby improving spatial multiplexing efficiency.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

2Reliability

If directional LBT is introduced to improve spatial reuse, then channel access success rate increases, but device complexity increases due to beam management overhead

Engineering Contradiction:
Improvechannel access success rateVSAvoidbeam management overhead
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent performs beam management and directional LBT configuration in advance before actual data transmission. By pre-establishing beam pairs and configuring directional LBT parameters, the system reduces real-time complexity during active transmission while maintaining high channel access success rates.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The patent enables UEs to autonomously determine appropriate uplink transmission beams based on received downlink control information and beam indication fields. This self-service mechanism reduces the signaling overhead and complexity at the base station by distributing beam selection intelligence to the UE side.

Inventive Principle:
Principle #25Self-service

3Productivity

If beam switching between LBT Cat4 and Cat2 is implemented, then transmission efficiency improves, but loss of time occurs during beam switching transitions

Engineering Contradiction:
Improvetransmission efficiencyVSAvoidbeam switching time
Core Design Contradiction:
ProductivityVSLoss of time

Solution Approach 1:

The patent implements dynamic beam switching that adapts to the LBT category being executed. The system dynamically selects appropriate beams based on whether LBT Cat4 or Cat2 is performed, optimizing transmission efficiency for each scenario while minimizing switching time through context-aware beam selection.

Inventive Principle:
Principle #15Dynamics

Solution Approach 2:

The patent ensures continuous transmission by carefully coordinating beam switching with LBT procedure completion. The uplink transmission beam is selected and configured to become active immediately after the corresponding LBT procedure succeeds, minimizing idle time and maintaining continuous useful transmission action.

Inventive Principle:
Principle #20Continuity of useful action

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

Enhances spatial multiplexing efficiency by reducing over-protection and ensuring accurate transmission beam alignment within the channel occupancy region, improving the success rate of channel access and data transmission.

Implementation Method 1

LBT is executed based on performing energy detection on a certain channel

Methodology Applied
Scientific EffectEnergy detection:

Implementation Method 2

directional LBT is introduced, which is LBT with energy detection via narrow beam

Methodology Applied
Scientific EffectEnergy detection via narrow beam:

Data Source

PatentUS20230328785A1Method and apparatus for channel access
Publication Date: 2023.10.12 LENOVO (BEIJING) LTD
  • US20230328785A1 patent drawing
  • US20230328785A1 patent drawing
  • US20230328785A1 patent drawing

AI summary

The present disclosure relates to a method and an apparatus for channel access. One embodiment of the present disclosure relates to a method performed by a User Equipment (UE), comprising: receiving control information for an uplink transmission associated with a first uplink transmission beam; determining a second uplink transmission beam associated with a Channel Occupancy (CO) initiated by a base station (BS) based on an indicator in first downlink control information (DCI), or based on a downlink reception beam for receiving the first DCI; and transmitting the uplink transmission using the second uplink transmission beam when the uplink transmission is within a duration in time domain and location in frequency domain of the CO initiated by the BS.