Dispersion Engineered Phased Array for LiDAR Beam Steering

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Solution Overview

Problem

Current optical phased arrays (OPAs) face limitations in steering range and require a wide wavelength tuning range, making them unsuitable for low-cost, compact applications such as LiDAR systems, due to the need for close antenna spacing and inefficient use of phase shifters.

Innovation Solution

The development of a dispersion engineered optical phased array using slow light waveguides with a near-linear dispersion relation, integrated mode converters, and antennas, allowing for larger angle steering with a smaller wavelength range and reduced laser requirements.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Ease of manufacture

If conventional strip waveguides are used in optical phased arrays, then the device structure is simple and easy to manufacture, but the steering range is limited and requires a wide wavelength tuning range

Engineering Contradiction:
Improvewaveguide fabrication simplicityVSAvoidsteering range
Core Design Contradiction:
Ease of manufactureVSAdaptability or versatility

Solution Approach 1:

The patent applies parameter changes by engineering the dispersion relation of the waveguide. Specifically, it uses photonic crystal waveguides with tailored dispersion characteristics where the group velocity is reduced and the dispersion relation is made near-linear. This changes the fundamental parameter of how wavelength maps to steering angle, enabling a 14° steering range with only a 10 nm wavelength tuning range instead of requiring 100 nm bandwidth, thus resolving the contradiction between manufacturing simplicity and steering range capability

Inventive Principle:
Principle #35Parameter changes

2Manufacturing precision

If antenna spacing is increased to simplify fabrication, then manufacturing precision requirements are reduced, but side lobes increase and energy is lost

Engineering Contradiction:
Improveantenna spacing precisionVSAvoidside lobe energy loss
Core Design Contradiction:
Manufacturing precisionVSLoss of energy

Solution Approach 1:

The patent changes the operational parameters of the antenna array by utilizing slow-light waveguides with engineered dispersion. The near-linear dispersion relation and reduced group velocity create a different phase progression along the antenna array, which maintains constructive interference in the main beam direction while suppressing side lobes. This allows the system to achieve good beam quality even with relaxed antenna spacing precision requirements

Inventive Principle:
Principle #35Parameter changes

3Adaptability or versatility

If wavelength tuning range is increased to achieve larger steering angles, then steering range is improved, but laser bandwidth requirements become unachievable for compact integrated lasers

Engineering Contradiction:
Improvesteering angle rangeVSAvoidlaser bandwidth requirements
Core Design Contradiction:
Adaptability or versatilityVSDevice complexity

Solution Approach 1:

The patent fundamentally changes the parameter relationship between wavelength and steering angle through dispersion engineering. By creating a waveguide with near-linear dispersion and reduced group velocity, a small change in wavelength (10 nm) produces a large change in the effective refractive index, which in turn produces a large change in steering angle (14°). This inverted parameter relationship resolves the contradiction by achieving large steering range with minimal laser bandwidth requirements

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent introduces dynamic control of the optical phase through electro-optic or thermo-optic phase modulators integrated with each antenna element. This dynamic phase control allows precise beam steering within the engineered dispersion regime, enabling the system to achieve its full steering range capability while maintaining compatibility with compact integrated lasers that have limited wavelength tuning ranges

Inventive Principle:
Principle #15Dynamics

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The dispersion engineered OPA achieves a larger steering range and lower laser bandwidth requirements, enabling compact and cost-effective beam steering for applications like LiDAR and projection systems, with improved performance compared to conventional strip waveguide-based OPAs.

Implementation Method 1

dispersion engineered waveguides with near linear dispersion relation

Methodology Applied
Scientific EffectDispersion: Dispersion (of waves)

Implementation Method 2

dispersion engineered slow light waveguide region

Methodology Applied
Scientific EffectSlow light:

Implementation Method 3

a mode converter that couples light from the input waveguide mode to the dispersion engineered waveguide mode

Methodology Applied
Scientific EffectEvanescent coupling:

Implementation Method 4

optical antenna regions integrated within the dispersion engineered slow light waveguide region; wherein the optical antenna regions are capable of radiating light out from the dispersion engineered slow light waveguide region

Methodology Applied
Scientific EffectDiffraction: Diffraction

Data Source

PatentUS11467468B2Dispersion engineered phased array
Publication Date: 2022.10.11 THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIV
  • US11467468B2 patent drawing
  • US11467468B2 patent drawing
  • US11467468B2 patent drawing

AI summary

A photonic crystal optical phased array device has a dispersion engineered slow light waveguide region; a mode coupler region capable of optically coupling an input waveguide to the dispersion engineered slow light waveguide region; and optical antenna regions integrated within the dispersion engineered slow light waveguide region. The dispersion engineered slow light waveguide region has a substantially linear dispersion relation within a predetermined operational bandwidth of the optical phased array device. The optical antenna regions are formed by an alteration of a periodic structure of the photonic crystal and are capable of radiating light out from the dispersion engineered slow light waveguide region.