Diverse Policy Exploration for Safe Online Reinforcement Learning

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Solution Overview

Problem

Current reinforcement learning methods face challenges in achieving fast and safe policy improvement due to limitations in exploration strategies, which often result in suboptimal and unsafe exploratory actions, failing to provide a suitable tradeoff between exploitation and exploration.

Innovation Solution

The Diverse Exploration (DE) framework learns and deploys a diverse set of safe policies, exploring the policy space to ensure performance similarity with existing policies, using conjugate policies to maximize KL divergence for effective exploration and policy updates, thereby addressing the limitations of existing methods.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Adaptability or versatility

If conventional exploration strategies are used, then exploration is achieved, but performance safety is compromised due to suboptimal and unsafe exploratory actions

Engineering Contradiction:
Improveexploration capabilityVSAvoidperformance safety
Core Design Contradiction:
Adaptability or versatilityVSReliability

Solution Approach 1:

The policy space is segmented into multiple regions using conjugate policies that maximize KL divergence. Instead of single-policy exploration, the system divides exploration into multiple directed paths toward different policy regions, ensuring safer and more systematic exploration without compromising performance

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The system performs preliminary action by identifying and targeting specific regions in policy space before exploration begins. Conjugate policies are pre-computed to guide exploration toward promising regions, preventing random or unsafe exploratory actions while maintaining performance guarantees

Inventive Principle:
Principle #10Preliminary action

2Productivity

If fast policy improvement is pursued, then convergence speed increases, but data efficiency decreases due to lack of exploration

Engineering Contradiction:
Improveconvergence speedVSAvoiddata efficiency
Core Design Contradiction:
ProductivityVSLoss of time

Solution Approach 1:

The system transitions from single-policy gradient estimation to multi-policy gradient estimation by incorporating gradients from multiple conjugate policies. This dimensional expansion in policy space allows simultaneous exploration of multiple directions while maintaining fast convergence through coordinated updates

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

3Loss of time

If exploration is increased to improve data efficiency, then policy improvement accelerates, but performance degradation occurs due to unsafe exploratory actions

Engineering Contradiction:
Improvedata efficiencyVSAvoidperformance guarantee
Core Design Contradiction:
Loss of timeVSReliability

Solution Approach 1:

The system incorporates feedback mechanisms by computing gradient estimates from multiple conjugate policies and combining them. This feedback from diverse policy perspectives ensures that exploration occurs in directions that are likely to improve performance while maintaining safety guarantees through aggregated gradient information

Inventive Principle:
Principle #23Feedback

Data Source

PatentUS20230169342A1Framework and methods of diverse exploration for fast and safe policy improvement
Publication Date: 2023.06.01 THE RES FOUNDATION FOR THE STATE UNIV OF NEW YORK
  • US20230169342A1 patent drawing
  • US20230169342A1 patent drawing
  • US20230169342A1 patent drawing

AI summary

The present technology addresses the problem of quickly and safely improving policies in online reinforcement learning domains. As its solution, an exploration strategy comprising diverse exploration (DE) is employed, which learns and deploys a diverse set of safe policies to explore the environment. DE theory explains why diversity in behavior policies enables effective exploration without sacrificing exploitation. An empirical study shows that an online policy improvement algorithm framework implementing the DE strategy can achieve both fast policy improvement and safe online performance.