DNA Contributor Estimation via Peak Height Probability

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Solution Overview

Problem

Current methods for estimating the number of contributors in forensic DNA samples are prone to errors due to stochastic effects, allele sharing, and PCR artifacts, especially in complex mixtures, leading to inaccurate conclusions.

Innovation Solution

A method and system that utilize both qualitative and quantitative data from DNA profiles, including peak heights and frequencies, to calculate the a posteriori probability of the number of contributors, accounting for stutter and dropout, and incorporating calibration data to improve estimation accuracy.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Measurement precision

If conventional methods like MAC or MLE are used to estimate the number of contributors, then the analysis is simpler, but the accuracy deteriorates due to stochastic effects, allele sharing, and PCR artifacts

Engineering Contradiction:
Improveaccuracy of contributor number estimationVSAvoidcomplexity of analysis method
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

The patent changes the parameters used for estimation from simple allele counts to a comprehensive set including peak heights, peak areas, and their variances. By incorporating these additional parameters and their statistical relationships, the method achieves higher accuracy in estimating the number of contributors while accounting for stochastic effects and PCR artifacts

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent introduces calibration data as an intermediary element that captures the statistical relationships between peak heights, areas, and variances under known conditions. This calibration data serves as a mediator that enables the probabilistic model to accurately estimate contributor numbers in unknown samples by comparing observed data against calibrated expectations

Inventive Principle:
Principle #24Intermediary (Mediator)

2Reliability

If assumptions about the number of contributors are made, then the analysis can proceed, but the reliability deteriorates when the assumptions are incorrect

Engineering Contradiction:
Improvereliability of DNA evidence assessmentVSAvoidease of making assumptions
Core Design Contradiction:
ReliabilityVSEase of operation

Solution Approach 1:

The patent employs a probabilistic framework that provides feedback by calculating likelihoods for different possible numbers of contributors. Instead of requiring the analyst to make a single assumption, the method evaluates multiple scenarios and provides statistical feedback on which scenario is most supported by the data, thereby improving reliability without sacrificing ease of operation

Inventive Principle:
Principle #23Feedback

Solution Approach 2:

The patent performs more comprehensive analysis than traditional methods by evaluating multiple possible contributor numbers simultaneously rather than relying on a single assumption. This excessive action of analyzing multiple scenarios ensures that the correct number is identified with higher confidence, improving reliability while the automated computational approach maintains ease of operation

Inventive Principle:
Principle #16Partial or excessive action

3Measurement precision

If only the number of alleles is used for estimation, then the method is simpler, but the precision deteriorates due to allele sharing and dropout

Engineering Contradiction:
Improveprecision of contributor number estimationVSAvoidcomplexity of data analysis
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

The patent transforms the analysis from using only allele counts to utilizing peak heights, peak areas, and their variances as the primary parameters. This parameter change enables the method to distinguish between true alleles and artifacts like stutter, and to account for dropout events, thereby significantly improving estimation precision

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent replaces the mechanical counting approach with a probabilistic statistical model that processes peak height and area data. This substitution transforms the analysis from a deterministic count-based method to a probabilistic framework that can handle uncertainty, stochastic effects, and artifacts, achieving higher precision despite increased computational complexity

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Data Source

PatentUS10504614B2Systems and methods for determining an unknown characteristic of a sample
Publication Date: 2019.12.10 TRUSTEES OF BOSTON UNIV
  • US10504614B2 patent drawing
  • US10504614B2 patent drawing
  • US10504614B2 patent drawing

AI summary

Computerized analysis methods and systems to implement the computerized analysis methods are disclosed herein. Specifically, the present disclosure relates to systems and methods for determining an unknown characteristic of a sample.