Document Clustering for Information Exploration

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Solution Overview

Problem

Existing information retrieval methods, such as term searching with Boolean operations, are sensitive to search term choices and fail to account for synonyms, misspellings, and differences in term usage, leading to irrelevant results and requiring user familiarity with the subject matter.

Innovation Solution

The method employs clustering techniques, specifically latent semantic analysis and singular value decomposition, to group documents by concept space vectors, allowing users to explore document sets hierarchically and identify themes, thereby reducing the need for user familiarity with the subject matter.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Productivity

If term searching with Boolean operations is used, then computational efficiency is improved, but search result relevance deteriorates due to sensitivity to search term choices and failure to account for synonyms and different word forms

Engineering Contradiction:
Improvecomputational efficiencyVSAvoidsearch result relevance
Core Design Contradiction:
ProductivityVSReliability

Solution Approach 1:

The patent introduces an intermediary layer (the thesaurus and concept hierarchy) between the user's search terms and the document database. Instead of directly matching search terms to documents, the system translates search terms into conceptual representations using the thesaurus, then performs searching based on these conceptual mappings. This intermediary mechanism resolves the contradiction by maintaining computational efficiency while significantly improving search result relevance through synonym and related term expansion.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The patent transforms the search parameter from literal term matching to conceptual similarity matching. By changing the parameter from exact word matching to concept-based matching using the thesaurus and concept hierarchy, the system overcomes the limitation of being sensitive to specific word choices while maintaining computational feasibility through structured conceptual relationships.

Inventive Principle:
Principle #35Parameter changes

2Extent of automation

If term searching with Boolean operations is used, then automated searching capability is improved, but user familiarity with subject matter and searching tools is required, increasing operation difficulty

Engineering Contradiction:
Improveautomated searching capabilityVSAvoiduser familiarity requirement
Core Design Contradiction:
Extent of automationVSEase of operation

Solution Approach 1:

The patent implements self-service by enabling the system to automatically perform concept-based expansion and translation without requiring user expertise. The thesaurus and concept hierarchy automatically expand search terms into related concepts and synonyms, allowing users to perform effective searches using simple terms without needing to understand the subject matter deeply or master complex search syntax.

Inventive Principle:
Principle #25Self-service

Solution Approach 2:

The thesaurus acts as an intermediary that bridges the gap between user-friendly simple search terms and the complex structured document database. This intermediary automatically handles the translation and expansion, making the searching process easier for users while maintaining high automation capability.

Inventive Principle:
Principle #24Intermediary (Mediator)

3Reliability

If comprehensive term matching is performed to account for synonyms and different word forms, then search result relevance is improved, but computational complexity increases

Engineering Contradiction:
Improvesearch result relevanceVSAvoidcomputational complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent segments the comprehensive term matching task into manageable components by organizing terms into a hierarchical concept structure with thesaurus relationships. Instead of performing exhaustive comparisons across all possible term variations, the system divides the search space into conceptual categories and relationships, reducing computational complexity while maintaining comprehensive coverage of synonyms and related terms.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent performs preliminary action by pre-organizing the thesaurus and concept hierarchy before searching. The conceptual relationships, synonym mappings, and hierarchical structures are established in advance, allowing the search process to efficiently traverse pre-computed relationships rather than performing complex real-time analysis of all term variations.

Inventive Principle:
Principle #10Preliminary action

Data Source

PatentUS7676463B2Information exploration systems and method
Publication Date: 2010.03.09 KLDISCOVERY ONTRACK LLC
  • US7676463B2 patent drawing
  • US7676463B2 patent drawing
  • US7676463B2 patent drawing

AI summary

Disclosed information exploration system and method embodiments operate on a document set to determine a document cluster hierarchy. An exclusionary phrase index is determined for each cluster, and representative phrases are selected from the indexes. The selection process may enforce pathwise uniqueness and balanced sub-cluster representation. The representative phrases may be used as cluster labels in an interactive information exploration interface.