Doppler Estimator Timing Correction for Underwater Acoustic Receivers

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Solution Overview

Problem

Existing methods fail to effectively compensate for Doppler shift effects in underwater acoustic digital communication, especially when communication devices move at speeds greater than several meters per second, due to insufficient reaction from adaptive equalizers and increased computational load from filter switching.

Innovation Solution

A receiving device and method that utilize a Doppler estimator to correct symbol timing based on estimated Doppler-shift frequency and phase error, incorporating a multiplier, low-pass filter, and adaptive equalizer to efficiently track and compensate for both steady and dynamic Doppler shifts.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If adaptive equalizer filtering is used to compensate for Doppler shift, then phase compensation is achieved, but timing error increases and tracking capability becomes insufficient for fast moving speeds

Engineering Contradiction:
Improvephase compensation accuracyVSAvoidtracking speed capability
Core Design Contradiction:
ReliabilityVSSpeed

Solution Approach 1:

The patent applies preliminary action by estimating the Doppler shift frequency before symbol extraction and using this estimation to pre-correct the sampling timing. The Doppler estimator predicts the timing error caused by Doppler shift, and the timing corrector adjusts the sampling points in advance, allowing the system to track fast-moving transmitters effectively while maintaining phase compensation accuracy.

Inventive Principle:
Principle #10Preliminary action

2Measurement precision

If interpolation filter is used to correct timing error, then re-sampling is achieved, but computational load increases and tracking capability remains insufficient

Engineering Contradiction:
Improvetiming extraction accuracyVSAvoidcomputational load
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

The patent applies parameter changes by dynamically adjusting the sampling timing based on the estimated Doppler shift frequency. Instead of using complex interpolation filters, the system changes the timing parameter directly according to the Doppler estimation, achieving accurate timing correction with reduced computational load. The sampling instant is adjusted using the formula T' = T/(1+f_dc/f_c), where T is the original sampling interval and f_dc is the Doppler frequency.

Inventive Principle:
Principle #35Parameter changes

3Adaptability or versatility

If filter switching is implemented to react to Doppler variation, then adaptability improves, but computational load increases due to switching operations

Engineering Contradiction:
ImproveDoppler variation responseVSAvoidcomputational load
Core Design Contradiction:
Adaptability or versatilityVSDevice complexity

Solution Approach 1:

The patent applies dynamics by continuously updating the Doppler shift frequency estimation and using this dynamic information to adjust the sampling timing in real-time. The system uses a recursive estimation approach where the Doppler frequency is updated based on phase differences between consecutive symbols, allowing the timing correction to adapt to varying Doppler conditions without requiring filter switching. This dynamic adjustment maintains adaptability while reducing computational complexity.

Inventive Principle:
Principle #15Dynamics

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach significantly improves demodulation performance by accurately correcting symbol timing, effectively compensating for Doppler shift effects even at high speeds, as demonstrated through simulation results showing error-free demodulation in fast-moving scenarios.

Implementation Method 1

effects of the Doppler shift caused by, for example, a transmitter or a receiver moving during digital communication

Methodology Applied
Scientific EffectDoppler shift: Doppler Effect

Implementation Method 2

a multiplier that multiplies the received signal by exp(-j2π(fc+fdc)t) using a carrier frequency fc of the received signal and the estimated Dopppler-shift frequency fdc

Methodology Applied
Scientific EffectFrequency translation: Heterodyne

Data Source

PatentEP3148101B1Receiving device and receiving method
Publication Date: 2021.10.13 JAPAN AGENCY FOR MARINE-EARTH SCIENCE AND TECHNOLOGY
  • EP3148101B1 patent drawingFigure 1~3B
  • EP3148101B1 patent drawingFigure 4~5
  • EP3148101B1 patent drawingFigure 6~7B

AI summary

In order to efficiently compensate for effects of the Doppler shift, a receiving device 101 includes: a Doppler estimator 11 that estimates a Doppler-shift frequency fdc of a received signal; a multiplier 12 and an LPF 13 that detect the received signal based on a carrier frequency fc of the received signal and the Doppler-shift frequency fdc estimated by the Doppler estimator 11; a timing corrector 161 that corrects a timing T for extracting symbols of the received signal after detection by the LPF 13, so as to track the Doppler shift; a symbol extractor 14 that extracts received symbols from the received signal after detection by the LPF 13 at a timing corrected by the timing corrector 161; and an adaptive equalizer 15 that estimates and determines symbols from the received symbols extracted by the symbol extractor 14.