Double-Layer Hard Capsules Using Aqueous Dip Molding for Delayed Release

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Solution Overview

Problem

Existing technologies face challenges in achieving both rapid gastric resistance and controlled intestinal release of pharmaceuticals in capsules, while maintaining mechanical stability and avoiding the use of solvent-based melts that pose safety and handling issues.

Innovation Solution

A double dipping process is used to create a two-layered hard capsule shell, with an inner layer of water-soluble HPMC and an outer layer of HPMCAS, both formed from aqueous melts, ensuring complete coverage and uniform film formation without solvent-based issues.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If a one-piece soft capsule with two layers is used, then the capsule can provide delayed-release functionality, but the encapsulation process cannot be used for production of two-piece hard capsules and the mechanical properties are insufficient

Engineering Contradiction:
Improvedelayed-release functionalityVSAvoidcapsule production method
Core Design Contradiction:
ReliabilityVSEase of manufacture

Solution Approach 1:

The capsule shell is divided into two separate hard pieces (cap and body) that can be manufactured independently using dip molding, then assembled together. This segmentation allows each piece to be optimized for mechanical strength while maintaining the delayed-release functionality through the enteric coating on the inner layer.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The capsule employs a composite structure with an inner layer of gelatin providing mechanical flexibility and an outer layer of HPMCAS providing enteric resistance. This composite material approach combines the advantages of both materials to achieve both mechanical properties and delayed-release functionality.

Inventive Principle:
Principle #40Composite materials

2Reliability

If the capsule is designed to pass through the stomach into the intestine before dissolving, then the pharmaceutical release is controlled, but too much pharmaceutical may be released in the first step under pH 1.2 conditions or too little in the second step under pH 6.8 conditions

Engineering Contradiction:
Improvecontrolled pharmaceutical releaseVSAvoiddissolution profile control
Core Design Contradiction:
ReliabilityVSManufacturing precision

Solution Approach 1:

The capsule shell has different properties at different locations: the inner layer is made of gelatin that is soluble in both gastric and intestinal fluids, while the outer layer is made of HPMCAS that is specifically resistant to gastric acid but soluble in intestinal fluids. This local differentiation of material properties enables precise control over dissolution timing.

Inventive Principle:
Principle #3Local quality

Solution Approach 2:

The dissolution behavior is controlled by changing the pH parameter of the environment. The HPMCAS outer layer remains intact at pH 1.2 (stomach) but dissolves at pH 6.8 (intestine), while the gelatin inner layer dissolves in both. This parameter-driven dissolution control ensures the pharmaceutical is released only in the intestine.

Inventive Principle:
Principle #35Parameter changes

3Ease of manufacture

If solvent-based melts are used in the dip molding process, then the capsule shell can be formed, but safety and handling issues arise

Engineering Contradiction:
Improvecapsule shell formationVSAvoidsafety and handling issues
Core Design Contradiction:
Ease of manufactureVSObject-affected harmful factors

Solution Approach 1:

The harmful solvent component is completely removed from the melt composition. Instead of using traditional solvent-based melts, the invention employs water-based or solvent-free alternative melts that can still effectively deposit the polymer coating, thereby eliminating safety and handling issues while maintaining manufacturability.

Inventive Principle:
Principle #2Taking out (Extraction)

4Stability of the object's composition

If the capsule wall is made sufficiently stable for storage under different relative humidity conditions, then mechanical properties are maintained, but the capsule may not dissolve rapidly enough in the stomach

Engineering Contradiction:
Improvecapsule stability during storageVSAvoidcapsule dissolution rate in stomach
Core Design Contradiction:
Stability of the object's compositionVSSpeed

Solution Approach 1:

The capsule wall is segmented into two functional layers: the inner gelatin layer that provides rapid dissolution in the stomach and the outer HPMCAS layer that provides stability during storage. This segmentation allows each layer to optimize its specific function without compromising the other.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

Different regions of the capsule wall have different material properties optimized for their specific functions. The inner layer uses gelatin for rapid dissolution, while the outer layer uses HPMCAS for stability and enteric resistance. This local quality differentiation resolves the contradiction between stability and dissolution rate.

Inventive Principle:
Principle #3Local quality

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The process achieves targeted drug release profiles and mechanical stability, reducing variability and safety risks, while adhering to USP dissolution requirements and ensuring enteric characteristics.

Implementation Method 1

double dipping process, that is by two consecutive dip molding steps on the same mold pin

Methodology Applied
Scientific EffectDip molding:

Implementation Method 2

each dip molding step is done with a different polymer melt

Methodology Applied
Scientific EffectPhase transition: Phase Change

Data Source

PatentEP4251126B1Double layered delayed-release hard capsules
Publication Date: 2026.02.18 CAPSUGEL BELGIUM NV
  • EP4251126B1 patent drawingFigure 1
  • EP4251126B1 patent drawingFigure 2
  • EP4251126B1 patent drawingFigure 3

AI summary

The invention discloses double layered delayed-release hard capsules made by double dipping, that is by two consecutive dip molding steps on the same mold pin without removing the film, provided by the first dip molding step, from the mold pin between the two dip molding steps, but dipping the mold pin with this first film in the second dip molding step, each dip molding step is done with a different polymer melt, providing a double layered delayed-release capsule.