Dual Core Waveguide for Lens-Free Optical Coupling

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Solution Overview

Problem

Current photonic integrated circuits face challenges in aligning optical fibers with waveguides due to size mismatch, requiring stringent alignment tolerances and lenses, which increases manufacturing costs and complexity.

Innovation Solution

A thick, planar dual core waveguide structure is developed using a stack of silicon oxynitride films with a lower core thickness-matched to optical fibers and an upper core for single mode propagation, allowing direct optical signal coupling without lenses and relaxed alignment requirements.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Device complexity

If optical fibers are directly coupled to waveguides, then alignment complexity is reduced, but size mismatch causes signal loss

Engineering Contradiction:
Improvealignment complexityVSAvoidsignal loss
Core Design Contradiction:
Device complexityVSLoss of energy

Solution Approach 1:

The waveguide is segmented into two distinct cores: a first core with dimensions matched to optical fibers and a second core with dimensions optimized for waveguide propagation. This segmentation allows each core to perform its specialized function, enabling efficient coupling while maintaining low signal loss.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The first core acts as an intermediary structure between the optical fiber and the second core. It provides a transition zone that matches the impedance and dimensions between the fiber and the waveguide, facilitating efficient energy transfer without requiring complex alignment mechanisms.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Manufacturing precision

If lenses are used to reduce spot size, then alignment tolerance is improved, but device complexity increases

Engineering Contradiction:
Improvealignment toleranceVSAvoiddevice complexity
Core Design Contradiction:
Manufacturing precisionVSDevice complexity

Solution Approach 1:

The external lens component is extracted and replaced by an integrated first core within the waveguide structure. The first core's dimensions and refractive index are specifically designed to perform the focusing function that would otherwise require a separate lens, thereby maintaining alignment tolerance while reducing device complexity.

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

The coupling function and waveguide function are merged into a single dual-core structure. The first core handles both the coupling from the fiber and the initial focusing, while the second core handles the waveguide propagation, eliminating the need for separate lens components.

Inventive Principle:
Principle #5Merging (Combining)

3Manufacturing precision

If polishing is performed on fiber terminations, then alignment precision is improved, but manufacturing cost increases

Engineering Contradiction:
Improvealignment precisionVSAvoidmanufacturing cost
Core Design Contradiction:
Manufacturing precisionVSEase of manufacture

Solution Approach 1:

The dual-core waveguide structure provides self-aligning capabilities through its geometric design. The first core's dimensions are specifically matched to standard optical fiber specifications, creating a natural alignment reference that eliminates the need for costly polishing operations to achieve precise alignment.

Inventive Principle:
Principle #25Self-service

4Area of moving object

If waveguide cross section is reduced, then integration density is improved, but alignment difficulty increases

Engineering Contradiction:
Improvewaveguide cross sectionVSAvoidalignment difficulty
Core Design Contradiction:
Area of moving objectVSEase of operation

Solution Approach 1:

The waveguide is segmented into two cores with different cross-sectional dimensions. The first core has larger dimensions that are easier to align with optical fibers, while the second core has smaller dimensions for high integration density. This segmentation allows the system to benefit from both large and small cross-sections in different functional regions.

Inventive Principle:
Principle #1Segmentation

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The dual core waveguide structure enables efficient optical signal coupling and processing with reduced signal loss and alignment complexity, facilitating cost-effective manufacturing of photonic integrated circuits.

Implementation Method 1

The thickness of the lower core is substantially matched to a core diameter of the optical fiber, and receives the optical signal from the optical fiber

Methodology Applied
Scientific EffectOptical coupling: Waveguide (optics)

Implementation Method 2

enables efficient optical signal coupling and processing with reduced signal loss

Methodology Applied
Scientific EffectTotal internal reflection: Total Internal Reflection

Data Source

PatentUS11592621B2Dual core waveguide
Publication Date: 2023.02.28 POET TECH INC
  • US11592621B2 patent drawing
  • US11592621B2 patent drawing
  • US11592621B2 patent drawing

AI summary

The invention described herein pertains to the structure and formation of dual core waveguide structures and to the formation of optical devices including spot size converters from these dual core waveguide structure for the receiving and routing of optical signals on substrates, interposers, and sub-mount assemblies.