Dual-Plane Tapered Waveguide Mode Coupler

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Solution Overview

Problem

The challenge in optical communications systems is achieving efficient mode coupling between compact surface waveguides and external optic devices, particularly due to high coupling losses caused by differences in refractive indices and mode sizes between waveguides.

Innovation Solution

The implementation of an optical mode coupler with a tapered region in dual-plane tapering arrangement, where the waveguide portion is tapered both vertically and horizontally, enhances light transfer efficiency and reduces polarization-dependent losses.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Volume of moving object

If a compact surface waveguide with high index difference is used, then the waveguide size is reduced, but coupling loss increases due to mode size and velocity mismatch

Engineering Contradiction:
Improvewaveguide sizeVSAvoidcoupling loss
Core Design Contradiction:
Volume of moving objectVSLoss of energy

Solution Approach 1:

The patent introduces a dual-plane tapering structure that tapers the waveguide in both vertical and horizontal dimensions. This multi-dimensional approach allows gradual mode transformation from the compact high-index waveguide to the larger fiber mode, resolving the coupling loss problem while maintaining compact size.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

Solution Approach 2:

The patent changes the geometric parameters of the waveguide by implementing tapered regions with varying cross-sectional dimensions. The gradual change in waveguide width and height allows mode size and velocity to transition smoothly, reducing coupling loss between the compact waveguide and external optics.

Inventive Principle:
Principle #35Parameter changes

2Ease of manufacture

If conventional coupling structures are used, then fabrication is simpler, but polarization-dependent losses are higher

Engineering Contradiction:
Improvefabrication simplicityVSAvoidpolarization-dependent loss
Core Design Contradiction:
Ease of manufactureVSLoss of energy

Solution Approach 1:

The patent employs asymmetric dual-plane tapering where the vertical and horizontal tapering rates differ. This asymmetric geometry is specifically designed to reduce polarization-dependent losses while remaining compatible with standard fabrication processes, thus balancing manufacturing ease with performance.

Inventive Principle:
Principle #4Asymmetry

3Loss of energy

If aggressive tapering is used to improve mode matching, then coupling efficiency improves, but fabrication tolerance requirements become stricter

Engineering Contradiction:
Improvecoupling efficiencyVSAvoidfabrication tolerance
Core Design Contradiction:
Loss of energyVSManufacturing precision

Solution Approach 1:

By distributing the mode transformation across both vertical and horizontal dimensions, the patent reduces the aggressiveness required in each individual taper. This dual-plane approach achieves effective mode matching while allowing more relaxed fabrication tolerances compared to single-plane aggressive tapering.

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This solution improves mode transformation efficiency between waveguides with different index differences, ensuring low signal losses and thermal stability, while relaxing fabrication tolerance requirements.

Implementation Method 1

mode coupling remains a challenge for waveguides of submicro-meter dimensions made in high index contrast materials

Methodology Applied
Scientific EffectMode coupling: Waveguide (optics)

Implementation Method 2

The waveguide portion having a tapered region located on the end of the waveguide portion

Methodology Applied
Scientific EffectTapering: Geometry

Data Source

PatentUS12265259B2Waveguide mode coupling
Publication Date: 2025.04.01 TERAMOUNT LTD
  • US12265259B2 patent drawing
  • US12265259B2 patent drawing
  • US12265259B2 patent drawing

AI summary

An optical mode coupler for mode coupling of waveguides. The optical mode coupler includes an oxide cladding layer, a waveguide channel formed on the oxide cladding layer, and a waveguide portion formed on the oxide cladding layer and partially enclosed by the waveguide channel on an end of the waveguide portion. The waveguide portion has a tapered region located on the end of the waveguide portion. The tapered region has a dual-plane tapering arrangement extending from the waveguide portion towards the waveguide channel for enhanced mode transformation efficiency.