Dynamic Etalon Fitting for Silicon Waveguide Trace Gas Sensors

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Solution Overview

Problem

Optical trace gas sensors using silicon waveguides with high refractive index contrast suffer from strong etalons due to partial reflection and contamination, leading to poor detection limits and inaccurate trace gas concentration measurements, especially with thermal dependence causing slow changes in fringe free-spectral range over time.

Innovation Solution

A dynamic etalon fitting routine (DEF-R) is introduced to adaptively reduce background noise by dynamically updating the zero-gas trace using fit parameters that account for drifting etalons, allowing for precise compensation and retrieval of trace gas concentrations.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Ease of operation

If conventional etalon subtraction is used, then the measurement process is simple, but measurement precision deteriorates due to thermal dependence causing slow changes in fringe free-spectral range over time

Engineering Contradiction:
Improvesimplicity of etalon subtractionVSAvoidtrace gas concentration measurement accuracy
Core Design Contradiction:
Ease of operationVSMeasurement precision

Solution Approach 1:

The patent applies dynamics by transitioning from static etalon subtraction to a dynamic fitting approach where etalon parameters (amplitude, frequency, phase) are continuously updated to track thermal drift. The fitting routine adapts to changing etalon conditions over time, allowing the system to maintain measurement precision despite thermal dependence and slow changes in fringe free-spectral range.

Inventive Principle:
Principle #15Dynamics

Solution Approach 2:

The patent changes parameters by introducing multiple fit parameters (etalon amplitude, frequency, phase, and gas concentration) that are simultaneously optimized. This multi-parameter fitting approach allows the system to account for thermal drift and etalon variations while extracting accurate gas concentration measurements, resolving the precision issue caused by simple subtraction.

Inventive Principle:
Principle #35Parameter changes

2Volume of moving object

If high index contrast integrated photonic platforms are used, then device compactness is improved, but object-generated harmful factors worsen due to strong etalons from partial reflection and contamination

Engineering Contradiction:
Improvesensor sizeVSAvoidetalon fringe noise
Core Design Contradiction:
Volume of moving objectVSObject-generated harmful factors

Solution Approach 1:

The patent converts the harmful etalon fringes into a beneficial signal by modeling them with fit parameters. Instead of treating etalons as unwanted noise to be eliminated, the system characterizes their behavior through dynamic fitting and uses this information to extract accurate gas concentration measurements, effectively converting the harmful interference into useful measurement information.

Inventive Principle:
Principle #22Blessing in disguise (Convert harm into benefit)

Solution Approach 2:

The patent addresses the etalon problem by introducing parameter-based modeling where etalon characteristics (amplitude, frequency, phase) are represented as adjustable parameters. This allows the system to distinguish between etalon-induced fringes and actual gas absorption features, enabling compact high-index-contrast waveguide operation without being crippled by strong etalons.

Inventive Principle:
Principle #35Parameter changes

3Measurement precision

If dynamic etalon fitting routine is applied, then measurement precision is improved, but device complexity increases

Engineering Contradiction:
Improvetrace gas concentration accuracyVSAvoiddata analysis complexity
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

The patent implements feedback through an iterative fitting routine that continuously adjusts etalon parameters based on the measured spectrum. The algorithm uses the residual error between the model and actual data to refine parameter estimates, creating a feedback loop that converges to accurate gas concentration measurements while automatically adapting to changing etalon conditions.

Inventive Principle:
Principle #23Feedback

Solution Approach 2:

The patent applies self-service by designing an automated fitting routine that performs both etalon characterization and gas concentration extraction in a single unified process. The system self-adjusts the fit parameters without requiring manual calibration or intervention, making the complex analysis process transparent and self-managing despite the increased algorithmic complexity.

Inventive Principle:
Principle #25Self-service

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The DEF-R method significantly enhances the accuracy and precision of trace gas concentration measurements by effectively suppressing fringe noise, maintaining long-term accuracy and improving signal-to-noise ratio, outperforming conventional techniques in both low and high analyte concentration scenarios.

Implementation Method 1

Optical trace gas sensors measure the concentration of gas species by absorption spectrometry

Methodology Applied
Scientific EffectAbsorption spectroscopy: Absorption Spectroscopy

Implementation Method 2

Direct absorption spectroscopy through silicon waveguides and other photonic platforms with large refractive index contrast can, however, suffer from strong etalons due to partial reflection from intermediate scattering points on the waveguide

Methodology Applied
Scientific EffectEtalon interference: Interference

Data Source

PatentUS10082457B2Ensuring stable, precise, and accurate optical absorption spectroscopic trace gas concentration measurements in the presence of time-varying etalons
Publication Date: 2018.09.25 INTERNATIONAL BUSINESS MACHINE CORPORATION
  • US10082457B2 patent drawing
  • US10082457B2 patent drawing
  • US10082457B2 patent drawing

AI summary

Provided herein are techniques for improved optical absorption measurements in the presence of time-varying etalons. In one aspect, a method for dynamic etalon fitting for adaptive background noise reduction in an optical sensor is provided. The method includes the steps of: obtaining a zero-gas spectrum measured using the optical sensor; obtaining an analyte gas spectrum of a target trace gas measured using the optical sensor; comparing the zero-gas spectrum and the analyte gas spectrum using fit parameters that compensate for drifting etalons in the optical sensor; and dynamically extracting the drifting etalons from the analyte gas spectrum to retrieve concentration of the target trace gas.