Dynamic Pre-tenuring in Generational Garbage Collection

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Solution Overview

Problem

Conventional garbage collection techniques, particularly generational garbage collectors, face challenges in reducing overhead and ensuring non-disruptive behavior in real-time or interactive systems due to long and unpredictable delays during memory reclamation, with pre-tenuring techniques vulnerable to sampling bias and requiring additional user effort or costly profiling.

Innovation Solution

A two-step process for pre-tenuring decision-making, where the number of surviving bytes is determined for each allocation site during young-generation collection, and candidate sites with high survival rates are selected for direct allocation in the old generation, with dynamic adjustment of pre-tenuring states and counting code management to optimize efficiency.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Productivity

If conventional sampling techniques use local allocation buffer overflow events to identify allocations for sampling, then sampling can be performed with minimal overhead, but sampling bias occurs where larger objects are preferentially sampled

Engineering Contradiction:
Improvesampling efficiencyVSAvoidsampling accuracy
Core Design Contradiction:
ProductivityVSMeasurement precision

Solution Approach 1:

The patent introduces a new intermediary mechanism - allocation site identifiers embedded in object headers - that mediates between the allocation process and sampling decisions. This intermediary allows the system to track and sample objects at the allocation site level without being biased by local buffer overflow events, thereby eliminating the sampling bias while maintaining efficiency.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The patent changes the sampling parameter from event-driven (buffer overflow) to object-driven (allocation site identifier). By embedding allocation site identifiers in object headers and using these identifiers to guide sampling, the system transforms the sampling mechanism to achieve uniform coverage across all allocation sites regardless of object size or buffer behavior.

Inventive Principle:
Principle #35Parameter changes

2Measurement precision

If offline profiling is used to identify pre-tenuring candidates, then accurate predictions can be made, but additional user effort and training runs are required

Engineering Contradiction:
Improvepre-tenuring prediction accuracyVSAvoiduser effort
Core Design Contradiction:
Measurement precisionVSEase of operation

Solution Approach 1:

The patent implements self-service by automatically collecting allocation site identifier information during normal program execution. The system autonomously identifies pre-tenuring candidates through runtime monitoring of object survival patterns without requiring user-initiated profiling sessions or training runs, thereby eliminating additional user effort while maintaining accuracy.

Inventive Principle:
Principle #25Self-service

Solution Approach 2:

The patent enables continuous collection of pre-tenuring information during normal program operation rather than requiring separate offline profiling phases. The allocation site identifiers are tracked continuously as objects are allocated and survive collections, allowing the system to accumulate accurate data without interrupting the program's useful work.

Inventive Principle:
Principle #20Continuity of useful action

3Productivity

If static analysis during compilation is used to identify pre-tenuring candidates, then no runtime overhead is incurred, but the analysis may miss dynamic allocation patterns

Engineering Contradiction:
Improvecompilation efficiencyVSAvoiddynamic pattern detection
Core Design Contradiction:
ProductivityVSAdaptability or versatility

Solution Approach 1:

The patent performs preliminary action by embedding allocation site identifiers in object headers during compilation, preparing the infrastructure for runtime analysis. This preliminary setup incurs minimal compilation overhead while enabling the system to dynamically detect and adapt to actual allocation patterns during program execution, combining the benefits of both static preparation and dynamic observation.

Inventive Principle:
Principle #10Preliminary action

Data Source

PatentUS7606989B1Method and apparatus for dynamically pre-tenuring objects in a generational garbage collection system
Publication Date: 2009.10.20 ORACLE AMERICAN INC
  • US7606989B1 patent drawing
  • US7606989B1 patent drawing
  • US7606989B1 patent drawing

AI summary

In a generational garbage collector, a decision is made to pre-tenure, or allocate new objects directly in the old generation, by a two step process. In the first step, during a young-generation collection, the number of bytes that survive collection is determined for each allocation site and a predetermined number of sites with the highest number of surviving bytes are selected as candidate sites. In the second step, during a subsequent young-generation collection, the survival rates are determined for the candidate sites and objects to be allocated from sites with a sufficiently high survival rate are allocated directly in older generations.