Ear Recognition Using CNN and Handcrafted Feature Fusion

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Solution Overview

Problem

Existing ear recognition technologies face challenges in unconstrained settings due to pose variation, different acquisition devices, low resolution, illumination variations, and occlusions, which affect recognition performance and make it difficult to identify individuals accurately in real-world scenarios.

Innovation Solution

A convolutional neural network (CNN) based framework that combines CNN-learned features and handcrafted features for ear normalization and description, using a two-stage landmark detector to normalize images and generate discriminant features, which are then fused to improve recognition accuracy.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If traditional ear recognition methods are used on unconstrained ear images, then the system is simple to implement, but recognition accuracy deteriorates due to pose variation, illumination variations, and occlusions

Engineering Contradiction:
Improverecognition accuracyVSAvoidsystem complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent segments the ear recognition process into multiple specialized modules: landmark detection module, geometric normalization module, handcrafted feature extraction module, and deep learning feature extraction module. Each module handles a specific aspect of the recognition task, allowing the system to address pose variation, illumination variations, and occlusions through coordinated operation of these segmented components.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent combines multiple feature extraction approaches (handcrafted features like LBP, HOG, Gabor filters and deep learning features from CNNs) to create a composite feature representation. This composite approach leverages the strengths of different feature types to achieve robust recognition accuracy under varying conditions while maintaining a structured system architecture.

Inventive Principle:
Principle #40Composite materials

2Reliability

If geometric normalization is applied to address pose variation, then recognition accuracy improves, but processing time increases

Engineering Contradiction:
Improverecognition accuracyVSAvoidprocessing time
Core Design Contradiction:
ReliabilityVSLoss of time

Solution Approach 1:

The patent applies geometric normalization as a preliminary step before feature extraction. By detecting landmarks and normalizing the ear geometry first, the system prepares the input data in an optimal state for subsequent feature extraction, reducing the computational burden during recognition and improving overall processing efficiency while maintaining accuracy.

Inventive Principle:
Principle #10Preliminary action

3Reliability

If multiple feature types are fused to improve recognition robustness, then recognition accuracy under occlusion improves, but computational complexity increases

Engineering Contradiction:
Improverecognition accuracy under occlusionVSAvoidfeature processing complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent merges handcrafted features (LBP, HOG, Gabor) with deep learning features from CNNs into a unified feature representation. This combination leverages the complementary strengths of different feature types: handcrafted features provide robustness to local variations and occlusions, while deep learning features capture global structural information, together achieving superior recognition accuracy under challenging conditions.

Inventive Principle:
Principle #5Merging (Combining)

Data Source

PatentUS10423823B1Unconstrained ear recognition using a combination of deep learning and handcrafted features
Publication Date: 2019.09.24 UNIV OF SOUTH FLORIDA
  • US10423823B1 patent drawing
  • US10423823B1 patent drawing
  • US10423823B1 patent drawing

AI summary

A system and method for identifying a subject based upon ear recognition using a convolutional neural network (CNN) and handcrafted features, wherein an ear in an image is cropped using ground truth annotations and landmark detection is performed to obtain the information required to normalize pose and scale variations. The normalized images are then described by different feature extractors and matched through distance metrics. Finally, scores are fused and a subject identification decision is made.