Edge-Coupled Optical Proximity Communication Module

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Solution Overview

Problem

Existing optical modules face challenges in achieving low-loss edge-to-edge optical coupling due to mode mismatch and increased complexity and cost, especially when using face-up and face-down chips with optical waveguides on silicon substrates, which require precise alignment and are prone to disturbances like thermal expansion and vibration.

Innovation Solution

An optical module design that includes an alignment substrate mechanically coupled to optical devices, aligning edges and optical components for perpendicular optical coupling, potentially using mode converters for sub-micron waveguides to reduce losses, and utilizing a single type of chip with optical components on one side to simplify integration and reduce packaging complexity.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If face-up and face-down chips are used for optical coupling, then optical signal transmission is achieved, but packaging complexity and cost significantly increase

Engineering Contradiction:
Improveoptical signal transmissionVSAvoidpackaging complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent employs asymmetric chip orientation where only one chip is face-up while the other remains face-down, eliminating the need for face-up/face-down pairing. The edge-to-edge coupling architecture creates an asymmetric packaging structure that reduces complexity compared to symmetric face-to-face configurations.

Inventive Principle:
Principle #4Asymmetry

Solution Approach 2:

Instead of coupling chips face-to-face (conventional approach), the patent inverts the coupling direction by using edge-to-edge coupling with perpendicular substrate orientations. This inversion of the coupling geometry simplifies the packaging structure and reduces the number of required alignment features.

Inventive Principle:
Principle #13The other way round (Inversion)

2Adaptability or versatility

If sub-micron waveguide modes are used for edge-to-edge coupling, then waveguide routing flexibility is improved, but mode mismatch losses increase

Engineering Contradiction:
Improvewaveguide routing flexibilityVSAvoidmode mismatch loss
Core Design Contradiction:
Adaptability or versatilityVSLoss of energy

Solution Approach 1:

The patent introduces an intermediary coupling structure at the waveguide edge that mediates between the confined sub-micron waveguide mode and the free-space optical mode. This intermediary structure enables mode transformation and reduces mode mismatch losses while preserving the routing flexibility of sub-micron waveguides.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The patent changes the spatial parameters of the optical mode at the waveguide edge by introducing structures that gradually transform the mode size from sub-micron to larger dimensions. This parameter transformation reduces the mode mismatch with free-space optical modes while maintaining the benefits of small-mode waveguides for routing flexibility.

Inventive Principle:
Principle #35Parameter changes

3Loss of energy

If mode converters are used to reduce mode mismatch losses, then optical coupling efficiency is improved, but chip cost and complexity increase

Engineering Contradiction:
Improveoptical coupling efficiencyVSAvoidchip complexity
Core Design Contradiction:
Loss of energyVSDevice complexity

Solution Approach 1:

The patent merges the mode converter functionality directly into the waveguide edge structure itself, eliminating the need for separate, complex mode converter components. By integrating the mode transformation function into the existing waveguide architecture, optical coupling efficiency is improved without proportionally increasing chip complexity.

Inventive Principle:
Principle #5Merging (Combining)

Solution Approach 2:

The patent designs the waveguide edge structure to serve multiple functions: guiding optical signals, enabling sharp turns, and performing mode transformation. This multi-functional design eliminates the need for dedicated mode converters, reducing chip complexity while maintaining optical coupling efficiency.

Inventive Principle:
Principle #6Universality (Multi-functionality)

4Reliability

If precise alignment is maintained under thermal expansion and vibration, then optical coupling stability is improved, but alignment mechanism complexity increases

Engineering Contradiction:
Improveoptical coupling stabilityVSAvoidalignment mechanism complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent creates an equipotential alignment reference plane using the perpendicular edges of both substrates. This shared reference plane ensures that both substrates align to the same geometric standard, compensating for thermal expansion and vibration effects without requiring complex active alignment mechanisms.

Inventive Principle:
Principle #12Equipotentiality

Solution Approach 2:

The patent employs self-aligning features where the perpendicular edges of the substrates automatically define the alignment reference. This passive self-alignment mechanism eliminates the need for complex active alignment systems, maintaining optical coupling stability under environmental disturbances through geometric constraints rather than active control.

Inventive Principle:
Principle #25Self-service

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This design facilitates cost-effective and complex-free edge-to-edge optical coupling, maintaining alignment under disturbances, and reduces optical losses by aligning optical components without the need for mode converters in all cases, enabling efficient data communication between chips.

Implementation Method 1

the alignment substrate, which is mechanically coupled to the first substrate and the second optical device, aligns the first edge and the second edge

Methodology Applied
Scientific EffectMechanical coupling: Mechanical Fastener

Implementation Method 2

an optical fiber may be aligned with an on-chip optical waveguide by using a tapered or an inverse tapered optical fiber at the edge of the chip

Methodology Applied
Scientific EffectOptical waveguide: Waveguide (optics)

Implementation Method 3

These modes are facilitated by the strong confinement associated with the large index of refraction difference between the waveguide core and surrounding cladding materials

Methodology Applied
Scientific EffectMode confinement: Waveguide (optics)

Implementation Method 4

the strong confinement associated with the large index of refraction difference between the waveguide core and surrounding cladding materials

Methodology Applied
Scientific EffectRefraction: Refraction

Data Source

PatentUS8755655B2Edge-coupled optical proximity communication
Publication Date: 2014.06.17 SUN MICROSYSTEMS INC
  • US8755655B2 patent drawing
  • US8755655B2 patent drawing
  • US8755655B2 patent drawing

AI summary

An optical module is described. This optical module includes at least two optical devices that communicate with each other using edge-to-edge optical coupling of an optical signal between optical components in the two optical devices. Note that the edge-to-edge optical coupling may occur without mode converters at edges of either of the optical devices. Furthermore, the edge-to-edge optical coupling may be facilitated by an alignment substrate, which is mechanically coupled to the two optical devices. This alignment substrate aligns the edges of the two optical devices so that they are approximately parallel to each other, and aligns the optical components in the two optical devices.