Encapsulated Fluorescent Dye Polyurethane Dispersion

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Solution Overview

Problem

Encapsulating fluorescent and photochromic dyes into latex via emulsion polymerization is challenging due to stability issues with free radical environments, requiring a method to create a stable dye polyurethane dispersion for ink-jet applications.

Innovation Solution

A polyurethane dispersion is formed by reacting a urethane prepolymer, neutralizing agent, and chain extender, with the dye incorporated during prepolymer formation, ensuring the dye is not reactive to the polyisocyanate, resulting in a stable encapsulated dye dispersion with specific particle size, viscosity, and surface tension ranges.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Stability of the object's composition

If fluorescent and photochromic dyes are incorporated into latex via emulsion polymerization, then the dye can be encapsulated in the polymer matrix, but the dye becomes unstable in the free radical environment leading to destruction of color

Engineering Contradiction:
Improvedye stabilityVSAvoidcolor stability
Core Design Contradiction:
Stability of the object's compositionVSReliability

Solution Approach 1:

The patent uses a polyol as an intermediary carrier that solubilizes the fluorescent and photochromic dyes. The polyol forms a separate phase within the polyurethane dispersion, creating a protective microenvironment that isolates the dye from the free radical polymerization environment while still allowing the dye to be incorporated into the final latex product.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The patent segments the dye encapsulation process by using a two-phase system where the polyol forms distinct microdomains within the polyurethane dispersion. This segmentation separates the dye-containing polyol phase from the free radical polymerization environment, protecting the dye while maintaining encapsulation.

Inventive Principle:
Principle #1Segmentation

2Ease of manufacture

If dyes are made colorless for security ink applications, then the image remains invisible in daylight, but the dyes require special encapsulation methods to prevent degradation

Engineering Contradiction:
Improveink formulationVSAvoidencapsulation process
Core Design Contradiction:
Ease of manufactureVSDevice complexity

Solution Approach 1:

The polyol serves multiple functions simultaneously: it acts as the polymeric colorant carrier, provides the encapsulation environment for the dye, and maintains dye stability without requiring separate encapsulation steps. The polyol's hydroxyl groups enable it to function as both the polymer backbone and the dye-solubilizing matrix.

Inventive Principle:
Principle #25Self-service

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The encapsulated dye dispersion provides a stable and effective ink composition for ink-jet applications, maintaining stability during storage and repeated jetting cycles, and exhibits desired coloration upon irradiation.

Implementation Method 1

a urethane prepolymer, the urethane prepolymer being the catalyzed reaction product of: (i) a polyol; (ii) a polyisocyanate

Methodology Applied
Scientific EffectCondensation reaction: Hydrolysis

Implementation Method 2

Upon irradiation of ultraviolet light, fluorescent dyes produce visible fluorescence (of different colors), rendering the image visible

Methodology Applied
Scientific EffectFluorescence: Fluorescence

Implementation Method 3

photochromic dyes are colorless in their normal state and become colored on exposure to activating radiation, such as ultraviolet light. The color formation generally includes a ring closure or ring opening in the photochromic dye molecule with the formation of conjugated double bonds

Methodology Applied
Scientific EffectPhotochromism: Photochromism

Data Source

PatentUS9499708B2Encapsulated fluorescent and photochromic dye polyurethane dispersion
Publication Date: 2016.11.22 XEROX CORP
  • US9499708B2 patent drawing
  • US9499708B2 patent drawing
  • US9499708B2 patent drawing

AI summary

The present disclosure provides an encapsulated dye dispersion and an inkjet ink comprising an ink vehicle and an encapsulated dye dispersion thereof. In particular, the encapsulated dye dispersion includes a fluorescent and/or photochromic dye. The present disclosure also provides a process for producing the encapsulated dye dispersion.