Encapsulated Active Ingredient Granules via Continuous Melt Granulation

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Solution Overview

Problem

Existing granulation processes for fat-soluble microcapsules are inefficient, environmentally harmful, and risk damaging the active ingredients due to the use of solvents, leading to poor flowability and stability of the granules.

Innovation Solution

A continuous melt granulation process using a twin-screw extruder with a specific mixture of edible binder and filler, avoiding solvents and maintaining low temperatures to protect the microcapsules, resulting in flowable and stable water-dispersible granules.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Ease of manufacture

If wet granulation using water as solvent is used, then granules can be formed, but significant energy is needed to evaporate water and hydrolysis of active ingredient occurs

Engineering Contradiction:
Improvegranule formationVSAvoidenergy for water evaporation
Core Design Contradiction:
Ease of manufactureVSLoss of energy

Solution Approach 1:

The invention changes the granulation method from wet granulation to melt granulation, fundamentally altering the process parameters by using heat to melt the binder instead of water as a solvent. This eliminates the need for subsequent evaporation steps and associated energy consumption.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The invention utilizes the phase transition of the binder from solid to liquid state through melting, allowing the binder to flow and form granules without requiring water evaporation. The binder is heated above its melting point to become liquid, facilitating granule formation, then cooled to solidify the granules.

Inventive Principle:
Principle #36Phase transitions

2Ease of manufacture

If wet granulation using water as solvent is used, then granules can be formed, but hydrolysis of active ingredient occurs

Engineering Contradiction:
Improvegranule formationVSAvoidhydrolysis of active ingredient
Core Design Contradiction:
Ease of manufactureVSObject-affected harmful factors

Solution Approach 1:

The invention changes the granulation method from wet granulation to melt granulation, fundamentally altering the process parameters by using heat to melt the binder instead of water as a solvent. This eliminates the need for subsequent evaporation steps and associated energy consumption.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The invention utilizes the phase transition of the binder from solid to liquid state through melting, allowing the binder to flow and form granules without requiring water evaporation. The binder is heated above its melting point to become liquid, facilitating granule formation, then cooled to solidify the granules.

Inventive Principle:
Principle #36Phase transitions

3Ease of manufacture

If organic solvents are used in wet granulation, then granules can be formed, but harmful residues and negative environmental impacts occur

Engineering Contradiction:
Improvegranule formationVSAvoidharmful residues and environmental impact
Core Design Contradiction:
Ease of manufactureVSObject-generated harmful factors

Solution Approach 1:

The invention changes the granulation method from wet granulation to melt granulation, fundamentally altering the process parameters by using heat to melt the binder instead of water or organic solvents as a solvent. This eliminates the need for subsequent evaporation steps and associated energy consumption.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The invention utilizes the phase transition of the binder from solid to liquid state through melting, allowing the binder to flow and form granules without requiring water evaporation. The binder is heated above its melting point to become liquid, facilitating granule formation, then cooled to solidify the granules.

Inventive Principle:
Principle #36Phase transitions

4Ease of manufacture

If batch processing is used in heated powder bed or conventional high-shear mixers, then granulation can be performed, but processing efficiency is low due to waiting between batches

Engineering Contradiction:
Improvegranulation capabilityVSAvoidprocessing efficiency
Core Design Contradiction:
Ease of manufactureVSProductivity

Solution Approach 1:

The invention employs continuous melt granulation in an extruder, where the granulation process operates continuously without interruption between batches. The extruder maintains continuous feeding of powder and binder, continuous mixing and granulation, and continuous discharge of finished granules, eliminating idle time between batches.

Inventive Principle:
Principle #20Continuity of useful action

5Ease of manufacture

If microcapsules are granulated to improve flowability, then granules are obtained, but microcapsules and their content may be damaged

Engineering Contradiction:
Improveflowability improvementVSAvoidmicrocapsule integrity
Core Design Contradiction:
Ease of manufactureVSReliability

Solution Approach 1:

The invention uses melt granulation with controlled temperature parameters, heating the binder above its melting point but maintaining temperatures that do not damage the microcapsules. The process parameters are optimized to balance binder melting with microcapsule protection.

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The binder acts as an intermediary material that facilitates granule formation without directly contacting or damaging the microcapsules. The binder melts and forms a matrix around the microcapsules, binding them together gently without mechanical stress or chemical damage.

Inventive Principle:
Principle #24Intermediary (Mediator)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The process produces granules with improved flowability and stability, reducing solvent use and environmental impact while preserving the integrity of the encapsulated active ingredients.

Implementation Method 1

During continuous melt granulation, the binder of the mixture is molten or at least softened

Methodology Applied
Scientific EffectMelting: Melting

Implementation Method 2

Some fat-soluble active ingredients are temperature sensitive. Prohibitively high temperature should be avoided when running the continuous melt granulation process

Methodology Applied
Scientific EffectHeating: Heating

Implementation Method 3

melt granulation operates via similar principles as wet granulation but typically uses a molten binder as a granulation fluid to establish liquid bridges between the particles

Methodology Applied
Scientific EffectPhase change: Phase Change

Data Source

PatentEP4432861B1Granule comprising encapsulated active ingredients
Publication Date: 2026.01.28 DSM IP ASSETS BV

AI summary

The present invention relates to water-soluble or water-dispersible granules that are obtainable by continuous melt granulation. In an embodiment, the granules comprise at least one binder, at least one filler and microcapsules that encapsulate fat-soluble active ingredients.