Epitaxial Growth on Patterned Substrates for Dislocation Control

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Solution Overview

Problem

The integration of lattice mismatched and thermally mismatched semiconductor layers during epitaxial growth often results in threading dislocations, layer cracking, and wafer bowing, which hinder the performance and reliability of devices such as solar cells, light emitting diodes, and semiconductor lasers.

Innovation Solution

The use of patterned substrates with elevated regions separated by narrow channels allows for elastic stress relaxation and dislocation annihilation, preventing threading dislocations and minimizing wafer bowing by ensuring that material growth does not merge across substrate regions, thereby controlling dislocation lines to the edges of elevated regions.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If continuous epitaxial layers are grown on mismatched substrates, then device functionality is achieved, but threading dislocations and layer cracking occur

Engineering Contradiction:
Improvedevice functionalityVSAvoidthreading dislocations and layer cracking
Core Design Contradiction:
ReliabilityVSObject-affected harmful factors

Solution Approach 1:

The substrate surface is segmented into discrete elevated regions (islands) separated by grooves, allowing epitaxial growth to occur only on these isolated regions. This segmentation prevents the formation of continuous layers that would otherwise generate threading dislocations and cracking, while still enabling device functionality on each isolated region.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The substrate is given non-uniform local quality through the creation of elevated regions with different heights and positions. By controlling the local morphology (elevated regions vs. grooves), the patent enables selective epitaxial growth that eliminates harmful dislocations while maintaining necessary device functions in specific locations.

Inventive Principle:
Principle #3Local quality

2Reliability

If thick epitaxial layers are grown to enable device operation, then device performance improves, but wafer bowing and cracking increase

Engineering Contradiction:
Improvedevice performanceVSAvoidwafer bowing and cracking
Core Design Contradiction:
ReliabilityVSStability of the object's composition

Solution Approach 1:

The patent segments the epitaxial structure into isolated regions on elevated substrate features. This segmentation allows thick layers to be grown on each region without the cumulative stress that would cause wafer bowing and cracking in continuous layers, as each isolated region can independently accommodate thermal and lattice mismatch stresses.

Inventive Principle:
Principle #1Segmentation

3Stress or pressure

If misfit dislocations are formed to relieve stress, then elastic stress is reduced, but threading dislocations extend into the active region

Engineering Contradiction:
Improveelastic stressVSAvoidthreading dislocations in active region
Core Design Contradiction:
Stress or pressureVSObject-affected harmful factors

Solution Approach 1:

The patent extracts or removes the harmful threading dislocations from the active region by confining epitaxial growth to isolated elevated regions. The dislocations are either contained within the elevated regions or prevented from forming in the first place, effectively taking them out of the active device areas where they would cause performance degradation.

Inventive Principle:
Principle #2Taking out (Extraction)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach effectively reduces threading dislocation densities and prevents layer cracking and wafer bowing, enabling the fabrication of high-quality, thick epitaxial layers for advanced semiconductor devices.

Implementation Method 1

The use of patterned substrates with elevated regions separated by narrow channels allows for elastic stress relaxation

Methodology Applied
Scientific EffectElastic stress relaxation: Elasticity

Implementation Method 2

the epitaxial growth of lattice mismatched and thermally mismatched layers

Methodology Applied
Scientific EffectEpitaxial growth: Epitaxy

Implementation Method 3

mismatch of the thermal expansion coefficients is equally serious, especially when layers with relatively large thicknesses are needed

Methodology Applied
Scientific EffectThermal expansion mismatch: Thermal Expansion

Data Source

PatentEP2564415B1Dislocation and stress management by mask-less processes using substrate patterning
Publication Date: 2018.12.26 PILEGROWTH TECH SRL
  • EP2564415B1 patent drawingFigure 1(a)~1(b)
  • EP2564415B1 patent drawingFigure 2
  • EP2564415B1 patent drawingFigure 3(a)~3(c)

AI summary

Structures and methods for producing active layer stacks of lattice matched, lattice mismatched and thermally mismatched semiconductor materials, with low threading dislocation densities, no layer cracking and minimized wafer bowing, by using epitaxial growth onto elevated substrate regions in a mask-less process.