Epitaxial Semiconductor Surface Smoothing via Reactive Layer Etching

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Solution Overview

Problem

Current semiconductor fabrication techniques face challenges in achieving atomic-scale control of surface smoothness and defect control, which significantly impact the electrical and optical performance of devices due to nanometer-scale height differences and atomic concentration variations.

Innovation Solution

A method involving atomic layer etching and surface processing using reactive layers formed with gases, plasmas, or fluids, where ions are accelerated at controlled energies and angles to smooth and modify surfaces, ensuring precise removal of defects and protrusions, and subsequent passivation to enhance epitaxial growth and device performance.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Manufacturing precision

If conventional etching and surface processing techniques are used, then material removal and surface modification are achieved, but surface roughness control and defect removal are insufficient at atomic scale

Engineering Contradiction:
Improvesurface smoothnessVSAvoidatomic-scale defect control
Core Design Contradiction:
Manufacturing precisionVSDifficulty of detecting and measuring

Solution Approach 1:

The continuous etching process is segmented into discrete atomic layers through controlled reactant exposure cycles. Each cycle removes a precise monolayer thickness, enabling atomic-scale surface smoothness control that conventional continuous etching cannot achieve.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The process transitions from conventional high-rate bulk etching to low-rate atomic-layer precision etching by changing the reactant exposure time, temperature, and pressure parameters. This enables precise control of material removal at the atomic scale while maintaining surface quality.

Inventive Principle:
Principle #35Parameter changes

2Productivity

If high energy ion bombardment is used for surface processing, then material removal rate increases, but surface damage and subsurface defects increase

Engineering Contradiction:
Improvematerial removal rateVSAvoidsurface damage
Core Design Contradiction:
ProductivityVSObject-generated harmful factors

Solution Approach 1:

The process uses periodic cycles of gentle reactant exposure followed by brief ion bombardment pulses. This periodic action allows material removal while limiting cumulative surface damage, as the gentle exposure periods allow surface relaxation and repair between bombardment events.

Inventive Principle:
Principle #19Periodic action

Solution Approach 2:

A reactive intermediate layer is formed on the surface before ion bombardment. This intermediate layer acts as a mediator that protects the underlying substrate from direct high-energy ion impact, reducing surface damage while still enabling controlled material removal.

Inventive Principle:
Principle #24Intermediary (Mediator)

3Manufacturing precision

If multiple processing steps are used to achieve smooth surfaces and defect control, then surface quality improves, but process complexity increases

Engineering Contradiction:
Improvesurface qualityVSAvoidprocess complexity
Core Design Contradiction:
Manufacturing precisionVSDevice complexity

Solution Approach 1:

Multiple surface treatment functions (etching, smoothing, defect removal, and passivation) are merged into a single integrated atomic layer etching process. The same controlled reactant exposure and ion bombardment cycles that remove material also smooth surfaces and remove defects, eliminating the need for separate processing steps.

Inventive Principle:
Principle #5Merging (Combining)

Solution Approach 2:

The atomic layer etching process serves multiple functions simultaneously: it removes material at atomic precision, smooths surface roughness, removes subsurface defects, and passivates the surface. This multi-functionality reduces overall process complexity compared to using separate specialized processes for each function.

Inventive Principle:
Principle #6Universality (Multi-functionality)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach results in significantly reduced surface roughness, improved defect control, and enhanced epitaxial growth quality, leading to superior electrical and optical properties such as increased carrier mobility and reduced oxidation, making the semiconductor surfaces more amenable for subsequent processing.

Implementation Method 1

reacting a surface of the semiconductor and/or a surface of a dielectric layer on the semiconductor, with a reactant comprising a gas, a plasma, or a fluid, to form a reactive layer

Methodology Applied
Scientific EffectPlasma: Plasma

Implementation Method 2

reacting a surface of the semiconductor and/or a surface of a dielectric layer on the semiconductor, with a reactant comprising a gas, a plasma, or a fluid, to form a reactive layer

Methodology Applied
Scientific EffectChemical Vapour Deposition: Chemical Vapour Deposition

Implementation Method 3

processing (e.g., removing, modifying, and/or chemically reducing) the reactive layer, wherein the processing at least smoothens, or controls defects at, the surface

Methodology Applied
Scientific EffectIon Beam: Ion Beam

Implementation Method 4

processing (e.g., removing, modifying, and/or chemically reducing) the reactive layer

Methodology Applied
Scientific EffectSputtering: Sputtering

Data Source

PatentUS20240021428A1Epitaxial substrate surfaces for semiconductor material growth and improved smooth semiconductor surfaces for higher channel mobility through the formation and removal of reactive layers
Publication Date: 2024.01.18 CALIFORNIA INST OF TECH
  • US20240021428A1 patent drawing
  • US20240021428A1 patent drawing
  • US20240021428A1 patent drawing

AI summary

A method for processing a surface, comprising obtaining a substrate comprising an epitaxially grown semiconductor; reacting a surface of the semiconductor and/or a surface of a dielectric layer on the semiconductor, with a reactant comprising a gas or a plasma, to form a reactive layer on the dielectric layer and/or the semiconductor, wherein the reactive layer comprises a chemical compound including the reactant and elements of the dielectric layer or the semiconductor; and processing (e.g., removing, modifying, and/or chemically reducing) the reactive layer, wherein the processing at least smoothens, controls defects at, improves the electrical properties of, or the optical properties of, the surface