Epoxide Carbonylation to δ-Lactones via Catalyst

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Solution Overview

Problem

Current methods for synthesizing substituted 3-hydroxy-δ-lactones involve multiple steps and suffer from low stereoselectivity, limiting their efficiency and effectiveness.

Innovation Solution

The carbonylation of epoxides using a catalytically effective amount of a catalyst of the formula [Lewis acid]u+{[QT(CO)v]s−} in the presence of carbon monoxide, which predominantly produces δ-lactones while allowing for the synthesis of β-lactones under certain conditions, with retention of stereochemistry where stereocenters exist.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Manufacturing precision

If multiple-step synthetic methods are used to produce substituted 3-hydroxy-δ-lactones, then the synthesis can be achieved, but the process complexity and time consumption increase

Engineering Contradiction:
ImprovestereoselectivityVSAvoidsynthesis steps
Core Design Contradiction:
Manufacturing precisionVSDevice complexity

Solution Approach 1:

The patent segments the complex multi-step synthesis into a single carbonylation step by using a catalyst system that performs multiple transformations simultaneously. The catalyst [Lewis acid]u+{[QT(CO)v]s−} enables epoxide ring-opening, carbonyl insertion, and lactonization in one operation, achieving what previously required multiple separate reactions.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent changes the reaction parameters by introducing a specific catalyst system with defined Lewis acid and metal carbonyl components. By adjusting catalyst composition, CO pressure, and temperature, the reaction selectively produces δ-lactones with high stereoselectivity, transforming the reaction pathway from a multi-step process to a single-step carbonylation.

Inventive Principle:
Principle #35Parameter changes

2Manufacturing precision

If conventional carbonylation methods are used on epoxides, then β-lactones are produced, but the desired δ-lactones cannot be obtained

Engineering Contradiction:
Improveproduct selectivityVSAvoidyield of desired product
Core Design Contradiction:
Manufacturing precisionVSProductivity

Solution Approach 1:

The patent introduces an intermediary catalyst system consisting of a Lewis acid component and a metal carbonyl component. This catalyst acts as a mediator that directs the carbonylation reaction to proceed through a specific mechanism involving epoxide ring-opening followed by intramolecular lactonization, selectively producing δ-lactones instead of the conventional β-lactone product.

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The patent inverts the conventional carbonylation outcome by using a catalyst system that promotes δ-lactone formation instead of the typical β-lactone. The Lewis acid component activates the epoxide in a manner that leads to ring-opening at a different position, reversing the normal reaction pathway and producing the desired δ-lactone isomer with high selectivity.

Inventive Principle:
Principle #13The other way round (Inversion)

3Productivity

If biocatalytic routes are used for statin side chain synthesis, then the process is efficient, but the substrate scope is limited

Engineering Contradiction:
Improvesynthesis efficiencyVSAvoidsubstrate scope
Core Design Contradiction:
ProductivityVSAdaptability or versatility

Solution Approach 1:

The patent creates a universal catalyst system that can process multiple substrate types including various epoxides with different substituents. The catalyst [Lewis acid]u+{[QT(CO)v]s−} demonstrates broad substrate scope while maintaining high efficiency, replacing the need for different biocatalysts for different substrates and enabling synthesis of diverse statin side chains and other lactone compounds.

Inventive Principle:
Principle #6Universality (Multi-functionality)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This method provides high yields of δ-lactones and allows for the synthesis of β-lactones, offering improved stereoselectivity and efficiency in the production of valuable pharmaceutical intermediates like statin drugs and their derivatives.

Implementation Method 1

reacting an epoxide of formula I with carbon monoxide in the presence of a catalytically effective amount of a catalyst of formula II

Methodology Applied
Scientific EffectCatalysis: Catalysis

Data Source

PatentUS9676743B2Substituted 3-hydroxy-δ-lactones from epoxides
Publication Date: 2017.06.13 CORNELL UNIVERSITY
  • US9676743B2 patent drawing
  • US9676743B2 patent drawing
  • US9676743B2 patent drawing

AI summary

Catalysts and methods for the carbonylation of epoxides to substituted 3-hydroxy-δ-lactones and β-lactones are disclosed.