Ester Hydrogenation via Base-Activated Homogeneous Catalyst

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Solution Overview

Problem

Current methods for the hydrogenation of esters require high catalyst loadings, are expensive, and have environmental impacts, while also facing challenges with safety and efficiency due to high pressures and temperatures, as well as chemoselectivity issues with sensitive functional groups.

Innovation Solution

A process involving the treatment of an ester-containing substrate with a base and a transition metal catalyst in the presence of molecular hydrogen, where the base is present in at least 30 mol% and the substrate/catalyst loading is greater than or equal to 10,000/1, allowing for lower catalyst usage and improved efficiency.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Productivity

If conventional ester hydrogenation methods using Cu- or Zn-based heterogeneous catalysts are employed, then large scale production is achieved, but very high pressures and temperatures are required and chemoselectivity problems occur

Engineering Contradiction:
Improvelarge scale production capabilityVSAvoidhigh temperatures and pressures required
Core Design Contradiction:
ProductivityVSTemperature

Solution Approach 1:

The patent changes the fundamental parameters of the hydrogenation process by using homogeneous transition metal catalysts (Ru, Rh, Ir, Pd) with specific ligands in the presence of bases, enabling the reaction to proceed at lower temperatures and pressures while maintaining high productivity and improving chemoselectivity

Inventive Principle:
Principle #35Parameter changes

2Reliability

If other processes for ester hydrogenation using transition metal catalysts are used, then catalytic reduction is achieved, but large amounts of catalyst are required which increases cost and environmental impact

Engineering Contradiction:
Improvecatalytic reduction effectivenessVSAvoidlarge catalyst loading required
Core Design Contradiction:
ReliabilityVSQuantity of substance

Solution Approach 1:

The patent achieves high catalytic activity with low catalyst loading (0.001-5 mol%) by changing the catalyst system to homogeneous transition metal complexes with specialized ligands and operating in the presence of bases, which significantly enhances the turnover number and reduces the quantity of catalyst needed

Inventive Principle:
Principle #35Parameter changes

Solution Approach 2:

The patent introduces bases (such as alkoxides, hydroxides, or carbonates) as intermediaries that facilitate the hydrogenation reaction by activating the catalyst or the substrate, thereby improving the efficiency and reducing the catalyst loading required

Inventive Principle:
Principle #24Intermediary (Mediator)

3Reliability

If conventional reduction methods using sodium metal in ethanol or metal hydride reagents are used, then ester reduction is achieved, but safety concerns arise due to extremely exothermic quenching steps

Engineering Contradiction:
Improveester reduction capabilityVSAvoidsafety hazards from exothermic quenching
Core Design Contradiction:
ReliabilityVSObject-affected harmful factors

Solution Approach 1:

The patent replaces the dangerous mechanical quenching step required for stoichiometric reagents with a controlled catalytic hydrogenation process using molecular hydrogen, which eliminates the exothermic quenching hazard while maintaining effective ester reduction capability

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This process achieves high catalyst activity and turnover numbers with lower catalyst loadings, reducing costs and environmental impact, and operates safely in standard hydrogenation vessels at lower pressures and temperatures, maintaining high conversion and selectivity.

Implementation Method 1

treating an ester-containing substrate with a base and a transition metal catalyst in the presence of molecular hydrogen

Methodology Applied
Scientific EffectCatalysis: Catalysis

Implementation Method 2

treating an ester-containing substrate with a base and a transition metal catalyst

Methodology Applied
Scientific EffectBase catalysis: Catalysis

Data Source

PatentUS20230357110A1process
Publication Date: 2023.11.09 JOHNSON MATTHEY PLC
  • US20230357110A1 patent drawing
  • US20230357110A1 patent drawing
  • US20230357110A1 patent drawing

AI summary

The present invention is directed to a process for hydrogenation of an ester-containing substrate, comprising treating an ester-containing substrate with a base and a transition metal catalyst in the presence of molecular hydrogen, wherein the base is present in at least 30 mol % based upon the total amount of ester-containing substrate and wherein the substrate/catalyst loading is greater than or equal to 10,000/1.