Etchless Silicon Waveguide for Mid-Infrared Gas Sensor

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Solution Overview

Problem

Generating a highly confined and high-quality factor microresonator in semiconductor thin films for on-chip mid-infrared frequency comb sources is challenging due to high linear and nonlinear losses, particularly three-photon absorption, which limits the realization of silicon microresonator-based comb sources.

Innovation Solution

An etchless process using thermal oxidation forms a silicon waveguide embedded in a PIN junction to reduce scattering losses and three-photon absorption, combined with reverse biasing to extract free carriers, enabling the creation of a high-quality factor microresonator for mid-infrared comb generation.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Ease of manufacture

If traditional etching processes are used to fabricate silicon microresonators, then device integration is achieved, but scattering losses increase and quality factor decreases

Engineering Contradiction:
Improvedevice integrationVSAvoidoptical scattering losses
Core Design Contradiction:
Ease of manufactureVSLoss of energy

Solution Approach 1:

The patent removes the etching step from the fabrication process entirely, extracting the harmful etching operation that causes scattering losses. Instead, thermal oxidation is used to define the waveguide geometry, which creates smooth sidewalls without the mechanical damage that generates scattering losses.

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

The mechanical etching process is replaced with a thermal oxidation process. Rather than physically removing material through mechanical means, the patent uses controlled oxidation to define the waveguide structure, substituting a chemical/thermal process for a mechanical one to avoid scattering losses.

Inventive Principle:
Principle #28Mechanics substitution (Replace mechanical system)

2Ease of manufacture

If silicon microresonators are used for mid-infrared comb generation, then on-chip integration is enabled, but three-photon absorption losses increase

Engineering Contradiction:
Improveon-chip integrationVSAvoidthree-photon absorption losses
Core Design Contradiction:
Ease of manufactureVSLoss of energy

Solution Approach 1:

The patent changes the operational parameters of the silicon microresonator by implementing a PIN junction structure with reverse bias. This electrical parameter change modifies the carrier concentration in the silicon, reducing three-photon absorption losses while maintaining the material's suitability for mid-infrared comb generation and on-chip integration.

Inventive Principle:
Principle #35Parameter changes

3Power

If high pump power is coupled into the microresonator to overcome losses, then frequency comb generation is achieved, but thermal effects shift cavity resonance

Engineering Contradiction:
Improvefrequency comb generationVSAvoidcavity resonance shift
Core Design Contradiction:
PowerVSTemperature

Solution Approach 1:

The patent converts the harmful thermal effects into a beneficial control mechanism. By deliberately designing thermal coupling elements and using reverse bias to manage carrier heating, the thermal effects that would normally cause unwanted resonance shifts are harnessed to actively tune and stabilize the cavity resonance at the desired wavelength.

Inventive Principle:
Principle #22Blessing in disguise (Convert harm into benefit)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

This approach achieves broadband frequency comb generation with reduced optical losses, allowing for robust and compact on-chip integration of mid-infrared sources suitable for gas detection with high sensitivity and selectivity, overcoming previous limitations in silicon microresonator-based comb sources.

Implementation Method 1

an optical resonator formed on the silicon substrate via an etchless process by thermal oxidation without etching to achieve a high quality factor in the optical resonator

Methodology Applied
Scientific EffectThermal oxidation: Oxidation

Implementation Method 2

Nonlinear wave mixing via optical nonlinearities in optical media can be used to generate optical signals. For example, parametric four-wave mixing (FWM) utilizing high-Q microresonators can be used to generate optical frequency combs

Methodology Applied
Scientific EffectParametric four-wave mixing:

Implementation Method 3

reverse biasing to extract free carriers, enabling the creation of a high-quality factor microresonator

Methodology Applied
Scientific EffectCarrier extraction:

Data Source

PatentUS10088414B2On-chip integrated gas sensor based on photonic sensing
Publication Date: 2018.10.02 CORNELL UNIVERSITY
  • US10088414B2 patent drawing
  • US10088414B2 patent drawing
  • US10088414B2 patent drawing

AI summary

Techniques, systems, and devices are disclosed to provide on-chip integrated gas sensor based on photonic sensing. For example, a sensing device is provided to include an optical comb generator that produces an optical comb of different optical comb frequencies in a mid-infrared (MIR) spectral range to interact with a sample under detection, the optical comb generator including a substrate, an optical resonator formed on the substrate and an optical waveguide formed on the substrate and coupled to the optical resonator, and an optical detector that detects light from the sample at the different optical comb frequencies.