Ethical Risk Assessment for Explainable AI Models

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Solution Overview

Problem

White-box AI systems face challenges in assessing and mitigating ethical risks due to diverse model components and varying ethical frameworks across countries and linguistic areas, which can undermine corporate credibility if not properly managed.

Innovation Solution

A risk assessment apparatus and method that acquires explainable predictive models, determines ethical risks using ethical risk factor information, and selects models based on these assessments to output reliable and efficient models.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If comprehensive ethical risk assessment is performed on all possible models combining diverse components and variables, then assessment reliability is improved, but assessment complexity and time consumption increase significantly

Engineering Contradiction:
Improveassessment reliabilityVSAvoidassessment complexity
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The assessment framework is segmented into three distinct modules: model acquisition, risk determination, and model selection. Each module handles specific aspects of the assessment process independently, making the overall complex task manageable and systematic. The risk determination module further segments assessment into multiple evaluation dimensions (fairness, transparency, accountability, etc.), allowing comprehensive coverage without overwhelming complexity.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The system performs preliminary risk assessment actions before model deployment. By evaluating models against predefined ethical risk factors and criteria in advance, the system identifies and filters out high-risk models before they cause harm. This preliminary action approach allows comprehensive assessment of many models without requiring continuous monitoring of all possible model combinations.

Inventive Principle:
Principle #10Preliminary action

2Adaptability or versatility

If ethical risk factors from multiple countries and linguistic areas are considered, then assessment comprehensiveness is improved, but the number of models to be assessed increases immensely

Engineering Contradiction:
Improveassessment comprehensivenessVSAvoidassessment throughput
Core Design Contradiction:
Adaptability or versatilityVSProductivity

Solution Approach 1:

The risk determination module is designed with universal applicability across different cultural and linguistic contexts. It uses a standardized set of ethical risk factors that can be applied consistently across multiple countries and linguistic areas. The module processes diverse model components and variables through a unified assessment framework, maintaining comprehensive coverage while improving assessment throughput through standardization.

Inventive Principle:
Principle #6Universality (Multi-functionality)

3Measurement precision

If detailed analysis of model components and explanatory variables is performed, then risk detection accuracy is improved, but processing time increases

Engineering Contradiction:
Improverisk detection accuracyVSAvoidprocessing time
Core Design Contradiction:
Measurement precisionVSLoss of time

Solution Approach 1:

The assessment system applies different levels of analysis to different model components based on their importance and risk characteristics. Critical components with higher potential for ethical risks receive more detailed analysis, while less critical components are assessed more superficially. This localized quality approach maintains high risk detection accuracy for important factors while reducing overall processing time.

Inventive Principle:
Principle #3Local quality

Data Source

PatentUS20230177362A1Risk assessment apparatus, risk assessment method, and program
Publication Date: 2023.06.08 NEC CORP
  • US20230177362A1 patent drawing
  • US20230177362A1 patent drawing
  • US20230177362A1 patent drawing

AI summary

There is provided a risk assessment apparatus having a model acquisition part that acquires at least one explainable predictive model; a risk determination part that determines risk in the at least one model on the basis of the at least one model and ethical risk factor information, which is information that is an ethical risk factor; a model selection part that selects a model on the basis of the result of risk determination; and a model output part that outputs the selected model.