Face Recognition Using Eye and Forehead Features

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Solution Overview

Problem

Conventional face recognition systems experience significant accuracy degradation when dealing with masked faces, particularly due to the lack of sufficient training data, damage to mouth and nose features, and challenges in detecting faces under mask occlusion.

Innovation Solution

The proposed face recognition method focuses on using the eyes and forehead for recognition, omitting the need for reconstructing occluded areas, and employs a CNN-based feature extractor with preprocessing steps like smoothing, cropping, and grayscale conversion, along with covariance deep feature extraction and Bag-of-Features paradigm for classification.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If conventional face recognition techniques are used on masked faces, then the system can process face images, but the recognition accuracy degrades significantly (by 20-50%) due to mask occlusion covering 50-80% of the face

Engineering Contradiction:
Improverecognition accuracyVSAvoidmask occlusion
Core Design Contradiction:
ReliabilityVSObject-affected harmful factors

Solution Approach 1:

The patent extracts and utilizes only the unoccluded facial regions (eyes, forehead) for recognition, completely ignoring the masked areas. This is achieved through cropping the face image to retain only the upper portion above the mask, then extracting features from this cropped region using deep learning models, thereby eliminating the harmful effect of mask occlusion on recognition accuracy

Inventive Principle:
Principle #2Taking out (Extraction)

Solution Approach 2:

The patent segments the face image into occluded and non-occluded regions, then selectively processes only the non-occluded segments for feature extraction and recognition. This segmentation approach allows the system to work with partial facial information while maintaining high accuracy

Inventive Principle:
Principle #1Segmentation

2Adaptability or versatility

If the system is trained with masked faces data, then it can handle mask occlusion, but the training requires collecting and annotating millions of masked face images which is time and energy consuming

Engineering Contradiction:
Improvemasked face recognition capabilityVSAvoidtraining time
Core Design Contradiction:
Adaptability or versatilityVSLoss of time

Solution Approach 1:

The patent applies preliminary cropping action to remove masked regions before feature extraction and training. By pre-processing the images to eliminate occluded areas, the system reduces the complexity of training data requirements and accelerates the training process while maintaining adaptability to masked face scenarios

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The patent creates a simplified representation of masked faces by copying only the visible upper facial regions into the training dataset, replacing the need to process full masked face images. This copying approach reduces the amount of training data needed while preserving the essential recognition features

Inventive Principle:
Principle #26Copying

3Measurement precision

If the system uses deep learning-based algorithms for face recognition, then it achieves high accuracy in controlled environments, but it suffers from extreme degradation in uncontrolled environments with illumination variations, pose variations, and occlusion

Engineering Contradiction:
Improveface recognition accuracyVSAvoidperformance in challenging environments
Core Design Contradiction:
Measurement precisionVSAdaptability or versatility

Solution Approach 1:

The patent converts the harmful effect of mask occlusion into a beneficial filtering mechanism by using the mask itself as a guide to crop and isolate the useful unoccluded facial regions. This transforms the occlusion problem into an advantage for focusing feature extraction on the most informative areas of the face

Inventive Principle:
Principle #22Blessing in disguise (Convert harm into benefit)

Data Source

PatentUS20250157253A1Face recognition method
Publication Date: 2025.05.15 BAHCESEHIR UNIVERSITY
  • US20250157253A1 patent drawing

AI summary

The present invention relates to a face recognition method that enables to recognize masked and non-masked faces with high accuracy.