Facial Identification System with Structured Component Review

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Solution Overview

Problem

Current facial identification processes lack standardized guidelines and tools for human examiners, leading to variability and potential errors in determining whether two facial images depict the same person, due to the complexity of facial features and lack of formal training for facial examiners.

Innovation Solution

A system and method that provides a predefined list of facial components for examiners to review, with on-screen references, visual highlighting, and synchronized magnifiers, ensuring consistent evaluation by guiding the examiner through a structured comparison process, including skin, face/head outline, hair, eyes, nose, mouth, and other features, and generating an audit trail for quality assurance.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Ease of operation

If facial images are captured with little or no control over the subject, then the ease of operation is improved, but the measurement precision deteriorates

Engineering Contradiction:
Improveease of operationVSAvoidmeasurement precision
Core Design Contradiction:
Ease of operationVSMeasurement precision

Solution Approach 1:

The patent divides facial identification into discrete components (eyes, nose, mouth, ears, cheeks, forehead, hairline, facial hair, scars, marks, and alterations) with specific comparison criteria for each. This segmentation allows examiners to systematically evaluate each feature independently, improving measurement precision while maintaining ease of operation through structured guidance.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The patent applies different comparison criteria to different facial components based on their unique characteristics. For example, eyes are evaluated for shape, size, and position; nose for shape, size, and position; mouth for shape, size, and position; each with specific local quality standards. This ensures precise evaluation tailored to each feature's properties.

Inventive Principle:
Principle #3Local quality

2Adaptability or versatility

If facial features vary widely across gender, race, age, hair, pose, lighting, facial obstructions, etc., then the adaptability is improved, but the measurement precision deteriorates

Engineering Contradiction:
ImproveadaptabilityVSAvoidmeasurement precision
Core Design Contradiction:
Adaptability or versatilityVSMeasurement precision

Solution Approach 1:

The patent adjusts comparison criteria based on specific parameters such as gender, age, and facial hair presence. For example, facial hair comparison varies by gender and age; children's faces are evaluated with age-appropriate criteria; facial obstructions are accounted for by comparing visible features. This maintains measurement precision while adapting to diverse populations.

Inventive Principle:
Principle #35Parameter changes

3Ease of manufacture

If there are no current public courses for the training of facial examiners, then the ease of manufacture is improved, but the reliability deteriorates

Engineering Contradiction:
Improveease of manufactureVSAvoidreliability
Core Design Contradiction:
Ease of manufactureVSReliability

Solution Approach 1:

The patent incorporates preliminary training materials and guidance directly into the examination system. Examiners receive structured instructions on evaluating each facial component before performing comparisons. This preliminary preparation ensures consistent, reliable evaluations without requiring extensive external training programs.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The patent provides feedback mechanisms that guide examiners through the comparison process, highlighting similarities and differences in each facial component. This real-time feedback ensures examiners apply criteria correctly and consistently, improving reliability without requiring extensive prior training.

Inventive Principle:
Principle #23Feedback

4Measurement precision

If a predefined list of facial components is reviewed with on-screen references and visual highlighting, then the measurement precision is improved, but the device complexity increases

Engineering Contradiction:
Improvemeasurement precisionVSAvoiddevice complexity
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

The patent introduces an on-screen reference system that acts as an intermediary between the examiner and the facial images. This system provides visual highlighting and synchronized magnifiers for each facial component, guiding examiners through systematic comparison. The intermediary tool enhances measurement precision while managing complexity through automated guidance.

Inventive Principle:
Principle #24Intermediary (Mediator)

Data Source

PatentUS10460155B2Facial identification techniques
Publication Date: 2019.10.29 AWARE INC
  • US10460155B2 patent drawing
  • US10460155B2 patent drawing
  • US10460155B2 patent drawing

AI summary

As the use of facial biometrics expands in the commercial and government sectors, the need to ensure that human facial examiners use proper procedures to compare facial imagery will grow. Human examiners have examined fingerprint images for many years such that fingerprint examination processes and techniques have reached a point of general acceptance for both commercial and governmental use. The growing deployment and acceptance of facial recognition can be enhanced and solidified if new methods can be used to assist in ensuring and recording that proper examination processes were performed during the human examination of facial imagery.