Fallback Certificate Authentication for Secure Device Startup

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Solution Overview

Problem

The generation of unique public/private key pairs for consumer electronic devices during startup is computationally expensive and delays the secure connection process, especially when certificates expire, requiring a method to facilitate immediate authentication without waiting for key pair generation.

Innovation Solution

Incorporating a fallback certificate and key pair within the firmware, allowing the device to use the fallback for initial authentication and generating a new certificate in the background once started, ensuring seamless startup and subsequent secure connections.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If a unique certificate and public/private key pair are generated during startup, then device authentication security is improved, but startup time is significantly increased due to computational expense

Engineering Contradiction:
Improveauthentication securityVSAvoidstartup time
Core Design Contradiction:
ReliabilityVSLoss of time

Solution Approach 1:

A fallback certificate and key pair are pre-generated and embedded in the firmware during manufacturing, before the device is deployed. This preliminary action allows the device to immediately use the pre-prepared fallback credentials for authentication without waiting for expensive on-demand key pair generation, thus resolving the contradiction between security and startup time.

Inventive Principle:
Principle #10Preliminary action

2Reliability

If certificate generation is performed on-demand during startup, then each device uses unique credentials improving security, but the computationally expensive key pair generation delays service availability

Engineering Contradiction:
Improvecredential uniquenessVSAvoidservice availability
Core Design Contradiction:
ReliabilityVSProductivity

Solution Approach 1:

The fallback certificate and key pair are prepared in advance during firmware manufacturing, eliminating the need for time-consuming on-demand generation. This allows the device to immediately authenticate and become available for service while maintaining unique credentials through the device-specific fallback certificate.

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

Instead of generating new key pairs during startup, the system uses a copy (fallback certificate) that was pre-created during manufacturing. This copying approach avoids the computational expense of real-time key pair generation while still providing unique authentication credentials for each device.

Inventive Principle:
Principle #26Copying

3Ease of operation

If certificates are embedded in firmware during manufacturing, then device authentication is simplified, but all devices share the same credentials creating security vulnerabilities

Engineering Contradiction:
Improveauthentication simplicityVSAvoidsecurity vulnerability
Core Design Contradiction:
Ease of operationVSReliability

Solution Approach 1:

While the fallback certificate is embedded in firmware for all devices (providing ease of operation), each device receives a unique device-specific identifier or customization that distinguishes its credentials. This local quality differentiation ensures that even though all devices use the same fallback certificate structure, each device's authentication is unique and secure.

Inventive Principle:
Principle #3Local quality

Solution Approach 2:

During manufacturing, each device is preliminarily configured with unique identifiers or customized fallback credentials specific to that device, even though the fallback certificate mechanism itself is universal. This preliminary customization prevents the security vulnerability of identical credentials across all devices while maintaining the simplicity of embedded firmware authentication.

Inventive Principle:
Principle #10Preliminary action

Data Source

PatentUS11218329B2Certificate generation with fallback certificates
Publication Date: 2022.01.04 ARRIS ENTERPRISES LLC
  • US11218329B2 patent drawing
  • US11218329B2 patent drawing
  • US11218329B2 patent drawing

AI summary

A system and method for of providing secure communication between a client device having a non-volatile read only memory and a first server is disclosed. One embodiment is evidenced by a method that comprises determining if a generation of a certificate is complete, the certificate generated in the client device and having a public key generated from a private key, providing the generated certificate to the first server to authenticate the client device if the generation of the certificate is complete, and retrieving a fallback certificate from the non-volatile read only memory and providing the fallback certificate to the first server to ephemerally authenticate the client device until the generated certificate is provided to the first server if the generation of the certificate is not complete.