Natural Antimicrobial Composition via Fatty Acid Solubilization

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Solution Overview

Problem

Current natural and naturally-derived antimicrobial formulations are expensive, require high concentrations for effectiveness, have undesirable colors and odors, poor stability in aqueous systems, and limited spectrum of microbial efficacy, and can cause formulation thinning.

Innovation Solution

A cost-effective antimicrobial composition comprising a mixture of natural or naturally-derived fatty acids, such as caprylic and lauric acid, combined with solvents like glycereth-2 cocoate or 1,3-propanediol, which forms a stable and soluble antimicrobial mixture effective against a broad spectrum of microorganisms, and is free or substantially free of parabens and synthetic preservatives.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If natural or naturally-derived antimicrobial formulations are used, then safety and natural origin are improved, but cost increases and effectiveness requires high concentrations

Engineering Contradiction:
ImprovesafetyVSAvoidcost
Core Design Contradiction:
ReliabilityVSEase of manufacture

Solution Approach 1:

The patent combines multiple natural antimicrobial components (caprylic acid, capric acid, lauric acid, and essential oil extracts) into a composite formulation. This synergistic combination allows each component to contribute to the overall antimicrobial effectiveness, enabling lower total concentrations to achieve the desired protective effect, thereby reducing cost while maintaining safety and efficacy.

Inventive Principle:
Principle #40Composite materials

Solution Approach 2:

The invention optimizes the concentration parameters of individual fatty acid components and essential oil extracts within the composite formulation. By carefully adjusting the ratios and concentrations of each natural component, the formulation achieves enhanced antimicrobial activity at lower overall concentrations, resolving the contradiction between natural origin safety and manufacturing cost.

Inventive Principle:
Principle #35Parameter changes

2Reliability

If high concentrations of natural antimicrobials are used for effectiveness, then antimicrobial action is improved, but undesired colors and odors increase

Engineering Contradiction:
Improveantimicrobial effectivenessVSAvoidundesirable colors and odors
Core Design Contradiction:
ReliabilityVSObject-generated harmful factors

Solution Approach 1:

The composite formulation distributes the antimicrobial load across multiple components (caprylic acid, capric acid, lauric acid, and essential oil extracts), each contributing to the overall effectiveness. This allows the use of lower concentrations of each individual component, thereby reducing the intensity of undesirable odors and colors while maintaining broad-spectrum antimicrobial effectiveness.

Inventive Principle:
Principle #40Composite materials

Solution Approach 2:

The formulation assigns specific functional roles to different components: fatty acids provide baseline antimicrobial activity with minimal sensory impact, while essential oil extracts provide enhanced effectiveness at controlled concentrations. This localized functional assignment allows optimization of each component's contribution to effectiveness while minimizing their individual contributions to undesirable colors and odors.

Inventive Principle:
Principle #3Local quality

3Reliability

If natural antimicrobial mixtures are used, then natural origin is improved, but stability in aqueous systems deteriorates

Engineering Contradiction:
Improvenatural originVSAvoidstability in aqueous systems
Core Design Contradiction:
ReliabilityVSStability of the object's composition

Solution Approach 1:

The composite formulation combines fatty acids with essential oil extracts that have complementary solubility characteristics. This composite structure enhances overall stability in aqueous systems through synergistic interactions, maintaining natural origin while improving performance in water-based formulations compared to single-component natural antimicrobials.

Inventive Principle:
Principle #40Composite materials

Solution Approach 2:

The essential oil extracts act as intermediary substances that facilitate the integration of fatty acids into aqueous systems. These intermediaries improve the solubility and stability of the natural antimicrobial components in water-based formulations, resolving the contradiction between natural origin and aqueous system stability.

Inventive Principle:
Principle #24Intermediary (Mediator)

4Reliability

If natural antimicrobial compositions are used, then safety is improved, but spectrum of microbial efficacy is limited

Engineering Contradiction:
ImprovesafetyVSAvoidspectrum of microbial efficacy
Core Design Contradiction:
ReliabilityVSAdaptability or versatility

Solution Approach 1:

The composite formulation combines multiple fatty acids (caprylic, capric, and lauric acids) with diverse essential oil extracts, creating a multi-component system with broad-spectrum antimicrobial activity. Each component targets different microbial mechanisms, and their synergistic interaction expands the effective spectrum against bacteria, fungi, and other microorganisms while maintaining the safety profile of natural ingredients.

Inventive Principle:
Principle #40Composite materials

Solution Approach 2:

The formulation design ensures that each component contributes to multiple antimicrobial targets and mechanisms. The combination of fatty acids and essential oil extracts provides universal coverage against diverse microorganisms, making the single natural formulation effective across broad applications while maintaining safety.

Inventive Principle:
Principle #6Universality (Multi-functionality)

Applied Scientific Principles

This section explains which scientific principles are used to turn an abstract innovation direction into a practical engineering solution.

Function Achieved in This Case

The composition is inexpensive, odorless, colorless, and stable in aqueous systems, providing effective antimicrobial action against bacteria and fungi, and can be used at low concentrations, making it suitable for various personal care and industrial applications without causing formulation thinning.

Implementation Method 1

caprylic acid solubilizes lauric acid to form a stable antimicrobial mixture

Methodology Applied
Scientific EffectSolubilization: Solvation

Implementation Method 2

the combination of (a) lauric acid, (b) caprylic acid, and (c) glycereth-2 cocoate or 1,3-propanediol acts synergistically against bacteria and fungi

Methodology Applied
Scientific EffectSynergistic antimicrobial action:

Data Source

PatentUS9273272B2Natural antimicrobial compositions
Publication Date: 2016.03.01 BARENTZ NORTH AMERICA LLC

AI summary

The present invention provides novel antimicrobial compositions. In one embodiment, the antimicrobial composition comprises an antimicrobial effective amount of a mixture comprising (a) two or more fatty acids, each of which is natural or naturally derived, and (b) at least one of (i) a natural or naturally derived product, (ii) an alcoholic solvent, or (iii) an organic acid or a salt thereof. The present invention also provides a product comprising a preservative effective amount of the aforementioned mixture.