FD-MIMO Codebook Design for 3D Beamforming Adaptability

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Solution Overview

Problem

Current LTE systems, particularly in Releases 10 and 12, are limited in their ability to support full-dimensional multiple-input-multiple-output (FD-MIMO) antenna configurations that adapt beamforming in both azimuth and elevation directions, leading to suboptimal performance in channel state information (CSI) feedback and beamforming processes.

Innovation Solution

The development of codebooks for FD-MIMO systems that employ channel state information reference signals (CSI-RS) with non-constant modulus properties, enabling beam selection, co-phasing between polarizations, and combining different beams, allowing for adaptive control of beams over both elevation and azimuth dimensions.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Adaptability or versatility

If conventional codebooks with constant modulus properties are used in LTE systems, then the system maintains compatibility with existing LTE Releases 10 and 12, but the system cannot support full-dimensional MIMO antenna configurations that adapt beamforming in both azimuth and elevation directions

Engineering Contradiction:
Improvebeamforming adaptabilityVSAvoidcodebook complexity
Core Design Contradiction:
Adaptability or versatilityVSDevice complexity

Solution Approach 1:

The patent applies dynamics by transitioning from static constant modulus codebooks to dynamic codebooks with non-constant modulus properties. The codebook now adapts its characteristics based on channel conditions and beamforming requirements, enabling the system to dynamically adjust beamforming parameters in both azimuth and elevation dimensions while maintaining operational flexibility

Inventive Principle:
Principle #15Dynamics

Solution Approach 2:

The patent implements parameter changes by modifying the codebook structure from constant modulus to non-constant modulus. This fundamental parameter change in the codebook design enables support for FD-MIMO antenna configurations, allowing the system to represent and control beamforming parameters across both horizontal and vertical dimensions with enhanced precision

Inventive Principle:
Principle #35Parameter changes

2Reliability

If conventional MIMO enhancements are used that support only azimuth adaptation, then the system maintains simplicity in codebook design, but the system achieves suboptimal performance in CSI feedback and beamforming for three-dimensional spatial multiplexing

Engineering Contradiction:
ImproveCSI feedback precisionVSAvoidcodebook structure
Core Design Contradiction:
ReliabilityVSDevice complexity

Solution Approach 1:

The patent applies dimensionality change by extending the codebook capability from two-dimensional (azimuth only) to three-dimensional (azimuth and elevation) beamforming. The non-constant modulus codebook structure enables representation of spatial parameters in both horizontal and vertical dimensions, achieving comprehensive 3D beamforming control and significantly improving CSI feedback precision for FD-MIMO systems

Inventive Principle:
Principle #17Another dimension (Dimensionality change)

Solution Approach 2:

The patent implements segmentation by dividing the codebook into distinct functional components: one part handling azimuth beamforming parameters and another part handling elevation beamforming parameters. This segmented structure allows independent optimization of each dimensional component while maintaining overall codebook coherence and managing complexity through modular organization

Inventive Principle:
Principle #1Segmentation

3Productivity

If non-constant modulus codebooks are implemented for FD-MIMO, then the system achieves optimal precoding and beamforming strategies across multiple MIMO layers, but the system increases computational complexity in CSI calculation and feedback

Engineering Contradiction:
Improvespectral efficiencyVSAvoidcomputational complexity
Core Design Contradiction:
ProductivityVSDevice complexity

Solution Approach 1:

The patent applies partial action by implementing non-constant modulus properties selectively in specific codebook components rather than uniformly across the entire codebook. This approach enables the system to achieve the necessary precision for optimal precoding and beamforming in critical dimensions while maintaining simpler structures in less critical areas, thereby balancing spectral efficiency improvement with computational complexity management

Inventive Principle:
Principle #16Partial or excessive action

Data Source

PatentUS11463141B2Codebook design for beamformed CSI-RS for FD-MIMO
Publication Date: 2022.10.04 APPLE INC
  • US11463141B2 patent drawing
  • US11463141B2 patent drawing
  • US11463141B2 patent drawing

AI summary

Codebook designs are disclosed for full-dimensional multiple-input-multiple output (FD-MIMO) wireless cellular systems. The FD-MIMO cookbooks employ channel state information reference signals (CSI-RS). The codebook designs are used in beamforming CSI-RSs by the enhanced nodeB (eNB), where the CSI-RS is sent to the user equipment (UE), enabling the UE to perform channel estimation. The codebooks support beam selection, co-phasing between polarizations, and beam combining.