Federated Learning Client Clustering and Model Forking

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Solution Overview

Problem

Federated learning systems face inefficiencies due to limited computational speed, reliance on incomplete client data, and rigidity in training, which can lead to suboptimal model updates and missed valuable user data, as well as challenges in client clustering and privacy preservation.

Innovation Solution

Implementing client clustering based on attributes using a data profiler, generating synthetic data to augment incomplete datasets, and integrating a forking mechanism to allow multiple versions of the global model for simultaneous training, while maintaining privacy through local data processing and secure data transmission.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Productivity

If the same global model is sent to all clients and responses are interpreted equally, then system simplicity is maintained, but training efficiency is not maximized

Engineering Contradiction:
Improvetraining efficiencyVSAvoidsystem complexity
Core Design Contradiction:
ProductivityVSDevice complexity

Solution Approach 1:

The patent segments clients into different clusters based on their data characteristics, device attributes, and performance metrics. Each cluster receives customized training configurations and model versions, allowing differential treatment of clients to maximize training efficiency while maintaining manageable system complexity through automated clustering algorithms.

Inventive Principle:
Principle #1Segmentation

2Manufacturing precision

If clients with incomplete datasets are excluded from training, then data quality is maintained, but valuable real user data is lost

Engineering Contradiction:
Improvemodel training qualityVSAvoidloss of valuable user data
Core Design Contradiction:
Manufacturing precisionVSLoss of information

Solution Approach 1:

The patent creates synthetic data copies that mimic the statistical properties and distributions of incomplete client datasets. These synthetic data copies are used to augment training, allowing clients with incomplete data to participate in training while maintaining model training quality through the use of generated data that preserves the characteristics of missing information.

Inventive Principle:
Principle #26Copying

3Adaptability or versatility

If a single version of the global model is used for training, then system simplicity is maintained, but the system is restricted and cannot make granular adjustments

Engineering Contradiction:
Improvemodel version flexibilityVSAvoidmodel management complexity
Core Design Contradiction:
Adaptability or versatilityVSDevice complexity

Solution Approach 1:

The patent implements a dynamic model versioning system where multiple versions of the global model can coexist and be assigned to different client clusters based on their specific needs and performance characteristics. This allows the system to adaptively select and update model versions for different clusters, providing granular control and flexibility while managing complexity through automated version selection and deployment mechanisms.

Inventive Principle:
Principle #15Dynamics

4Measurement precision

If client attributes are transmitted for clustering, then clustering accuracy is improved, but client privacy may be compromised

Engineering Contradiction:
Improveclustering accuracyVSAvoidprivacy risk
Core Design Contradiction:
Measurement precisionVSObject-affected harmful factors

Solution Approach 1:

The patent introduces an intermediary clustering mechanism that processes client attributes through encrypted or anonymized representations. The clustering algorithm operates on transformed attribute data that preserves the necessary information for accurate clustering while removing or obscuring personally identifiable information, thus maintaining clustering accuracy without compromising client privacy.

Inventive Principle:
Principle #24Intermediary (Mediator)

Data Source

PatentUS20240193487A1Methods and systems for utilizing data profiles for client clustering and selection in federated learning
Publication Date: 2024.06.13 CAPITAL ONE SERVICES LLC
  • US20240193487A1 patent drawing
  • US20240193487A1 patent drawing
  • US20240193487A1 patent drawing

AI summary

Methods and systems are described for novel uses and/or improvements to federated learning. As one example, methods and systems are described for improving the applicability of federated learning across various applications and increasing the efficiency of training a global model through federated learning. As another example, methods and systems are described for ensuring comprehensive training data is available to models assigned by the federated learning server. Additionally, methods and systems are described for improving the rate of training a global model through federated learning.