Federated Learning Intermediate Layer Regularization for Data Heterogeneity

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Solution Overview

Problem

Federated learning systems face performance degradation due to heterogeneous data across edge devices, leading to slow convergence and unoptimized model performance, as large data heterogeneity occurs due to varying device characteristics and operations.

Innovation Solution

The proposed solution introduces a regularization term into the local training process using intermediate representations, calculated based on similarity between local and global models, which automatically determines the contribution of each layer to the regularization term, thereby enhancing model performance.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If federated learning is used to train models on distributed edge devices, then data privacy and security are preserved, but model performance degrades due to heterogeneous data across devices

Engineering Contradiction:
Improvedata privacyVSAvoidmodel performance
Core Design Contradiction:
ReliabilityVSManufacturing precision

Solution Approach 1:

The patent introduces intermediate layer representations as mediators between local heterogeneous data and the global model. These representations capture essential features while filtering out device-specific variations, enabling effective knowledge transfer across heterogeneous data distributions without compromising privacy

Inventive Principle:
Principle #24Intermediary (Mediator)

Solution Approach 2:

The patent dynamically adjusts the regularization strength parameter (lambda) based on data heterogeneity metrics. By changing this parameter, the system adapts the influence of intermediate representation regularization according to the actual data distribution, optimizing model performance across different heterogeneity levels

Inventive Principle:
Principle #35Parameter changes

2Device complexity

If standard federated averaging is used for model aggregation, then implementation simplicity is maintained, but convergence speed decreases due to data heterogeneity

Engineering Contradiction:
Improvealgorithm simplicityVSAvoidconvergence speed
Core Design Contradiction:
Device complexityVSSpeed

Solution Approach 1:

The patent performs preliminary extraction of intermediate layer representations during the local training phase before model aggregation. This preliminary action prepares standardized feature representations that facilitate faster and more effective convergence during subsequent global model updates

Inventive Principle:
Principle #10Preliminary action

Solution Approach 2:

The patent implements a feedback mechanism where intermediate representation similarity between local and global models is calculated and used to adjust the regularization strength in subsequent training rounds. This feedback loop accelerates convergence by adapting the regularization based on actual representation alignment

Inventive Principle:
Principle #23Feedback

3Manufacturing precision

If strong regularization is applied to handle data heterogeneity, then model performance improves, but training complexity increases

Engineering Contradiction:
Improvemodel performanceVSAvoidtraining complexity
Core Design Contradiction:
Manufacturing precisionVSDevice complexity

Solution Approach 1:

The patent applies regularization selectively to intermediate layer representations rather than uniformly across all model parameters. This localized approach focuses computational effort where it is most needed (in the feature extraction layers) while leaving other parts of the model relatively unchanged, reducing overall training complexity

Inventive Principle:
Principle #3Local quality

Data Source

PatentUS20240296341A1Apparatus and method for tackling data heterogeneity in federated learning using intermediate layer representation regularization
Publication Date: 2024.09.05 UNIVERSITY INDUSTRY COOPERATION GROUP OF KYUNG HEE UNIVERSITY
  • US20240296341A1 patent drawing
  • US20240296341A1 patent drawing
  • US20240296341A1 patent drawing

AI summary

A federated learning method performed by a server and a terminal includes transmitting, by the server, a global model to a terminal and receiving, by the server, a local parameter from the terminal. The local parameter may be determined by the terminal obtaining at least one model of a previous model and a global model, obtaining a representation of the obtained model, and updating a current model using the representation.