Automated File Review Scoring System for Compliance Accuracy

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Solution Overview

Problem

Current practices for reviewing business files, such as insurance claims, lack optimization in workflow, information collection, and analysis, resulting in inaccuracies, inconsistencies, and unreliability in assessing file reviews.

Innovation Solution

A system comprising client computers and a server computer, integrated with a file management system, facilitates file reviews through a file review application that automates the selection of questionnaires, collects and analyzes data, and provides a scoring system to evaluate file handling quality, incorporating features like notification and audit systems for compliance.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Measurement precision

If manual file review practices are used, then flexibility in review process is maintained, but accuracy and consistency of review results deteriorate

Engineering Contradiction:
Improveaccuracy of file review assessmentVSAvoidcomplexity of review system
Core Design Contradiction:
Measurement precisionVSDevice complexity

Solution Approach 1:

An automated file review system acts as an intermediary between manual review processes and compliance requirements. The system includes a questionnaire generator that automatically creates review questionnaires based on file types and review criteria, an automated review platform that distributes and collects responses, and a centralized database that stores and analyzes review data. This intermediary automated system eliminates the inconsistencies of manual review while maintaining the necessary flexibility through configurable review parameters and criteria.

Inventive Principle:
Principle #24Intermediary (Mediator)

2Reliability

If comprehensive data collection is performed, then review completeness is improved, but time and resource consumption increases

Engineering Contradiction:
Improvereliability of file reviewVSAvoidtime for review process
Core Design Contradiction:
ReliabilityVSLoss of time

Solution Approach 1:

The system performs preliminary actions by pre-configuring review criteria, questionnaire templates, and data collection protocols before the actual review process begins. File review criteria and parameters are established in advance based on compliance requirements and organizational policies. The automated system then efficiently collects and analyzes data according to these pre-established parameters, significantly reducing the time required for comprehensive reviews while maintaining reliability through consistent application of predetermined standards.

Inventive Principle:
Principle #10Preliminary action

3Productivity

If automated review system is implemented, then productivity and consistency are improved, but initial setup complexity and cost increase

Engineering Contradiction:
Improveproductivity of file review processVSAvoidcomplexity of system implementation
Core Design Contradiction:
ProductivityVSDevice complexity

Solution Approach 1:

The automated file review system is designed with universal functionality to handle multiple file types, review criteria, and compliance requirements through a single integrated platform. The system includes configurable questionnaire generators that can create different review protocols, a flexible data collection mechanism that adapts to various file formats and structures, and a centralized analysis engine that processes diverse review data. This multi-functional design enables the system to maintain high productivity and consistency across different review scenarios while reducing the need for multiple separate systems, thereby lowering overall implementation complexity.

Inventive Principle:
Principle #6Universality (Multi-functionality)

Data Source

PatentUS9064283B2Systems, methods, and apparatus for reviewing file management
Publication Date: 2015.06.23 THE TRAVELERS INDEMNITY
  • US9064283B2 patent drawing
  • US9064283B2 patent drawing
  • US9064283B2 patent drawing

AI summary

Systems, apparatus, methods and articles of manufacture provide for reviewing the management of one or more business files. According to some embodiments, methods may include determining a plurality of file review criteria, determining a plurality of file review questions, determining a respective maximum potential review score for each file review question, determining respective responses for the file review questions, adjusting (if necessary) one or more of the maximum potential review scores, and/or determining at least one review score for each file review question answered. Some embodiments may provide for determining a respective review score for a file for each of one or more predetermined file review criteria.