Per-Device Firmware Upgrade Planning for Hitless Network Appliances

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Solution Overview

Problem

Upgrading network appliances in data centers often degrades performance and efficiency, and existing methods struggle to perform hitless or graceful upgrades without disrupting network communications.

Innovation Solution

A method and system for network appliances that initiate a second execution domain, monitor service executables for stage failures, and generate an upgrade specification tailored to each appliance's capabilities, allowing for hitless, graceful, or restart upgrades based on execution state dependencies and resource availability.

Engineering Contradictions & Design Principles

VSEngineering Contradiction Analysis

1Reliability

If traditional firmware upgrade methods are used on network appliances, then the upgrade can be completed, but network communications are interrupted or degraded during the upgrade process

Engineering Contradiction:
Improvenetwork communication continuityVSAvoidupgrade efficiency
Core Design Contradiction:
ReliabilityVSProductivity

Solution Approach 1:

The upgrade process is segmented into multiple independent phases: discovery phase (analyzing appliance capabilities), planning phase (generating upgrade specifications), and execution phase (performing the upgrade). This segmentation allows the system to identify hitless upgrade opportunities and execute them without interrupting network communications, while still maintaining overall upgrade productivity.

Inventive Principle:
Principle #1Segmentation

Solution Approach 2:

The system performs preliminary actions by discovering appliance capabilities and generating upgrade specifications before the actual upgrade execution. This preliminary analysis identifies whether a hitless upgrade is possible, allowing the system to prepare the necessary conditions and ensure network communication continuity before the upgrade begins.

Inventive Principle:
Principle #10Preliminary action

2Adaptability or versatility

If generic upgrade specifications are applied to all network appliances, then the upgrade process is simplified, but it cannot account for varying hardware configurations and resource limitations

Engineering Contradiction:
Improveupgrade specification compatibilityVSAvoidupgrade management complexity
Core Design Contradiction:
Adaptability or versatilityVSDevice complexity

Solution Approach 1:

The system generates localized upgrade specifications tailored to each network appliance's specific hardware configuration, capabilities, and resource limitations. Instead of applying a generic upgrade specification to all appliances, the system analyzes each appliance individually and creates a customized upgrade plan that accounts for its unique characteristics, ensuring compatibility and success.

Inventive Principle:
Principle #3Local quality

Solution Approach 2:

The system dynamically changes upgrade parameters based on appliance-specific characteristics. The discovery process collects information about hardware configurations, resource availability, and capability sets, then uses this information to adjust upgrade specifications accordingly. This parameter adaptation enables the system to handle diverse appliance types while maintaining manageable complexity through automation.

Inventive Principle:
Principle #35Parameter changes

3Reliability

If manual upgrade processes are used for each network appliance, then upgrade specifications can be customized, but the logistical burden increases significantly for data centers with thousands of appliances

Engineering Contradiction:
Improveupgrade success rateVSAvoidupgrade management time
Core Design Contradiction:
ReliabilityVSLoss of time

Solution Approach 1:

The system implements self-service by automatically discovering appliance capabilities, generating appropriate upgrade specifications, and executing upgrades without requiring manual intervention for each appliance. The automated discovery process analyzes hardware configurations and capability sets, then the system autonomously creates and applies customized upgrade plans, dramatically reducing the time and effort required to manage upgrades across thousands of appliances while maintaining high success rates.

Inventive Principle:
Principle #25Self-service

Solution Approach 2:

The system incorporates feedback mechanisms where the discovery process continuously monitors appliance responses and capability information, using this feedback to refine and adjust upgrade specifications in real-time. This feedback loop ensures that upgrades are customized based on actual appliance characteristics while automation handles the complexity of managing thousands of devices, reducing both manual burden and upgrade management time.

Inventive Principle:
Principle #23Feedback

Data Source

PatentUS12613687B2Methods and systems for dynamically creating upgrade specifications based on per device capabilities
Publication Date: 2026.04.28 PENSANDO SYSTEMS INC
  • US12613687B2 patent drawing
  • US12613687B2 patent drawing
  • US12613687B2 patent drawing

AI summary

Upgrading a network appliance to a second firmware is dynamically specified and implemented to minimize network disruption. The installed firmware runs in a first execution domain and the second firmware runs in safe mode in a second execution domain. Upgrade planning data is produced by monitoring service executables in the second execution domain for stage failures at various execution states. The upgrade planning data is used to produce an upgrade specification for upgrading from the installed firmware to the second firmware. The upgrade planning data can indicate that there are execution state dependencies between the service executables. The upgrade specification can be adapted for the execution state dependencies and used by a finite state machine to implement the upgrade.